David Jeremiah Barron

2018Annual

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What was filed

  • 58

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 4

    debts

  • 4

    reimbursements

  • 3

    income

  • 1

    spouse income

Named parties

  • Harvard Law School
  • American Society of Intemational Law (ASIL) Judicial Advisory Board
  • Shady Hill School
  • Morgan Stanley (under The Girls LLC)
  • Security First Mortgage Funding LLC {under Mars-B, Inc. LLC)
  • Alpha-K Holdings LLC) (See part VIII explanation)
  • Rappaport Foundation
  • Marquette University School : of Law
  • Umiversaty of Georgia School of Law
  • George Mason University School of Law
  • Harvard University - teaching come
  • LEG, Inc. dba West Academic - book royalties
  • Cornell University - book rovalties
  • CONN, national security, intelligence, and terrorism analyst, consulting fees

As filed

CREF Inflation-Linked Bond Fund — None

CREF Stock Fund — None

Fidelity Massachusetts Municipal Money Market Fund — Int/Div

Fidelity Select Biotechnology Portfolio — Int/Div

Fidelity Government Money Market Fund — Int/Div

Fidelity Select Banking Portfolio — Int/Div

Fidelity Municipal Money Market Fund — None

TIAA Traditional Annuity — Interest

Vanguard Federal Money Market Fund — Int/Div

Vanguard Inst Target Ret 2030 Fund — Int/Div

Vanguard Total Bond Mkt Index Inv Fund (See expl, in Part VII — with line 12)

Vanguard Total Bond Mkt Index Inst Fund — Int/Div

Vanguard Target Retire 2035 Trust Il Fund — None

Vanguard Tot Intl Stock 1x Inst Fund — Int/Div

Vanguard Inst Index Fund — Int/Div — with line 16)

Vanguard Inst Index Fund lust Plus — Int/Div

Vanguard Extended Mkt Index Inst Fund — Int/Div

Vanguard Target Retirement 2040 Fund — Int/Div

Vanguard Inst Target Ret 2035 Fund — Int/Div

Vanguard Juliette Kayyem Solutions LLC Individual 401K) (X) — Int/Div

The Girls, LLC (H)

AMGEN INC (AMGN) common stock — Int/Div — Sold (part)

APPLE INC. (AAPL) common stock — Int/Div

BANK OF AMERICA CORP. (BAC) common stock — Int/Div — Sold (part)

CHEVRON CORP (CVX) comon stock — Int/Div — Sold

DENTSPLY SIRONA INC. (XRAY) common stock — Int/Div — Sold

EXPEDITORS INTL WASH INC (EXPD) common stock — Int/Div

GILEAD SCIENCE (GILD) common stock — Int/Div — Sold

JPMORGAN CHASE & CO (JPM) common stock — Int/Div

MICROSOFT CORP (MSFT) common stock — Int/Div — Sold

ROCKWELL COLLINS INC (COL) common stock — Int/Div — Redeemed

SCHLUMBERGER LTD (SLB) common stock — Int/Div — Sold

WELLS FARGO &CO NEW (WFC) common stock — Int/Div — Sold

ISHARES NASDAQ BIOTECH ETF (IBB) — Int/Div — Sold

ISHARES SELECT DIVIDEND ETF (DVY) — Int/Div

POWERSHARES QOQQ TR (QQQ) — Int/Div — Sold

UNITED TECHNOLOGIES CORP (UTX) common stock — None — Buy

UNITED TECHNOLOGIES CORP (UTX) common stock — Sold (part)

MORGAN STANLEY PRIVATE BANK CASH ACCOUNT — Interest

INHIBRX LLC common stock — None

XENCOR INC preferred stock (See explanation in Part VIII — None — Sold

QUANTUMSPHERE INC (QSIM) common stock — None — Sold

GENMARK DIAGNOSTICS (GNMK) common stock — None — Sold

ZEMCAR INC common stock — None

Mars-B, Inc. LLC (H)

Non-reportable loan (histed for mcome purposes onlv- see Part VII — Interest

Rental Property, Barrington, RI (value) See explanation in Part VIII

Alpha-K Holdings LLC (H) - See explanation in Part VIII

Rental Property, Montevallo, AL(value) See explanation in Part VII — Rent

Rental Property, W Allis, WI (value) - See explanation in Part VIII — Rent

Jubette Kayyem Solutions, LLC - See explanation in Part VIII — None

US. Government Securities - Series EE Bonds — Interest

FOK Holdings LLC (H) - See explanation in Part VIII

Rental Property, Hellertown, PA (value) See explanation in Part VIII — Rent

Rental Property, Lebanon, PA (value) - See explanation mn Part VIII — Rent

Rental Property, Punxutawney, PA (value) « See expl. in Part VIII — Rent

ZEMCAR INC common stock — None

Bank of America. cash accounts — Interest

Visiting Professor, Harvard Law School

Member, American Society of Intemational Law (ASIL) Judicial Advisory Board

Liability — Shady Hill School — Tuition Agreement

Liability — Morgan Stanley (under The Girls LLC) — Margin Account

Liability — Security First Mortgage Funding LLC {under Mars-B, Inc. LLC) — Mortgage on rental property, Burrmgton, RI (Part VII, Line 47)

Liability — Alpha-K Holdings LLC) (See part VIII explanation) — Lines 49ands

Reimbursement — Rappaport Foundation — March 9-11, 2018 — Stuart, FL — Lecture — Transportation, meals, hotel

Reimbursement — Marquette University School : of Law — April 8-10, 2018 — Milwaukee, WI — Lecture — Transportation, meals, hotel

Reimbursement — Umiversaty of Georgia School of Law — September 26-30, 2018 — Athens, GA — Guest teaching — Transportation, meals, hotel

Reimbursement — George Mason University School of Law — October 11-12, 2018 — Arlington, VA — Seminar — Transportation, meals, hotel

Income — 2018 — Harvard University - teaching come — S27.699.96

Income — 2018 — LEG, Inc. dba West Academic - book royalties — $6,795.33

Income — 2008 — Cornell University - book rovalties — $94.30

Spouse's income — 2018 — CONN, national security, intelligence, and terrorism analyst, consulting fees

Part VI:

Line 4: Both properties are held under one mortgage and thus listed on the same line.

Part VII:

Line | 1: This transaction was inadvertently left off the 2016 report

Line 41: The sale of this stock was inadvemtly left off the 2017 report.

Line 46: This is non-reportable income and is listed in Part VII for income purposes only.

Line 47: The income reflected for this property is received in connection with Internal Revenue Code 467, Column B(2) is left blank on the advice of the Financial

Disclosure Office.

Line 48: Alpha K Holdings LLC is owned by Mars B, Inc. LLC. The real estate properties in Lines 49 amd 50 are held by Alpha-K Holdings LLC.

Lines 47, 49, 50 and 54-56: Fair market value of the real estate properties was determined by comparable sales prices in cach arca,

Line 51: In accord with the advice of the Finuncial Disclosure Office, no income is reported for Juliette Kayyem Solutions. LLC in Column B, given the nature of

its holdings. The total value of assets of the LLC is reflected by the valuation in Column C.

Line 53: On advice of the Financial Disclosure Office, the liabilities of this entity are not listed in Part VI in light of the nature of the reportable interest in the LLC

being a future interest.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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