Christian F. Hummel

First Niagara Bank / Key Bank — Interest

Key Bank — Interest — Open

Chase Bank — Interest — Closed

S.EFC.U. Account — Interest

Capital One Bank (Savings) — Interest

Altria Group, Inc. Common Stock — Int/Div

The Hartford Variable Annuity (IRA) (Header)

Hartford Total Return Bond Fund — Int/Div — Sold

Hartford Hi Yield — Int/Div — Sold

Hartford LS Gov Securities — Int/Div — Sold

Hartford Int Opp — Int — Sold

Hartford Balanced HLS — Int/Div — Sold

Hartford Cap App — Int/Div — Sold

Hartford Mid Cap — Int./y — Sold

Hartford Small Cap — Ine — Sold

Hartford Stock — Int/Div — Sold

Glens Falls National Bank - Carter Conboy et al 401K) (Header)

Vanguard Wellington Fund — Int/Div — Sold

Chase Bank IRA Account — Interest

LRA. Account #1 (Header)

SunAmerica Dynamic Allocation — Int/Div

SunAmerica Dynamic Strategy — Int/Div

Secure Value Account — Int/Div

Brokerage Account #1 (Header)

SEI Large Cap Growth — Int/Div

SEI Large Cap Value — Int/Div — Buy

SEI Sm Cap Growth — Int/Div

SEI Sm Cap Value — Int/Div

SEI Intl Equity — Int/Div

SEI Emerging Markets — Int/Div

SEI Core Fixed Income — Int/Div

SEI Hi Yield Bond Fund — Int

SEIl Intl Fixed Income — Int/Div

SEI Emergmg Markets Debt — Int/Div

SEI Prime Obligations — Int/Div — Sold

Legg Mason Global Asset (Roth IRA) (Header)

Legg Mason Lifestyle / Moderate Allocation — Int/Div

IRA Account 22 (SEI Funds) (Header)

SEI Large Cap — Int/Div

SEI Small Cap — hy

SEI Intl Equity — Int/Div — Buy (add'l)

SEI Emerging Markets Equity — Int

SEI US Fixed Income Fund — Int/Div — Buy

SEI Hi Yield Bond — Int/Div

SEI Emerging Markets Debt — Int/Div

SEI Dynamic Asset — Int/Div — Buy

SEI Multi-Asset — Int/Div — Buy (add'l)

SEI Prime Obligation — Int/Div

Jackson National Life Annuity (IRA) (Header)

GS Core Plus Bond — Int./hv

T Rowe Price Mid Cap — Int/Div

MC Healthcare Sector — Int/Div

MC Tech Sector — Int/Div

S&P Dividend Inc & Growth — Int/Div

S&P Comp Ady — Int/Div

FR Temp Intl Sm Cap — Int/Div

MC Consumer Bd Sector — hy

T Rowe Price Est Growth — Int/Div

Oppenheimer Global Growth — Int/Div

MC Pacific Rim 30 — Int

PPM America Total Return — Int/Div

PPM Amenca Sm Cap Value — Int/Div

PPM America Fl Rate Income — Int/Div

MC European 30 — Int/Div

PPM America Srategic Income — hy — Buy

America Hi Yield Bond — Int/Div — Buy

Nasdag 100 — Int/Div — Buy

400 MC Index — Int/Div — Buy

S&P SMid 60 — Int — Buy

DFA US Core Equity — Int/Div — Buy

MC Fmancial Sector — Int/Div — Buy

MC Oil & Gas Sector — Int/Div — Buy

MC Int'l Index — Int/Div — Buy

New York State Deferred Compensation Plan (Header)

T Rowe Price Retire 2020 — Int/Div

TT Rowe Price Retire 2030 — Int/Div

Intl Equity Fund Active — Int/Div

Janus Fund T Symbol JANSX — Int/Div

Vanguard Wellington Fund — Int/Div

Stable Income Fund — Int/Div

IRA Account #3 (SEI Funds) (Header)

SEI Dynamic Asset — Int/Div — Buy

SEI Inst Managed High Yield — Int/Div — Buy

SEI Inst Managed TR Lrgcap — Int/Div — Buy

SEI Inst Managed TR MLTSTRG — Int/Div — Buy

SEI Inst Managed TR MULT A INFMG — Int/Div — Buy

SEI Inst Managed TR MULT ASSET INC — Int/Div — Buy

SEI Inst Managed TR MULT ASSACCUM — Int/Div — Buy

SEI Inst Managed TR SmallCap — Int/Div — Buy

SEI Inst Managed TR US FXD INC — Int/Div — Buy

SEI INTL Emerging Debt — Int — Buy

SEI Intl Emerging Markets Fund — Int/Div — Buy

SEI International Equity Fund — Int/Div — Buy

Agreement — 2016 — New York State Retirement System, currently receiving pension

Income — 2016 — State University of New York Wages — $5,200.00

Spouse's income — 2016 — New York State Unified Court System Wages