William Horsley Orrick jr

2014Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 188

    investments

  • 1

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Trust #3

As filed

Microsoft Com

NetApp

News Corp CIA

Pfizer Com

Schlumberger Ltd

First Republic checking accounts — Interest

Beneficial State Bank (fk a OnePacificCoast Bank) accounts — Interest

Rental property £1, mmm . CA — Rent

401K #1 — Int/Div

Dodge & Cox Stock Fund

Fidelity Diversified Intemational Fund

Spartan 500 Index Fund

Vanguard Total Bond Market

Coblentz, Patch, Duffy & Bass LLP Cash Balance Plan — Interest — Distnbuted

401k22 — Int/Div

Vanguard Target 2020 Fund (x)

Vanguard Int'l Growth Fund

Vanguard Int'l Growth Fund — Int/Div

Vanguard Int'l Growth Fund — Int/Div

Dodge & Cox Stock Fund — Int/Div — Sold (part)

Dodge & Cox Stock Fund — Sold (part)

Dodge & Cox Stock Fund — Sold (part)

Trust #1 — Int/Div

12% interest in rental property #1. pm HE. CA.

General Electric Common Stock ("Com™)

IBM Com

El Lilly & Co Com

Express Scripts Hldg Co Com

Merck & Co Com

Monsanto Co Com

Pfizer Com

Proctor & Gamble Com

Rayomier Com

JM Smucker Com

First Republic Bank account

Trust #2 — Int/Div

Aegon N V NY Registry ADR

Diageo PLC Spon ADR New

Enceson LM Tel Co ADR B SEK 10

Glaxosmithkline PLC Spons ADR

HSBC Hidgs PLC Spon ADR NEW

Nokia Corp Spon ADR

Novartis ADR

Adobe Systems

Roche Hidg Ltd Spon ADR

Sanofi Spon ADR

Vodafone Group PLC New Spon ADR New — Sold

3M Co Com

21st Century Fox

ADT Corporation

American Express Co Com

AOL Inc Com

Apache Corp

Baker Hughes, Inc. Com

Bank of America Com

Bank of New York Mellon Com

BB&T Corp Com

Boston Scientific Corp Com

Cadence Design System Inc Com

Capital One Fin'l Corp Com

Charles Schwab Corp

Chevron Corp Com

Chubb Corp Com

Comcast Corp new CLA com

Computer Sciences Corp Com

Dow Chemical Com — Sold (part)

EBay Inc Com

Fedex Corp Com

General Electric Com

Hewlett Packard Co Com

Home Depot Inc Com

IBM Com

Liberty Interactive Corporation Int Com Ser A — Sold (part)

El Lilly Com

Coming

Medtronic. Inc Com

Merck & Co New Com

Proctor & Gamble Com

Charles Schwab Corp New Com

Sprint Nextel Corp com ser

Suntrust Bks Inc Com

Symantec Corp Com

Target Corp Com

Time Wamer Cable Inc Com

Time Wamer lnc com new

Travelers Compames Inc Com

Union Pacific Com

US Bancorp Del com new

Vulcan Materials Co Com

Walmart Stores Inc Com

Wells Fargo & Co

Xerox Corp Com — Sold

Covidien PLC Shs Com

Philips Electrs NY

TE Connectivity Ltd Reg com shs

Tyco International Ltd Com

Schwab CA Mum Money Fund

National Oilwell — Buy

Express Scripts — Buy

Verizon Communications — Buy

Verizon Communications — Sold

Trust #3 — Int/Div

Pasadena Calif Aree cmnty College Dist GO College bonds

Santa Clara Vy Calif Transn Auth Sales T Sales Tax Rev Bd

LA Cty Calif Met Transn Auth S Meas, R senior sales tax bd

Calif St Univ Rev systemwide Rev Bds

Santa Clara Ca Uni Sch Dist GO Bds

Calif St GO Refunding bonds

LA Calif Umi Sch Dist GO

Aegon N V NY Registry sh ADR

Ericeson LM Tel Co ADR B sek 10

Glaxosmithkline PLC Spons ADR

Novartis AG Spons ADR

Panasonic Corp ADR

Sanofi Spons ADR

Vodafone Group PLC New Spons ADR new — Sold

3M Co Com

21st Century Fox

American Express Co Com

Berkshire Hathaway Inc Del C1 B new Com

Capital One Fin'l Corp Com

Chevron Corp Com

Comcast Corp new cl A com

Computer Sciences Corp com

Domtar Corp Com — Sold

Dow Chem Com

EBay Inc Com

Exxon Mobil Corp Com

Fedex Corp Com

General Electric Com

Hewlett Packard Com

Home Depot Com

Honeywell Int'l Com

IBM Com

Kimberly Clark Corp Com

Eh Lilly & Co Com

Merck & Co Com

Motorola Solutions Inc Com new — Sold

News Corp CI A com

Pfizer Com

Proctor & Gamble Co Com

Charles Schwab Corp new com

Sprint Nextel Corp com ser

Target Corp Com

Time Warmer Cable Inc Com

Time Warner Inc new com

Travelers Companies Inc Com

Union Pac Corp Com

Verizon — Sold

Walmart Stores Com

Wells Fargo & Co new com

Covidien PLC com

TE Connectivity Ltd Reg Shs Com

Schwab CA Muni Money Fund

Microsoft — Buy

National Oilwell — Buy

Time, Inc — from lime 149)

TIAA-CREF: Cref Stock Fund — Int/Div

TIAA Traditional Annuity — Interest

529 A College Funds (v)

American Funds AMCAP Fund — Int/Div — Sold

American Funds Bond Fund of America — Int/Div — Sold

American Funds Washington Mutual Investors Fund — Int/Div — Sold

JP Morgan Chase Bank NA, HSA Custodian — Interest — Distnbuted

Trust #4 : Dodge & Cox Stock Fund — Int/Div — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #4 : Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Int/Div — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #5: Dodge & Cox Stock Fund — Sold (part)

Trust #6: Dodge & Cox Stock Fund — Int/Div — Sold (part)

Orphagen Pharmaceuticals preferred shares — None

Co-Trustee, Trust #3

Agreement — 2007 — Coblentz, Patch Duffy & Bass LLP Cash Balance Plan, a pension plan with law firm, no control (Part VII, line 10)

In Part I, on my previous reports | mistakenly stated that | was a Co-trustee to Trust #1, when in fact | have always been a Co-trustee to Trust #3 and have always

been the sole trustee to Trust #1.

In Part VII, 1 have listed Rentul Property #1 twice, in lines 3 and 22. 12% of the property is held in Trust #1 (line 22), and 21 1/3% is owned by me separately (line

3), and the gross values of those percentage interests are estimated accordingly. Rental Property #1 is rented--my share of the gross rent is reflected on line 3.

In Part I1, | have listed the Cash Balance Plan with Coblentz, Patch, Duffy & Bass LLP. That plan was closed on July 31, 2014. | rolled the assets of that plan into

an existing 401k with Vanguard, investing in its Target 2020 Fund. This transaction is referred to in Part VII, lines 11-13. My only previous asset in the 401k was

some stock in Vanguard's Intemational Growth Fund, which 1 had identified in previous reports (though not as part of a 401k). It is listed here on line 14.

In Part VIL, line 169, 1 reflect that | liquidated an HSA account. | believe this transaction occurred in the second quarter of the year, but | am not certain of the

date.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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