Anthony E. Porcelli

Wells Fargo {formerly Wachovia) Accounts — Interest

Florida Pre-Paid College Tuition Plan (no control #1) — None

Florida Pre-Paid College Tuition Plan (no control K#2) — None

American Funds 529 Plan (no control) — Int/Div

FEuroPacific Growth Fund

The Growth Fund of America

SMALLCAP World Fund

The Investment Company of America Fund

Wells Fargo (formerly Wachovia) 529 Plan (no control) #1 — Int/Div

Capital World Growth and Income Fund

Captial World Bond Fund

Capital Income Builder Fund

American High Income Trust Fund

EuroPacific Growth Fund

New Perspective Fund

New World Fund

SMALLCAP World Fund

Wells Fargo (formerly Wachovia) 529 Plan (no control) #2 — Int/Div

Capital World Growth and Income Fund

Capital World Bond Fund

EuroPacific Growth Fund

New Perspective Fund

New World Fund

SMALLCAP World Fund

Vanguard Prime Money Market Fund- individual accoum — Int/Div — Sold

Vanguard Prime Money Market Fund-1RA — Int/Div — Sold

Vanguard Prime Money Market Fund: UTMA — Int/Div

Vanguard Prime Money Market Fund- ESA — Int/Div

Black Rock College Advantage Equity Dividend Option-529 — None

American Century, Growth Fund-IRA — Int/Div — Sold (part)

American Century, Premium Money Market Fund<IRA — Int/Div — Sold (part)

American Century Income and Growth Fund<IRA — Int/Div — Sold (part)

American Century Equity Growth Fund-1RA — Int/Div — Sold (part)

Vanguard Prime Money Market Fund- joint account — Int/Div — Sold

JW Cole Bank Deposit Sweep Program — None — Buy

JW Cole Bank Deposit Sweep Program — Sold (part)

JW Cole Bank Deposit Sweep Program — Sold (part)

JW Cole Bank Deposit Sweep Program — Sold (part)

JW Cole Bank Deposit Sweep Program — Sold (part)

JW Cole Bank Deposit Sweep Program — Sold (part)

American Realty Capital NYC REIT Inc — Int/Div — Buy

American Realty Capital Healthcare Trust HL Inc. (REIT) — Int/Div — Buy

Doubleline Total Return Bond Fund Class N — Int/Div — Buy

Exxon Mobile Corp Com — Int/Div — Buy

Fidelity ADV Biotechnology Fund — Int/Div — Buy

Fidelity ADV Healthcare Fund — Int/Div — Buy

Fidelity Low-priced Stock Fund — Int/Div — Buy

FMI FDS Inc International Fund — Int/Div — Buy

FS Energy and Power Fund — Int/Div — Buy

Harbor Mid Cap Value Investment Fund — Int/Div — Buy

Vanguard Index FDS S&P S00 ETF — Int/Div — Buy

Vanguard US Growth Investment Fund — Int/Div — Buy

Aston/River Road Independent Value — Int/Div — Buy

Avenue Credit Strategies Investor — Int/Div — Buy

Avenue Credit Strategies Investor — Sold (part)

Baron Emerging Markets Fund Retail — Int/Div — Buy

Columbia Dividend Opportunity CL — Int/Div — Buy

Columbia Dividend Opportunity CL — Buy (add'l)

Columbia Dividend Opportunity CL — Buy (add'l)

DoubleLine Low Durtn Emerg Markets Fixed Incom — Int/Div — Buy

DoubleLine Low Durtn Emerg Markets Fixed Incom — Buy (add'l)

DoubleLine Low Durtn Emerg Markets Fixed Incom — Buy (add'l)

DoubleLine Total Return Bond Fund CL — Int/Div — Buy

DoubleLine Total Return Bond Fund CL — Sold (part)

DoubleLine Total Return Bond Fund CL — Sold (part)

Dreyfus Bond Market Index Invs — Int/Div — Buy

Dreyfus Bond Market Index Invs — Sold (part)

Driehaus Active Income Fund — Int/Div — Buy

Driehaus Active Income Fund — Buy (add'l)

Federated Strategic Value Dividend CL — Int/Div — Buy

Federated Strategic Value Dividend CL — Buy (add'l)

Forward EM Corporate Debt Fund Investor — Int/Div — Buy

Forward EM Corporate Debt Fund Investor — Sold (part)

Forward EM Corporate Debt Fund Investor — Sold

Forward Select Income Class A — Int/Div — Buy

Forward Select Income Class A — Sold (part)

Forward Select Income Class A — Sold (part)

JP Morgan Strategic Income Opportunity A — Int/Div — Buy

MFS International Value Fund CL A — Int/Div — Buy

Ridgeworth Mid Cap Value Equity CL — Int/Div — Buy

Ridgeworth Mid Cap Value Equity CL — Buy (add'l)

Rivemorth Core Opportunity Fund CL R — Int/Div — Buy

Rivemorth Core Opportunity Fund CL R — Buy (add'l)

Riverpark Short Term High Yield Retail — Int/Div — Buy

Riverpark Short Term High Yield Retail — Sold (part)

Riverpark Strategic Income Fund Retail — Int/Div — Buy

Riverpark Strategic Income Fund Retail — Buy (add'l)

Spartan 500 Index Fund Advantage Class — Int/Div — Buy

Spartan 500 Index Fund Advantage Class — Buy (add'l)

Spartan 500 Index Fund Advantage Class — Buy (add'l)

T Rowe Price Growth Stock Advisor CL — Int/Div — Buy

T Rowe Price Growth Stock Advisor CL — Buy (add'l)

Wasatch Frontier Emerging Small Co's — Int/Div — Buy

Board of Trustees Member, Hillsborough County Bar Foundation

Committee Member, Flonda Bar - Federal Court Practice Committee

Board Member and President, Ferguson-White Inn of Court

Board Member and Past-President, Herbert Goldburg Inn of Court

Reimbursement — Stetson University College of Law — July 11-15, 2015 — Dublin, Ireland — Instructor at Technology and Litigation Semmar — Transportation, hotel, food, and lodging

Part VII. Lines 2 & 3 - The Florida Pre-Paid College Tuition Plans have no investment selection. We are just paying tuition at today’s prices in advance.