Benjamin A. Kahn

Wells Fargo Account — Interest

Collegebound Fd 529 Agressive Growth 1996-1998 ALR — Int/Div

Collegebound Fd 529 Aggressive Growth 1999.2001 AR — Int/Div

Wells Fargo Investment Account £1(H)

SPYETF — Int/Div — Buy (add'l)

EEMEIF — Int/Div — Sold

Wells Fargo HSA Account — Interest

Wells Fargo Investment Account #3(H) — Int/Div

SPYLIF — Int/Div — Buy (add'l)

Wells Fargo Investment Account 24(H) — Int/Div

SPY ETF — Int/Div — Buy (add'l)

Wells Fargo IRA 21(H)

Bank Deposit Sweep — Interest

AAPL Common — Int/Div

EEM ETF — Int/Div — Sold

SPY ETF — Int/Div — Buy (add'l)

Wells Fargo 401K #1(H)

Wells Fargo Stable Value Fund — Int/Div

S&P S00 Index Fund — Int/Div

Wells Fargo Large Cap Growth Fund — Int/Div

S&P Midcap Index — Int/Div

Russell Small Cap Index Fund — Int/Div

Wells Fargo International Index Fund — Int/Div

Wells Fargo Emerging Market Equity Fund — Int/Div

Nasdag 100 Index Fund — Int/Div

Wells Fargo ESOP Fund — Int/Div — Sold

Wells Fargo 401K #2(H)

Wells Fargo Stable Value Fund — Int/Div

S&P S00 Index Fund — Int/Div

Wells Fargo Large Cap Growth Fund — Int/Div

S&P Midcap Index — Int/Div

Russell Smallcap Index Fund — Int/Div

Wells Fargo Intemational Index Fund — Int/Div

Wells Fargo Emerging Market Equity Fund — Int/Div

Nasdaq 100 Index Fund — Int/Div

Wells Fargo ESOP Fund — Int/Div — Sold

Wells Fargo stock options vested — Int/Div — Closed

Wells Fargo stock options unvested — Int/Div — Closed

Wells Fargo stock options unvested — Int/Div — Closed

Wells Fargo Investment Account #5(H)

CD-12 month Deposit — Interest

S&P Midcap Index Fund — Int/Div

Russell Smallcap Index Fund — Int/Div

Nasdaq 100 Index Fund — Int/Div

Emerging Market Equity Fund — Int/Div

S&P 500 Index Fund — Int/Div

Wells Fargo Intemational Equity Fund — Int/Div

Wells Fargo Rollover IRA #1(H)

Morgan Stanley Frontier Emerging Markets Fund — Int/Div — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

Eaton Vance Global Macro Fund — Int/Div — Buy (add'l)

Eaton Vance Global Macro Fund — Sold

Ridgeworth Seix Floating Rate Fund — Int/Div — Buy (add'l)

Ridgeworth Seix Floating Rate Fund — Buy (add'l)

Ridgeworth Seix Floating Rate Fund — Sold (part)

Vova Real Estate Fund — Int/Div — Sold (part)

Vova Real Estate Fund — Buy (add'l)

Vova Real Estate Fund — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Int/Div — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Buy (add'l)

Wells Fargo Secured Market Deposit Fund — Int/Div — Buy

Robeco B/P Long/Short Fund — Int/Div — Sold (part)

Robeco B/P Long/Short Fund — Sold (part)

Robeco B/P Long/Short Fund — Buy (add'l)

Driehaus Active Income Fund — Int/Div — Sold (part)

Driehaus Active Income Fund — Buy (add'l)

Driehaus Active Income Fund — Sold

ASG Global Alternative Fund — Int/Div — Sold (part)

ASG Global Alternative Fund — Buy (add'l)

ASG Global Alternative Fund — Buy (add'l)

Harbor Capital Appreciation Fund — Int/Div — Sold (part)

Harbor Capital Appreciation Fund — Sold (part)

Harbor Capital Appreciation Fund — Buy (add'l)

Federated Strategic Value Fund — Int/Div — Buy (add'l)

Federated Strategic Value Fund — Buy (add'l)

Federated Strategic Value Fund — Sold (part)

Crawford Dividend Growth Fund — Int/Div — Buy (add'l)

Crawford Dividend Growth Fund — Sold

Calvert Capital Accumulation Fund — Int/Div — Buy (add'l)

Calvert Capital Accumulation Fund — Buy (add'l)

Calvert Capital Accumulation Fund — Sold (part)

Oppenheimer Developmg Market Fund — Int/Div — Buy (add'l)

Oppenheimer Developmg Market Fund — Buy (add'l)

Oppenheimer Developmg Market Fund — Buy (add'l)

Harbor Intemational Fund — Int/Div — Buy (add'l)

Harbor Intemational Fund — Sold (part)

Harbor Intemational Fund — Buy (add'l)

Dodge & Cox Int'l Stock Fund — Int/Div — Buy (add'l)

Dodge & Cox Int'l Stock Fund — Sold (part)

Dodge & Cox Int'l Stock Fund — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Int/Div — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Sold (part)

iShares Russell Mid-Cap Value — Int/Div — Buy (add'l)

iShares Russell Mid-Cap Value — Buy (add'l)

iShares Russell Mid-Cap Value — Sold (part)

iShares Core S & P Small Cap — Int/Div — Sold (part)

iShares Core S & P Small Cap — Buy (add'l)

iShares Core S & P Small Cap — Sold (part)

SPDR S&P S00 ETF — Int/Div — Buy

SPDR S&P S00 ETF — Buy (add'l)

SPDR S&P S00 ETF — Sold (part)

Drevius Int'l Bond Fund — Int/Div — Sold

T Rowe Price Short Term Bond Fund — Int/Div — Buy (add'l)

T Rowe Price Short Term Bond Fund — Buy (add'l)

T Rowe Price Short Term Bond Fund — Sold (part)

Vova Int'l Real Estate Fund — Int/Div — Sold (part)

Vova Int'l Real Estate Fund — Buy (add'l)

Vova Int'l Real Estate Fund — Buy (add'l)

Wells Fargo Rollover IRA £2 (H)

Morgan Stanley Frontier Emerging Markets — Int/Div — Buy (add'l)

Morgan Stanley Frontier Emerging Markets — Buy (add'l)

Morgan Stanley Frontier Emerging Markets — Buy (add'l)

Eaton Vance Global Macro Fund — Int/Div — Buy (add'l)

Eaton Vance Global Macro Fund — Sold

Ridgeworth Seix Floating Rate Fund — Int/Div — Buy (add'l)

Ridgeworth Seix Floating Rate Fund — Buy (add'l)

Ridgeworth Seix Floating Rate Fund — Sold (part)

Vova Real Estate Fund — Int/Div — Sold (part)

Vova Real Estate Fund — Buy (add'l)

Vova Real Estate Fund — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Int/Div — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Sold (part)

Credit Suisse Commodity Return Strategy Fund — Buy (add'l)

Robeco B/P Long/Short Fund — Int/Div — Buy (add'l)

Robeco B/P Long/Short Fund — Sold (part)

Robeco B/P Long/Short Fund — Buy (add'l)

Drichaus Active Income Fund — Int/Div — Sold (part)

Drichaus Active Income Fund — Buy (add'l)

Drichaus Active Income Fund — Sold

ASG Global Alternatives Fund — Int/Div — Sold (part)

ASG Global Alternatives Fund — Buy (add'l)

ASG Global Alternatives Fund — Buy (add'l)

Harbor Capital Appreciation Fund — Int/Div — Sold (part)

Harbor Capital Appreciation Fund — Sold (part)

Harbor Capital Appreciation Fund — Buy (add'l)

Federated Strategic Value Fund — Int/Div — Buy (add'l)

Federated Strategic Value Fund — Buy (add'l)

Federated Strategic Value Fund — Sold (part)

Crawford Dividend Growth Fund — Int/Div — Buy (add'l)

Crawford Dividend Growth Fund — Sold

Calvert Capital Accumulation Fund — Int/Div — Buy (add'l)

Calvert Capital Accumulation Fund — Buy (add'l)

Calvert Capital Accumulation Fund — Sold (part)

Oppenheimer Developing Market Fund — Int/Div — Buy (add'l)

Oppenheimer Developing Market Fund — Buy (add'l)

Oppenheimer Developing Market Fund — Buy (add'l)

Harbor Intemational Fund — Int/Div — Buy (add'l)

Harbor Intemational Fund — Sold (part)

Harbor Intemational Fund — Buy (add'l)

Dodge & Cox Int'l Stock Fund — Int/Div — Buy (add'l)

Dodge & Cox Int'l Stock Fund — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Int/Div — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Buy (add'l)

Fidelity Advisors Emerging Market Income Fund — Sold (part)

iShares Russell Mid-Cap Value — Int/Div — Buy (add'l)

iShares Russell Mid-Cap Value — Buy (add'l)

iShares Russell Mid-Cap Value — Sold (part)

iShares Core S & P Small Cap — Int/Div — Sold (part)

iShares Core S & P Small Cap — Buy (add'l)

iShares Core S & P Small Cap — Sold (part)

Drevfus Int'l Bond Fund — Int/Div — Sold

Vova Int'l Real Estate Fund — Int/Div — Buy (add'l)

Vova Int'l Real Estate Fund — Buy (add'l)

Vova Int'l Real Estate Fund — Buy (add'l)

Wells Fargo Secured Market Deposit Fund — Int/Div — Buy

T Rowe S-T Bond Fund — Int/Div — Buy (add'l)

T Rowe S-T Bond Fund — Sold (part)

SPDR S&P S00 ETF — Int/Div — Buy

SPDR S&P S00 ETF — Buy (add'l)

SPDR S&P S00 ETF — Sold (part)

Wells Fargo Inv, Account #6(H)

ASG Global Alternatives Fund — Int/Div — Buy (add'l)

ASG Global Alternatives Fund — Buy (add'l)

Calvert Capital Accumulation Fund — Int/Div

Crawford Dividend Growth Fund — Int/Div — Sold

Credit Suisse Commodity Return Strategy Fund — Int/Div — Sold

Dodge & Cox Int'l Stock Fund — Int/Div

Drichaus Active Income Fund — Int/Div — Sold (part)

Drichaus Active Income Fund — Buy (add'l)

Eaton Vance Global Macro Fund — Int/Div — Sold (part)

Eaton Vance Global Macro Fund — Sold

Federated Strategic Value Fund — Int/Div

Fidelity Advisors Emerging Markets Income Fund — Int/Div — Sold (part)

Harbor Capital Appreciation Fund — Int/Div — Buy (add'l)

Harbor Capital Appreciation Fund — Sold (part)

Harbor Capital Appreciation Fund — Buy (add'l)

Harbor International Fund — Int/Div

iShares Core S&P Small Cap — Int/Div

iShares Russell Midcap Value — Int/Div

Morgan Stanley Frontiere Emerging Fund — Int/Div

Nuveen Limited Term Muni Bond — Int/Div

Oppenheimer Developing Market — Int/Div — Sold

Ridgeworth Seix Floating Rate Fund — Int/Div — Sold (part)

Robeco BP Long/Short — Int/Div — Buy (add'l)

Robeco BP Long/Short — Buy (add'l)

Robeco BP Long/Short — Sold

Vova International Real Estate Fund — Int/Div

Vova Real Estate Fund — Int/Div

Barclays Bloomberg 1Path — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Buy

Wells Fargo Secured Market Deposit Fund — Int/Div — Buy

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

Reimbursement — NC Bar Association — Nov. 5-6_2015 — Pmchurst, NC — NC Bankruptcy Institute — Hotel, mileage, meals

Reimbursement — Administrative Office of the Court

Reimbursement — Eastern Bankr. Institute — May 28-30, 20115 — N. Myrtle Beach, SC — Bankruptcy Seminar — Hotel, mileage

Reimbursement — Turnaround Management Association Carolina Chapter — Dec. 7.2015 — Charlotte, NC — Legal Semmar — Mileage

Spouse's income — 2015 — Wells Fargo - salary