Kathryn C. Ferguson

US Savings Bonds — None

Brinker Capital Inc: (H)

Aberdeen Emerging Mrkts Fund CL A — Int/Div — Sold (part)

Aberdeen Emerging Mrkts Fund CL A — Sold (part)

Aberdeen Emerging Mrkts Fund CL A — Buy (add'l)

Aston/River Road Independent Value N — Int/Div — Sold (part)

Aston/River Road Independent Value N — Buy (add'l)

Columba Dividend Opportunity CL A — Int/Div — Sold (part)

Columba Dividend Opportunity CL A — Sold (part)

Columba Dividend Opportunity CL A — Buy (add'l)

Columbia Select Lrg Cap Growth CL A — None — Buy (add'l)

Columbia Select Lrg Cap Growth CL A — Sold (part)

Delaware Value Fd CL A — Int/Div — Sold (part)

Delaware Value Fd CL A — Buy (add'l)

Doubleline Total RT Bond Fd CL N — Ine — Sold (part)

Doubleline Total RT Bond Fd CL N — Buy (add'l)

Driehaus Active Income Fund — Int/Div — Sold (part)

Driehaus Active Income Fund — Buy (add'l)

Fidelity Intermediate Muni Income — Int/Div — Sold (part)

Fidelity Intermediate Muni Income — Buy (add'l)

Forward EM Corporate Debt Fund Investor — Int/Div — Buy

JP Morgan Tax Aware Real Rt Select CL — Int/Div — Sold (part)

JP Morgan Tax Aware Real Rt Select CL — Buy (add'l)

Leuthold Asset Allocation Fd — Int/Div — Sold (part)

Leuthold Asset Allocation Fd — Buy (add'l)

Leuthold Asset Allocation Fd — Sold

Listed Private Equity CL A — Int/Div

Merger Fund — Int/Div — Sold (part)

Merger Fund — Sold (part)

Merger Fund — Sold (part)

Merger Fund — Buy (add'l)

Merk Hard Currency Fund Investor CL — None — Buy (add'l)

MPFS International Value Fund CL A — Int/Div — Sold (part)

MPFS International Value Fund CL A — Buy (add'l)

Morgan Stunley Global Real Estate Port P — Int/Div — Sold (part)

Morgan Stunley Global Real Estate Port P — Buy (add'l)

Northern Intermed Tax Exempt Fund — Int/Div — Buy (add'l)

Pimco Emergmg Markets CY CL D — Int/Div — Buy (add'l)

Pimco Emergmg Markets CY CL D — Sold

Ridgeworth Mid Cap Value Equity CL — hy — Sold (part)

Ridgeworth Mid Cap Value Equity CL — Sold (part)

Ridgeworth Mid Cap Value Equity CL — Buy (add'l)

Rivemorth Core Opportunity Fund — Int/Div — Sold (part)

Rivemorth Core Opportunity Fund — Sold (part)

Rivemorth Core Opportunity Fund — Buy (add'l)

RS Global Natural Resources CL A — None — Sold (part)

RS Global Natural Resources CL A — Buy (add'l)

Spartan 500 Index FDAdvantage Class — Int/Div — Sold (part)

Spartan 500 Index FDAdvantage Class — Sold (part)

S10. — Buy (add'l)

T Rowe Price Growth Stock Advisor CL — None — Buy (add'l)

T Rowe Price Growth Stock Advisor CL — Sold (part)

T Rowe Price Intl Stock Advisor CL — Int/Div — Sold (part)

T Rowe Price Intl Stock Advisor CL — Buy (add'l)

TCW Dividend Focused Fund CL N — Int/Div — Sold (part)

TCW Dividend Focused Fund CL N — Buy (add'l)

TCW Small Cap Growth Class N — None — Buy (add'l)

TCW Small Cap Growth Class N — Sold (part)

Touchstone Focused Equity Fund Class A — Int/Div — Sold (part)

Touchstone Focused Equity Fund Class A — Buy (add'l)

Wasatch Emerging Markets Small Cap FD — Int/Div — Sold (part)

Wasatch Emerging Markets Small Cap FD — Buy (add'l)

Wasatch Frontier Emerging Small Cos — Int/Div — Buy

Wasatch Intemational Opportunities FD — None

Wells Fargo Ultra Shrt Trm Muni CL A — hy — Sold (part)

Wells Fargo Ultra Shrt Trm Muni CL A — Buy (add'l)

Waesicore Select — None — Sold (part)

Waesicore Select — Sold (part)

Waesicore Select — Sold

PRESIDENT, TRENTON FILM SOCIETY

BOARD MEMBER, FRIENDS OF THE LAMBERTVILLE LIBRARY

Reimbursement — National Conference of Bankruptcy Judges — October 23-28, 2012 — San Diego, California — Judge's Assocution Annual Meeting — Transportation, Lodging