Allyson Kay Duncan

North State Bank Accounts — Interest

Dupree NC Tax Free Short to Medium Series (NTSMX) — Int/Div

AFLAC Common — Int/Div

Riversource Life Insurance Co-Immediate Annuity (fixed) — None — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Sold (part)

Riversource Life Insurance Co-Immediate Annuity (fixed) — Redeemed

BROKERAGE #1 (H)

Ameriprise MM (cash) — Interest

Applied Materials (AMAT) — None — Buy

Agilent Technologies (A) — Int/Div — Buy

Agilent Technologies (A) — Sold

American Tower Corp (AMT) — Int/Div — Buy

American Tower Corp (AMT) — Sold

Fluor Corp (FLR) — Int/Div — Buy

Fluor Corp (FLR) — Buy (add'l)

Fluor Corp (FLR) — Sold

Kaman Corp (KAMN) — Int/Div — Buy

Kaman Corp (KAMN) — Sold

Ligand Pharmaceuticals Inc (LGND) — None — Buy

Mosaic Company (MOS) — None — Buy

Mosaic Company (MOS) — Sold

Nvidia Corp (NVDA) — Int/Div — Buy

Nvidia Corp (NVDA) — Buy (add'l)

Nvidia Corp (NVDA) — Sold

Ollies Bargam Outlet Holdings (OLLI) — None — Buy

Ollies Bargam Outlet Holdings (OLLI) — Buy (add'l)

Ollies Bargam Outlet Holdings (OLLI) — Sold

Ritchie Brothers Auctioneers Inc (RBA) — Int/Div — Buy

Ritchie Brothers Auctioneers Inc (RBA) — Buy (add'l)

Stryker Corp (SYK) — Int/Div — Buy

Stryker Corp (SYK) — Sold

Invesco DB Base Metals Fund ETF (DBB) — Int/Div — Buy

IShares S&P GSCI Commodity Indexed Trust 1(GSG) — None — Buy

IShares S&P GSCI Commodity Indexed Trust 1(GSG) — Buy (add'l)

IShares S&P GSCI Commodity Indexed Trust 1(GSG) — Sold (part)

IShares S&P GSCI Commodity Indexed Trust 1(GSG) — Sold

IShares Core US Aggregate Bond ETF (AGG) — Int/Div — Sold (part)

IShares Core US Aggregate Bond ETF (AGG) — Sold (part)

IShares Core US Aggregate Bond ETF (AGG) — Sold (part)

IShares Core US Aggregate Bond ETF (AGG) — Sold (part)

IShares Core US Aggregate Bond ETF (AGG) — Sold

IShares IBOXX Investment Grade Corp Bond ETF (LOD) — Int/Div — Buy

IShares IBOXX Investment Grade Corp Bond ETF (LOD) — Sold

Shares S&P Mid Cap 400 Value ETF (JJ) — Int/Div — Buy

S10. — Buy (add'l)

S10. — Sold

IShares 1-3 Yr Credit Bond ETF (CS)) — Int/Div — Buy

IShares 1-3 Yr Credit Bond ETF (CS)) — Sold

IShares 1-3 Yr Credit Bond ETF (CS)) — Buy

IShares Inc MSC Taiwan ETF (EWT) — None — Buy

IShares Inc MSC Taiwan ETF (EWT) — Sold

IShares Edge MSCI Min Vol Emg Mkts ETF (FEMV) — None — Sold

EOG Resources Ine (EOG) — Int/Div — Sold (part)

EOG Resources Ine (EOG) — Sold

IShares MSC Japan ETF (EW) — None — Buy (add'l)

IShares MSC Japan ETF (EW) — Sold

IShares 7-10 Yr Treas Bond ETF (1EF) — None — Sold

IShares Core S&P Small Cap ETF (UR) — Int/Div — Sold

IShares Core S&P Small Cap ETF (UR) — Buy

IShares Core S&P Small Cap ETF (UR) — Buy (add'l)

IShares Core S&P Small Cap ETF (UR) — Sold

IShares Short Treasury Bond ETF (SHY) — Int/Div — Buy

IShares Short Treasury Bond ETF (SHY) — Sold (part)

IShares Short Treasury Bond ETF (SHY) — Buy (add'l)

IShares Short Treasury Bond ETF (SHY) — Sold (part)

SPDR Bloomberg Barclays Invt Grade Fig Rate (FLRN) — None — Buy

SPDR Senes Trust S&P Biotech ETF (XB — Int/Div — Buy

SPDR Senes Trust S&P Biotech ETF (XB — Sold

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — None — Sold

SPDR S&P Bank (KBE) — Int/Div — Sold (part)

SPDR S&P Bank (KBE) — Sold

Select Utilities Select Sector SPDR ETF (XL) — None — Buy

Select Utilities Select Sector SPDR ETF (XL) — Sold

Sector Materials Select Sector SPDR ETF (XLB) — Int/Div — Buy

Sector Materials Select Sector SPDR ETF (XLB) — Sold

Consumer Discretionary Select Sector SPDR ETF(XLY) — Int/Div — Buy

Consumer Discretionary Select Sector SPDR ETF(XLY) — Buy (add'l)

Powershares Emerg Mkts Sov Debt ETF (PCy) — Int/Div — Buy (add'l)

Powershares Emerg Mkts Sov Debt ETF (PCy) — Sold

Powershares S&P 500 Low Volatility ETF (SPLV) — None — Sold

Vanguard FTSE Developed Mkts ETF (VEA) — None — Sold

Vanguard Total Stock Market ETF (VTI) — None — Sold

Vanguard FTSE Emerg Mkts ETF (VWO) — Int/Div — Buy (add'l)

Vanguard FTSE Emerg Mkts ETF (VWO) — Sold

Vanguard FTSE Europe 111 (VGK) — None — Sold

Sector Energy Select SPDR E17 (XLE) — None — Buy (add'l)

Sector Energy Select SPDR E17 (XLE) — Sold

Taiwan Semiconductor Mfg Co Ltd (TSM) — None — Buy

Taiwan Semiconductor Mfg Co Ltd (TSM) — Sold (part)

Taiwan Semiconductor Mfg Co Ltd (TSM) — Sold

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy

Vanguard Total Intl Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intl Bond Index ETF (BNDX) — Sold (part)

Vanguard Total Intl Bond Index ETF (BNDX) — Sold (part)

Vanguard Information Technology ETF (van — Int/Div — Buy

Vanguard Information Technology ETF (van — Buy (add'l)

IRA #1 (H)

Dreyfus Govt Cash Management Fund — Int/Div

Agilent Technologies (A) — Int/Div — Buy

Agilent Technologies (A) — Sold

Fluor Corp (FLR) — Int/Div — Buy

Fluor Corp (FLR) — Buy (add'l)

Fluor Corp (FLR) — Sold

Ligand Pharmaceuticals (LGND) — None — Buy

American Tower Corp (AMT) — Int/Div — Buy

American Tower Corp (AMT) — Sold

Kaman Corp (KAMN) — Int/Div — Buy

Kaman Corp (KAMN) — Sold

Mosaic Company (MOS) — None — Buy

Mosaic Company (MOS) — Sold

Ollies Bargain Outlet Hldgs (OLLI) — None — Buy

Ollies Bargain Outlet Hldgs (OLLI) — Buy (add'l)

Ollies Bargain Outlet Hldgs (OLLI) — Sold

Shares S&P GSCI Commodity Indexed Trust (GSG) — None — Buy

Shares S&P GSCI Commodity Indexed Trust (GSG) — Buy (add'l)

Shares S&P GSCI Commodity Indexed Trust (GSG) — Sold

Stryker Corp (SYK) — Int/Div — Buy

Stryker Corp (SYK) — Sold

Ritchie Brothers Auctioneers (RBA) — Int/Div — Buy

Ritchie Brothers Auctioneers (RBA) — Buy (add'l)

EOG Resources Inc (EOG) — Int/Div — Sold (part)

EOG Resources Inc (EOG) — Sold

Invesco DB Base Metals Fund (DBB) — Int/Div — Buy

Invesco DB Base Metals Fund (DBB) — Sold (part)

IShares Core US Aggregate Bond (AGG) — Int/Div — Sold (part)

IShares Core US Aggregate Bond (AGG) — Sold (part)

IShares Core US Aggregate Bond (AGG) — Buy (add'l)

IShares Core US Aggregate Bond (AGG) — Sold (part)

IShares IBOXX Investment Grade Corp Bond (LQD) — Int/Div — Buy

IShares IBOXX Investment Grade Corp Bond (LQD) — Buy (add'l)

IShares IBOXX Investment Grade Corp Bond (LQD) — Sold

IShares S&P Mid Cap 400 Value (111) — Int/Div — Buy

IShares S&P Mid Cap 400 Value (111) — Buy (add'l)

IShares S&P Mid Cap 400 Value (111) — Sold

IShares 1-3 Yr Credit Bond (CS) — Int/Div — Buy

IShares 1-3 Yr Credit Bond (CS) — Sold

IShares Inc MSC Taiwan (EWT) — None — Buy

IShares Inc MSC Taiwan (EWT) — Sold

IShares MSC Japan (EW)) — None — Buy (add'l)

IShares MSC Japan (EW)) — Sold

Nvidia Corp (NVDA) — istmbution — Buy

Nvidia Corp (NVDA) — Buy (add'l)

Nvidia Corp (NVDA) — Sold

Powershares Emerging Markets Sovereign Debt (PCY) — Int/Div — Buy (add'l)

Powershares Emerging Markets Sovereign Debt (PCY) — Sold

SPDR S&P Bank (KBE) — Int/Div — Sold (part)

SPDR S&P Bank (KBE) — Sold

Sector Materials Select Sector SPDR (XLB) — Int/Div — Buy

Sector Materials Select Sector SPDR (XLB) — Sold

IShares 1-3 Yr Treasury Bond (SHY) — None — Buy

IShares Short Treasury Bond (SHV) — Int/Div — Buy

IShares Short Treasury Bond (SHV) — Sold (part)

IShares Short Treasury Bond (SHV) — Buy (add'l)

IShares Short Treasury Bond (SHV) — Sold (part)

IShares Short Treasury Bond (SHV) — Buy (add'l)

SPDR Bloomberg Barclays Investment Grade Fltg Rate (FLRN) — None — Buy

Consumer Discretionary Select Sector SPDR (XLY) — Int/Div — Buy

Consumer Discretionary Select Sector SPDR (XLY) — Buy (add'l)

Sector Energy Select Sector SPDR (XLE) — None — Buy (add'l)

Sector Energy Select Sector SPDR (XLE) — Sold

Taiwan Semiconductor Mfg Co (TSM) — None — Buy

Taiwan Semiconductor Mfg Co (TSM) — Sold (part)

Taiwan Semiconductor Mfg Co (TSM) — Sold

Shares Edge MSCI Min Vol Emerg Mkts (EEMV) — None — Sold

IShares 7-10 Yr Treasury Bond (IEF) — None — Sold

IShares Core S&P Small Cap (UR) — Int/Div — Sold

IShares Core S&P Small Cap (UR) — Buy

IShares Core S&P Small Cap (UR) — Buy (add'l)

IShares Core S&P Small Cap (UR) — Sold

SPDR Series Trust S&P Biotech (XB) — Int/Div — Buy

SPDR Series Trust S&P Biotech (XB) — Sold

SPDR Bloomberg Barclays High Yield Bond (JNK) — None — Sold

Select Utilities Select Sector SPDR (XLU) — None — Buy

Select Utilities Select Sector SPDR (XLU) — Sold

Powershares S&P 500 Low Volatility (SPLV) — None — Sold

Vanguard FTSE Developed Mkts (VEA) — None — Sold

Vanguard FTSE Europe (VGK) — None — Sold

Vanguard Total Stock Market (VTI) — None — Sold

Vanguard Total Intl Bond Index (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intl Bond Index (BNDX) — Sold (part)

Vanguard Total Intl Bond Index (BNDX) — Buy (add'l)

Vanguard Total Intl Bond Index (BNDX) — Sold (part)

Vanguard Information Technology (VGT) — Int/Div — Buy

Vanguard Information Technology (VGT) — Buy (add'l)

Vanguard FTSE Emerging Markets (VWO) — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets (VWO) — Sold

IRA 22 (H)

Dreyfus Govt Cash MGMT (cash) — Int/Div — Open

Ligand Pharmaceuticals (LGND) — None — Buy

Fluor Corp (FLR) — Int/Div — Buy

Fluor Corp (FLR) — Sold

American Tower Corp (AMT) — None — Buy

American Tower Corp (AMT) — Sold

Kaman Corp (KAMN) — None — Buy

Kaman Corp (KAMN) — Sold

Nvidia Corp (NVDA) — Int/Div — Buy

Nvidia Corp (NVDA) — Sold

Ollies Bargain Outlet Holdings Inc (OLLI) — None — Buy

Ollies Bargain Outlet Holdings Inc (OLLI) — Sold

Ritchie Brothers Auctioneers (RBA) — Int/Div — Buy

Stryker Corp (SYK) — Int/Div — Buy

Stryker Corp (SYK) — Sold

Invesco DB Base Metals Fund (DBB) — Int/Div — Buy

Shares S&P GSCI Commodity Indexed Tr 1GSGHY — None — Buy

Shares S&P GSCI Commodity Indexed Tr 1GSGHY — Sold

IShares Core US Aggregate Bond (AGG) — Int/Div — Buy

IShares Core US Aggregate Bond (AGG) — Sold

IShares IBOXX Invest Grade Corp Bond (LOD) — Int/Div — Buy

IShares IBOXX Invest Grade Corp Bond (LOD) — Sold

IShares S&P Mid Cap 400 Value (111) — Int/Div — Buy

IShares S&P Mid Cap 400 Value (111) — Sold

IShares Core S&P Small Cap (UR) — Int/Div — Buy

IShares Core S&P Small Cap (UR) — Sold

IShares 1-3 Yr Treasury Bond (SHY) — None — Buy

IShares Short Treasury Bond (SHV) — Int/Div — Buy

IShares Short Treasury Bond (SHV) — Buy (add'l)

IShares Short Treasury Bond (SHV) — Sold (part)

IShares Short Treasury Bond (SHV) — Buy (add'l)

SPDR Bloomberg Barclays Invt Grade Flig Rate (FLRN) — None — Buy

SPDR Series Trust S&P Biotech (XB) — None — Buy

SPDR Series Trust S&P Biotech (XB) — Sold

Consumer Disc Select Sector SPDR (XLY) — Int/Div — Buy

Vanguard Total Intl Bond Index (BNDX) — Int/Div — Buy

Vanguard Information Technology (VGT) — Int/Div — Buy

BROKERAGE 22 (H)

Sinus XM Holdings (SIR1) — Int/Div

Nok Corp (NOK) — None

Reimbursement — FJA — S/T/18-5/8/18 — Washington, DC — FJA Meeting — Travel, lodging, meals

Reimbursement — FIA — 10/13/18- 10/19/18 — Marrakech, Morocco — 1AJ Meeting — Travel, lodging, meals

Income — 2018 — State Employees Retirement System of NC — SIS.040.00

Income — 2018 — Consohdated Judicial Retirement System of NC — $2,574.00

Spouse's income — 2018 — National Center for State Courts - Wages

Spouse's income — 2018 — Self-Employed Attorney

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.