Claire Rita Kelly

IRA #2(H)

Citibank - Cash Accounts — Interest

Met Life - whole life / life insurance — Int/Div

Series EE US Savings Bond — None

BROKERAGE ACCCOUNT #1 (Hh

Citigroup Inc Stock (common) (C) — Int/Div

General Electric Stock (common) (GE) — Int/Div

AMERICAN FUNDS, AMERICAN FUROPACIFIC GRW F2(AFPFX) — Int/Div

AMERICAN FUNDS, AMERICAN GW FD OF AMERICA F2 (GFFFX) — Int/Div

AMERICAN FUNDS, AMERICAN WA MUTUAL F2 (WMFFX) — Int/Div

MAINSTAY NY TAX FREE OPPORT I(IMNOIX) — Int/Div

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Int/Div

IRA Z(H)

MORGAN STANLEY BANK NA (CASH) — Interest

ISHARES INCMSCIH JAPAN ETF (EW) — Int/Div — Buy (add'l)

ISHARES INCMSCIH JAPAN ETF (EW) — Sold

ISHARES MORNINGSTAR MID CP ETF UKG) — Int/Div — Buy

WISDOMTREE TR JAPN HEDGE EQ (DX — Int/Div — Buy

BARON GROWTH INSTITUTIONAL (BGRIX) — Int/Div — Sold (part)

BARON GROWTH INSTITUTIONAL (BGRIX) — Sold (part)

BARON GROWTH INSTITUTIONAL (BGRIX) — Buy (add'l)

BARON GROWTH INSTITUTIONAL (BGRIX) — Buy (add'l)

BLACKROCK INFLAT PROT BOND (BPRIX) — Int/Div — Buy (add'l)

BLACKSTONE ALT MULT-STRAT INST (BXMIX) — None — Buy (add'l)

BLACKSTONE ALT MULT-STRAT INST (BXMIX) — Sold

BRANDYWINE (FORMERLY LEGG MASONYBW ALT CREDIT (LMANX) — Int/Div — Sold

CLEARBRIDGE LG CAP GRWTH (SBLYX) — Int/Div — Buy

DELAWARE INV SM VAL INST (DEVIX) — Int/Div — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Buy (add'l)

DOUBLELINE TOTAL RETURN (DBLTX) — Int/Div — Buy

EV ADV FLOATING RATE (EIFAX) — Int/Div — Buy

EV INCOME FUND OF BOSTON (EIBIX) — Int/Div — Sold

IVY MID CAP GROWTH HIIYMIX) — None — Sold (part)

IVY MID CAP GROWTH HIIYMIX) — Sold (part)

IVY MID CAP GROWTH HIIYMIX) — Sold

LOCORR MARKET TREND HLOTIX) — None — Sold

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Int/Div — Sold (part)

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Buy (add'l)

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Sold (part)

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Sold (part)

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Sold (part)

MAINSTAY CUSHING MLP PREMIER ({CSHZX) — Sold (part)

OAKMARK HHOAKMX) — None — Sold (part)

OAKMARK HHOAKMX) — Sold

OAKMARK FUND ADV (OAYMX) — Int/Div — Buy

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

OAKMARK FUND ADV (OAYMX) — Sold (part)

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

S10. — Buy (add'l)

OAKMARK INTERNATL 1H HOAKIX) — None — Buy (add'l)

OAKMARK INTERNATL 1H HOAKIX) — Sold (part)

OAKMARK INTERNATL 1H HOAKIX) — Buy (add'l)

OAKMARK INTERNATL 1H HOAKIX) — Sold

OAKMARK INTERNATIONAL ADV HOAYIX) — None — Buy

OAKMARK INTERNATIONAL ADV HOAYIX) — Buy (add'l)

OAKMARK INTERNATIONAL ADV HOAYIX) — Sold

PEAR TREE POLARIS FGN VL (QFVIX) — Int/Div — Buy

PIONEER MLTI AST ULT SHT INC Y IMYFRX) — Int/Div — Buy (add'l)

PIONEER MLTI AST ULT SHT INC Y IMYFRX) — Buy (add'l)

PIONEER MLTI AST ULT SHT INC Y IMYFRX) — Sold

POLENGRW INST (POLX) — None — Sold (part)

POLENGRW INST (POLX) — Sold (part)

POLENGRW INST (POLX) — Sold (part)

POLENGRW INST (POLX) — Sold (part)

POLENGRW INST (POLX) — Sold

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Int/Div — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Sold (part)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Sold (part)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Sold (part)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z (PIFZX) — Sold

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Int/Div — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Sold (part)

THORNBURG INTL GRWTH HITINGX) — Int/Div — Buy

THORNBURG INTL GRWTH HITINGX) — Buy (add'l)

TOUCHSTONE MID CAP VALUE Y {TCVYX) — Int/Div — Sold (part)

TOUCHSTONE MID CAP VALUE Y {TCVYX) — Sold

VAN ECK EMERGING MARKETS Y (EMRYX) — None — Sold (part)

VAN ECK EMERGING MARKETS Y (EMRYX) — Buy (add'l)

VAN ECK EMERGING MARKETS Y (EMRYX) — Sold

WESTERN ASSET CORE PLUS BD (WACPX) — Int/Div — Buy

MORGAN STANLEY BANK NA (CASH) {Y)

ISHARES INCMSCI JAPAN ETF (EW)) — None — Buy (add'l)

ISHARES INCMSCI JAPAN ETF (EW)) — Sold

ISHARES MORNINGSTAR MID CP ETF JKG) — Int/Div — Buy

WISDOMTREE TR JAPN HEDGE EQ (DX — Int/Div — Buy

BARON GROWTH INSTITUTIONAL (BGRIX) — Int/Div — Sold (part)

BARON GROWTH INSTITUTIONAL (BGRIX) — Sold (part)

BARON GROWTH INSTITUTIONAL (BGRIX) — Buy (add'l)

BARON GROWTH INSTITUTIONAL (BGRIX) — Buy (add'l)

BLACKROCK INFLAT PROT BOND (BPRIX) — Int/Div — Buy (add'l)

BLACKSTONE ALT MULT-STRAT INST (BXMIX) — None — Sold

BRANDYWINE (FORMERLY LEGG MASONIYBW ALT CREDIT (LMANX) — Int/Div — Sold

CLEARBRIDGE LARGE CAP GRWTH (SBLYX) — Int/Div — Buy

DELAWARE INV SM VAL INST (DEVIX) — Int/Div — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Sold (part)

DELAWARE INV SM VAL INST (DEVIX) — Buy (add'l)

DOUBLELINE TOTAL RETURN (DBLTX) — Int/Div — Buy

EV ADV FLOATING RATE IH (EIFAX) — Int/Div — Buy

EV INCOME FUND OF BOSTON (EIBIX) — Int/Div — Sold

IVY MID CAP GROWTH HIYMIX) — None — Sold (part)

IVY MID CAP GROWTH HIYMIX) — Sold (part)

IVY MID CAP GROWTH HIYMIX) — Sold

LOCORR MARKET TREND 1{LOTIX) — None — Sold

MAINSTAY CUSHING MLP PREMIER {CSHZX) — Int/Div — Buy (add'l)

MAINSTAY CUSHING MLP PREMIER {CSHZX) — Sold (part)

OAKMARK HHOAKMX) — None — Sold (part)

OAKMARK HHOAKMX) — Sold

OAKMARK FUND ADV (OAYMX) — Int/Div — Buy

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

OAKMARK FUND ADV (OAYMX) — Buy (add'l)

OAKMARK INTERNATL 1 HOAKIX) — None — Buy (add'l)

OAKMARK INTERNATL 1 HOAKIX) — Sold

OAKMARK INTERNATIONAL ADVISOR (OAYIX) — None — Buy

OAKMARK INTERNATIONAL ADVISOR (OAYIX) — Buy (add'l)

OAKMARK INTERNATIONAL ADVISOR (OAYIX) — Sold

PEAR TREE POLARIS FGN VL I (QFVIX) — Int/Div — Buy

PIONEER MLTI AST ULT SHT INC Y IMYFRX) — Int/Div — Buy (add'l)

PIONEER MLTI AST ULT SHT INC Y IMYFRX) — Sold

POLEN GRW INST (POUX) — None — Sold (part)

POLEN GRW INST (POUX) — Sold (part)

POLEN GRW INST (POUX) — Sold

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z(PIFZX) — Int/Div — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) SHT TRM CORP BD Z(PIFZX) — Sold

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Int/Div — Buy (add'l)

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BD Z (PDBZX) — Buy (add'l)

THORNBURG INTL GROWTH 1H (TINGX) — Int/Div — Buy

THORNBURG INTL GROWTH 1H (TINGX) — Buy (add'l)

TOUCHSTONE MID CAP VALUE Y (TCVYX) — Int/Div — Sold (part)

TOUCHSTONE MID CAP VALUE Y (TCVYX) — Sold

VAN ECK EMERGING MARKETS Y (EMRYX) — None — Sold (part)

VAN ECK EMERGING MARKETS Y (EMRYX) — Buy (add'l)

VAN ECK EMERGING MARKETS Y (EMRYX) — Sold

WESTERN ASSET CORE PLUS BD (WACPX) — Int/Div — Buy

IRA #3 (H)

Fidelity Blue Chip GR (FBGRX) — Int/Div

Fidelity Blue Chip Value (FBCVX) — Int/Div

Fidelity Diversified International Fund (FDIVX) — Int/Div

Fidelity Global Comdty Stock (FFGCX) — Int/Div

Fidelity Int'l Real Estate (FIREX) — Int/Div

Fidelity Mid Cap ENH Index (FMEIX) — Int/Div

Fidelity SM Cap ENH Index (FCPEX) — Int/Div

Fidelity Total Emerging Markets (F1TEMX) — Int/Div

Fidelity GLB High Income (FGHNX) — Int/Div

Fidelity NEW Mkts. Inc. (FNMIX) — Int/Div

Fidelity Strategic Income (FADMX) — Int/Div — Sold

Fidelity Strategic Income (FADMX) — Buy

Fidelity Total Bond (FTBFX) — Int/Div

IRA 24 (H)

TIAA Traditional — Int/Div — Sold (part)

IRA 25 (H)

MORGAN STANLEY BANK NA (cash) n'a — Open

CLEARBRIDGE LARGE CAP GROWTH (SBLYX) — Int/Div — Buy

OAKMARK FUND ADVISOR (OAYMX) — Int/Div — Buy

OAKMARK INTERNATIONAL ADVISOR (OAYIX) — Int/Div — Buy

OAKMARK INTERNATIONAL ADVISOR (OAYIX) — Sold

PGIM SHORT TERM CORP BOND Z (PIFZX) — Int/Div — Buy

PGIM SHORT TERM CORP BOND Z (PIFZX) — Sold

PGIM TOTAL RETURN BOND Z {PDBZX) — Int/Div — Buy

POLEN GROWTH INST (POLIX)(Y) — Buy

WESTERN ASSET CORE PLUS BD (WACPX) — Int/Div — Buy

CUSTODIAL ACCOUNT #1 (H)

General Electric Stock (common) (GE) — Int/Div

COLLEGE FUND #1 (H)

NY 529 College Svgs Prog, Mod. Age: Based Option: Discp Growth Portf, — None

Board Member and Adjunct Faculty Member, Brooklyn Law School

Reimbursement — Case Western Reserve — Oct 25-27. 2018 — Cleveland, OH — Frade Policy Conference — Travel, lodging

Spouse's income — 2018 — Hewlett-Woodmere Umon Free School District - Salary

Part VIL, lines 156 and 164: Following reportable transactions, these items became unreportable without corresponding reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.