Arthur Donald Spatt

2011Annual

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Pull out the substance of this filing.

What was filed

  • 111

    investments

  • 0

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • New York State Retirement Pension

As filed

STOCKS

AIRTOUCH COMMUNICATIONS — Int/Div

AMERITECH - COMMON — Int/Div

AT&T - COMMON — Int/Div

BELL ATLANTIC «- COMMON — Int/Div

CHEVRON - TEXACO — Int/Div

COMCAST «- COMMON — Int/Div

EASTMAN KODAK « COMMON — Int/Div

PACIFIC TELESIS - COMMON — Int/Div

PEPSICO «- COMMON — Int/Div

SOLTHWESTERN BELL « COMMON — Int/Div

US. WEST «- COMMON — Int/Div

XEROX - COMMON — Int/Div

US WEST MEDIA GROUP — Interest

EASTMAN CHEMICAL CO. — Int/Div

AIRTOUCH COMMUNICATIONS — Int/Div

NCR CORP — Int/Div

TRICON GLOBAL — Int/Div

SBC COMMUNICATIONS — Int/Div

COMPAQ COMPUTER — Int/Div

GENERAL ELECTRIC CO. — Int/Div

AGERE SYSTEMS. INC — Int/Div

YUM BRANDS. INC — Int/Div

HEWLETT PACKARD CO. — Int/Div

QWEST COMMUNICATIONS — Int/Div

CHESAPEAKE UTILITIES CORP — Int/Div

VODAFONE — Int/Div

IDEARC INC — Int/Div

LSI Corp. — Int/Div

LIMITED PARTNERSHIP

BERKSHIRE LAND VENTURE CO — Int/Div

BERKSHIRE LAND VENTURE CO. — Interest

INTEREST

NORTH FORK BANK, including IRA accounts & cash — Interest

Portion of Pension Plan Rolled Over (See Part 1)

BONDS

NEW YORK STATE HOUSING FINANCE AGENCY — Interest

POWER ALTHORITY OF NY — Interest

DORMITORY AUTHORITY OF NY — Interest — Sold

STATE OF ISRAEL BONDS — Interest

NY STATE THRUWAY AUTHORITY — Interest

NYS DEPT. OF HEALTH — Interest

N.Y. STATE DORMITORY AUTH ROCHESTER — Interest

OTSEGO COUNTY — Interest — Sold

NEW YORK STATE ENVIRONMENTAL — Interest — Sold

BRIARCLIFF MANOR — Interest — Sold

SCOTIA GLENVILLE. NY — Interest — Sold

ONEIDA ONTY NY INDL DEV AGY — Buy

Rochester. NY — Interest

ALBANY ONTY NY APRT AUTH — Buy

AMHERST NY DEV CORP — Buy

North Colome School Dist. — Interest

Port Authonty NY & NJ — Interest — Sold

LL Power Authority — Interest

Triborough Bridge & Tunnel Authority — Interest — Sold

NY STATE DORMITORY ALTHORITY — Interest — Buy

NORTHPORT-ENORTHPORT — Interest

Syracuse NY UGO — Interest

Sachem Cent. Sch. Dist — Interest

NYSTATE POWER ALTHORITY — Interest

NY State Environmental FACS — Interest

Buffalo. NY — Interest

Niagara Wheatfield, NY Central — Interest

HAVERSTRAW STRONG POINT — Interest

MONROE ONTY NY INDL DEV CORP — Buy

LIBERTY NY DEV CORP — Buy

ROME NY — Buy

RENSSELEAR NY MUN — Interest

IRA STOCKS

ALLEGHENY ENERGY INC — Int/Div

AMERICAN ELECTRIC POWER CO. INC. — Int/Div

CASCADE NATURAL GAS CORP — Int/Div

CENTRAL & SOUTH WEST CORP — Int/Div

CONNECTIV INC — Int/Div

CONNECTIVINC.CL A — Int/Div

ENERGY EAST CORP — Int/Div

ENOVA CORP — Int/Div

FPL GROUP INC — Int/Div

FIRST ENERGY CORP — Int/Div

MIDAMERICAN ENERGY HOLDINGS CO. — Int/Div

NEVADA POWER CO. — Int/Div

NEW ENGLAND ELECTRIC SYSTEM — Int/Div

POTOMAC ELECTRIC POWER CO. — Int/Div

TEXAS UTILITIES CO. (Holding Co.) — Int/Div

TEXAS UTILITIES — Int/Div

WESTERN RESOURCES INC. {Western Energy, Inc.) — Int/Div

PMC CAPITAL INC — Int/Div

ROCHESTER GAS & ELECTRIC CORP — Int/Div

SEMPA ENERGY — Int/Div

SIERRA PACIFIC — Int/Div

PEPCO HOLDINGS. INC — Int/Div

EAGLE MERGER CORP — Int/Div

RGS ENERGY GROUP. INC — Int/Div

OCCIDENTAL PETROLEUM CORP — Int/Div

KIMBERLY-CLARK CORP — Int/Div

CISCO SYSTEMS INC — Int/Div

JOHNSON & JOHNSON — Int/Div

PMC COMMERCIAL TRUST — Int/Div

THE SOUTHERN COMPANY — Int/Div

WESTSTAR ENERGY — Int/Div

PUGET ENERGY INC — Int/Div

CHESAPEAKE UTILITIES CORP — Int/Div

VERIZON COMMUNICATIONS — Int/Div

QUEST DIAGNOSTICS — Int/Div

CHEVRON CORP — Int/Div

ENERGY TRANFER PARTNERS — Int/Div

CORPORATE BONDS

TENESSEE VALLEY AUTHORITY Power Bond 1993 Series C — Interest

COMMONWEALTH EDISON CO. 8.625% Due 2/172002 — Interest

OPPENHEIMER HIGH YIELD FUND A (See Rider 2) — Int/Div

WARWICK NY CENT — Interest

Agreement — 1979 — Prior pension and profit-sharing plans rolled over (See Rider annexed hereto)

Agreement — 1979 — Individual Retirement "Keogh" Plan (See Rider 2 annexed)

Income — 2011 — New York State Retirement Pension — S19.048.00

IA CERTIFICATIUIN,

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment

d honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: 8/ Arthur D. Spatt

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 US.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Arthur Donald Spatt | Frix