Richard J. Holwell

Van Duyn Assoc., NY. NY — Rent

Bell South Common Stock (certificate) — Int/Div

Brokerage Account(Schwab Reg) #

Ford Motor Credit — Interest

Tortoise Energy Infrastrucutres — Int/Div

Baird Core Plus — Interest

PIMCO Mortgage Backed Sec — Interest

NY City Mum Wir Fin, 6/15/24 — Interest

NYS Dorm Revs St Supp, 2/15/16 — Interest

PIMCO Total Return — Interest — Sold (part)

Aston Lake Partners Fund — Int/Div

PIMCO Global Multi Asset — Int/Div

Schwab Money Market Fund — Int/Div

Vanguard S-T Inv Grade — Interest — Sold (part)

Vanguard S-T Inv Grade — Sold (part)

Vanguard S-T Inv Grade — Sold (part)

SPDR S&P Div — Int/Div — Sold (part)

SPDR S&P Div — Sold (part)

SPDR S&P Div — Sold (part)

Baird Int Muni Bond Fund — Int/Div — Sold (part)

Memill Lynch IRA — Int/Div

ML Pacific Bond Fund

Brokerage Acct Schwab IRA #1 — Int/Div

Ishares MSC Aus Idx Fd

Bishop Volatiltiy Fund — Buy

JP Morgan Alerian — Buy

MSCAPTR I

Buffalo Mid Cap

Oakmark Equity Income

PIMCO Total Return Inst

PIMCO Total Return D — Sold

Terex Corp Bond — Sold

Morgan Stanley Bond (reported incorrectly was full sale)

Schwab Money Market Fund

Dow Chem Bond

Baird I-T Bond Fund

JP Morgan Emerg Mkt Debt

JP Morgan Strategic Income

PIMCO Foreign Bond

JP Morgan Mortgage Backed Sec

Matthews India — Sold

Ishares TR S&P Mid Cap

PIMCO Global Multi Asset — Buy

Rovee Low Priced Stock Fund — Buy

TFS Market Neutral — Buy

Merk Hard Currency — Buy

Brokerage Account Schwab IRA #2 — Int/Div

Metro West Total Return

Oakmark Equity Income

TCW Total Return

JP Morgan Strategic Income

Permanent Portfolio (PRPFX)

Eaton Vance Global Macro

Fidelity Annuity — None

Fidelity Money Market Fund

White & Case SIP — Int/Div

Pimeco Total Return

State Street Money Market Fund

Permanent Portfolio (PRPFX) — Buy (add'l)

PIMCO Global Multi Asset — Buy (add'l)

Vanguard Infl Protection (partial sale in 2009. not total)

TCW High Yield

ING Money Market Fund

Ishares Brazil

Sector SPDR Energy — Sold

TFS Market Neutral

PIMCO High Yield — Sold (part)

PIMCO Mortgage Backed — Buy (add'l)

SPDR Index SHS S&P China

Vanguard Short Term lov Grade

Wintergreen (WGRNX)

Fidelity Capital & Income — Buy

Fidelity Capital & Income — Sold (part)

PIMCO Income Fund — Buy

TCW Emerg Mkts — Buy

TFS Small Cap — Buy

TFS Smal Cap — Sold

Sector SPDR Energy — Sold

Marsico Flex Cap — Buy

Marsico Flex Cap — Sold

Schwab IRA #3 — Int/Div

TCW Total Return

Agreement — 8/01/2000 — Please see section VIII, paragraph 2

Income — 2011 — White & Case LLP (post retirement payments fixed at ime of retirement on November 1. 2003, — $31,737.96

Income — 2011 — White & Case LLP (Pension) — S52 468.44

Spouse's income — 2011 — Self-employed architect

I. Regarding Section 1:

Partner, Van Duyn Associates, Van Duyn Associates is a general parmership formed under New York law pursuant to a restated and amended agreement dated

December 21, 1979, 1

60% interest in the partnership which owns the building

2. Regarding Section 11:

White & Case Savings and Investment Plan ("SIP"). White & Case is my former Jaw firm. The White & Case SIP was originally established in 1983. It isa

qualified 401(K) plan. Subject to certain qualifications, all employees can participate in the plan and may remain in the plan after retirement. Participants are able

to select their investments from among & limited list of mutual funds only. In addition, a brokerage account is also available to participants that allows for

additional investments.

White & Case Retirement Income Plan (“RIP”). White Case is my former law firm, The White & Case RIP is a defined benefit pension originally adopted in 1985

and is limited to certain partners and employees of the Firm, The RIP provides upon retirement an annual benefit which is & percentage of the total compensation

cummed by a participant during membership in the plan. The contributions to RIP are actuarially determined and are paid by the Firm to a trust fund. 1 am fully

vested in the plan. Participants have no control over the trust fund's investment.

White & Case Partnership Agreement. White & Case is my former law firm. The amended and restated partnership agreement dated August |, 2000 governs the

operation of the Firm, The equity partmers of the Firm are parties to the agreement. Upon ceasing to he an equity partner, such partner's capital account is fixed and

distributed in monthly payments over a term of six years. All such payments were made by December 31,2009.