Lisa Margaret Smith

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bunk, Wilton CT Savings account — None — Closed

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div — Buy (add'l)

Fidelity Growth and Income Fund — Int/Div — Buy (add'l)

Fidelity Growth and Income Fund — Int/Div — Buy (add'l)

Fidelity Growth and Income Fund — Int/Div — Buy (add'l)

Fidelity Growth and Income Fund — Distribution — Buy (add'l)

Fidelity Dividend Growth Fund — Distribution — Buy (add'l)

Fidelity Dividend Growth Fund — Distribution — Buy (add'l)

Fidelity Dividend Growth Fund — Int/Div — Buy (add'l)

Fidelity Dividend Growth Fund — Distribution — Buy (add'l)

Fidelity Dividend Growth Fund — Distribution — Buy (add'l)

Fidelity Dividend Growth Fund — Int/Div — Buy (add'l)

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC, White Plains, NY — None

Cisco Systems Common Stock — Int/Div — Buy (add'l)

Cisco Systems Common Stock — Int/Div — Buy (add'l)

Cisco Systems Common Stock — Int/Div — Buy (add'l)

Century Link Communications Common Stock — Int/Div — Buy (add'l)

Century Link Communications Common Stock — Int/Div — Buy (add'l)

Century Link Communications Common Stock — Int/Div — Buy (add'l)

Century Link Communications Common Stock — Int/Div — Buy (add'l)

Walt Disney Common Stock — None

Long Island Power Auth. N.Y. Elec Systems Bonds — None

Nassau Co. N.Y. Ind’l. Dev. Agency Bonds — None

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None

Long Island Power Auth. Bonds — None

Stifel Nicolaus IRA money market — Int/Div

Stifel Nicolaus investment account money market — Int/Div

Fidelity Custodial Ace't for minor child #1 (cash account) — Interest — Closed

Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest — Open

Fidelity Custodial Acc't for minor child #2 {cash account) — Interest — Closed

Fidelity Custodial Acc't for minor child #2 (cash account) — Interest — Open

General Electric common stock — Int/Div — Buy (add'l)

General Electric common stock — Int/Div — Buy (add'l)

General Electric common stock — Int/Div — Buy (add'l)

General Electric common stock — Int/Div — Buy (add'l)

Citigroup common stock — Int/Div — Buy (add'l)

Citigroup common stock — Int/Div — Buy (add'l)

Cihgroup common stock — Int/Div — Buy (add'l)

Cihgroup common stock — Int/Div — Buy (add'l)

Phzer common stock — Int/Div

Fidelity Unigue Coll. Inv. Plan 2015 — None

Fidelity Unique Coll. Inv. Plan 201% — None

NY College Savgs Prgrm A/C Mod Age Based Option: Conserv Gr — None

NY College Savgs Prarm A/C Mod Age Based Option:Mod Growth — None

Capital One Financial Corp Common Stock — Int/Div — Buy (add'l)

Capital One Financial Corp Common Stock — Int/Div — Buy (add'l)

Capital One Financial Corp Common Stock — Int/Div — Buy (add'l)

Capital One Financial Corp Common Stock — Int/Div — Buy (add'l)

Citadel Broadcasting Corp. common stock — None

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div — Buy (add'l)

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div — Buy (add'l)

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div — Buy (add'l)

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div — Buy (add'l)

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div — Buy (add'l)

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't alc

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't alc

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't alc

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't ac

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't ac

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Aim Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Artisan Funds Mid Cap Value — Distribution — Sold (part) — Inv't alc

Artisan Funds Mid Cap Value — Distribution — Sold (part) — Inv't alc

Artisan Funds Mid Cap Value — Distribution — Buy (add'l) — Inv't a/c

Artisan Funds Mid Cap Value — Iistnbution — Buy (add'l) — Inv't ac

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — Inv't a/c

Columbia Funds Marsico Growth Fund — Int/Div — Sold — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Mumcipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't ac

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't alc

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't alc

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Mumcipal Trust Strategic High Yield — Int/Div — Sold — Inv't ac

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Sold (part) — Inv't alc

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't ac

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't ac

DWS Municipal Trust Managed Municipal Bound Fund — Int/Div — Buy (add'l) — Inv't alc

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't ac

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't ac

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't alc

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't a/c

Davis NY Venture — Distribution — Sold (part) — Inv't alc

Davis NY Venture — Distribution — Sold (part) — Inv't alc

Davis NY Venture — Distribution — Buy (add'l) — Inv't a/c

Davis NY Venture — Int/Div — Buy (add'l) — Inv't a/c

Davis NY Venture — Distribution — Buy (add'l) — Inv't a/c

Davis NY Venture — Distribution — Buy (add'l) — Inv't a/c

Davis NY Venture — Int/Div — Buy (add'l) — Inv't a/c

Davis NY Venture — Distribution — Buy (add'l) — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part) — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Buy (add'l) — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Buy (add'l) — Inv't a/c

Fidelity Advisor New Insights Instl Cl — Distribution — Buy — Inv't a'c

Fidelity Advisor New Insights Instl C1 — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — istmbution — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Sold (part) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Sold (part) — Inv't alc

Heartland Value Plus Inst! C11 — Distribution — Buy (add'l) — Inv't a/c

Heartland Value Plus Instl C11 — istmbution — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't a/c

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Iistnbution — Buy (add'l) — Inv't alc

Nationwide Geneva Mid Cap Gr Instl Sve Class — Distribution — Sold (part) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Sold (part) — Inv't ac

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't alc

MFS Ser Tr Intl Growth — Distribution — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1 Y — istmbution — Buy — Inv't a/c

Oppenheimer Developing Markets C1 Y — Distribution — Buy (add'l) — Inv't a/c

Oppenhemmer Developing Markets C1'Y — Int/Div — Buy (add'l) — Inv't ac

Pioneer Ser Oak Ridge Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't ac

Pioneer Ser Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't alc

Pioneer Ser Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't ac

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't ac

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Sold (part) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — of Sufel IRA

Artisan Funds Mid Cap Value — Distribution — Buy (add'l) — of Sutfel IRA

Artisan Funds Mad Cap Value — Distribution — Buy (add'l) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — of Sufel IRA

Columbia Funds Ser Trust Marsico Growth Fund Class 7 — None — Sold — of Sufel IRA

Fdehty Advisor New Insight Mutual Fund Institutional Class — Distribution — Buy — of Sutel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Distribution — Buy (add'l) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Distribution — Sold (part) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sutel IRA

Oppenheimer Developing Markets Class Y — Distribution — Buy (add'l) — of Stifel IRA

Davis New York Venture Fund Class Y — Distribution — Buy (add'l) — of Sufel IRA

Davis New York Venture Fund Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Davis New York Venture Fund Class Y — Distribution — Buy (add'l) — of Sutel IRA

Davis New York Venture Fund Class Y — Distribution — Buy (add'l) — of Stufel IRA

Davis New York Venture Fund Class Y — Distribution — Buy (add'l) — of Stifel IRA

Davis New York Venture Fund Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Davis New York Venture Fund Class Y — Int/Div — Sold (part) — of Stufel IRA

Davis New York Venture Fund Class Y — Int/Div — Sold (part) — of Sufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sutel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Buy — of Stufel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Sufel IRa

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Stifel IRa

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Stutel IRa

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Sufel IRa

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sutel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sufel IRA

Heartland Value Plus Instl C11 — Distribution — Buy (add'l) — of Stifel IRA

Heartland Value Plus Inst! C11 — Distribution — Buy (add'l) — of Sutel IRA

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — of Sufel IRA

Heartland Value Plus Inst C11 — Distribution — Sold (part) — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Buy (add'l) — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Buy (add'l) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Distribution — Buy (add'l) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Sutfel IRA

Pimco Fads Hi YId CI P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIdC1 P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIACL P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIACL P — Int/Div — Buy (add'l) — of Sutfel IRA

Pimco Fads Hi YIACI P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIAC1 P — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Mi YId CL P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Mi YId CLP — Int/Div — Buy (add'l) — of Sutfel IRA

Pimco Fds Hi YId CI P — Int/Div — Buy (add'l) — of Stufel IRA

Pimco Fds Hi YIAC1 P — Int/Div — Buy (add'l) — of Sufel IRA

Pimeo Fds Hi YIACL P — Int/Div — Buy (add'l) — of Sufel IRA

Pimeco Fds Hi YId CL P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YId CLP — istnbution — Buy (add'l) — of Sufel IRA

Pimco Fds Mi YId CLP — Distribution — Sold (part) — of Sufel IRA

Pioneer Ser TR 1 Oak Ridge Small Cap Growth Fund Class Y — Distribution — Buy (add'l) — of Stifel IRA

Custodian, On behalf of mmor child #1'% Staffel Nicolaus Investment Accounts

Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Accounts

Custodian, On behalf of minor child #1's New York's College Savings Program

Custodian, On behalf of mmor child #2's New York's College Savings Program

Income — 2013 — Pace University School of Law for teaching — $9.735.03

Income — 2013 — Self Employment (published article) — S4.000.00

Spouse's income — 2013 — Wages from Ridgefield Hardware Co. Ridgefield, CT

For Part I, minor children’s accounts were moved from Fidelity to Stifel Nicolaus.

For Part VII (Investments und Trusts)

+ Entries 61-74, Aim Tax Exempt Van Kampen Intermediate Term Muni Income Fund mame changed to Aim Invesco Intermediate Term Municipal Income CL Y.

+ Entries 127-128, 189-190, Highmark Geneva Mid Cap Gr, Fiduciary Class Shares mutual fund renamed to Nationwide Mutual New Geneva Mid Cap Growth

Institutional Sve Class