Stuart M. Bernstein

401K Plan

Vanguard Prime Money Market Instl (401K) — Int/Div

T. Rowe Price Personal Strat Balanced (401K) — Int/Div

Partners Defined Contribution Plan

Vanguard Prime Money Market Inst — Int/Div — Distnbuted

T. Rowe Price Personal Strat Balanced — Int/Div — Distnbuted

JP Morgan Chase Bank Accounts — Interest

Citibank Accounts — Interest

Citibank Account — Interest

Citibank Account — Interest

Keogh (Target) Plan--Plan — Int — Sold (part)

Vanguard Prime Money Market Instl — Int/Div

T. Row Price Personal Strat Balanced — Int/Div

Phoenix Life Insurance (Whole Life) — Interest

Defined Benefit Trust--Qualified Plan 11 — None — Sold (part)

Non-Deductible Contribution Plan 111 {Capital "C" Account) — None — Sold (part)

Capital "A" Account — Interest

Schwab US Treasury Money Fund (2588) — None

PIMCO Foreign Bond (Hedged)-D (258%) — Int/Div — Sold (part)

PIMCO Foreign Bond (Hedged)-D (258%) — Buy (add'l)

Metropolitan West Total Return Bond Fund (2588) — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund (2588) — Buy (add'l)

American Funds Capital Income Builder (2588) — Int/Div — Sold

Ivy Municipal High Income Fund (2588) — Int/Div — Sold (part)

Ivy Municipal High Income Fund (2588) — Buy (add'l)

Invesco Comstock Fund (2588) — Int/Div — Sold

T. Rowe Price Capital Appreciation (2588) — Int/Div

FPA Crescent (258%) — Int/Div — Sold (part)

Rydex Consumer Products (2588) — None — Sold (part)

Rydex Consumer Products (2588) — Sold

American Century Equity Income Fund (2588) — Int/Div — Sold (part)

Fidelity Contrafund Fund (2588) — Int/Div — Sold

Am. Funds EuroPacilic Growth (258%) — None — Buy

Am. Funds EuroPacilic Growth (258%) — Sold

MFS Int'l Value Class A (2588) — None — Buy

MFS Int'l Value Class A (2588) — Sold

Voya Corporate Leaders 100 Fund Class A (2588) — Int/Div — Buy

Voya Corporate Leaders 100 Fund Class A (2588) — Buy (add'l)

AQR Managed Funds Strategy Fund CL N (2588) — None — Buy

T. Rowe Price Capital Appreciation (S289) — Int/Div — Sold (part)

Rydex Healthcare (5289) — None — Sold (part)

Rydex Healthcare (5289) — Sold (part)

Rydex Healthcare (5289) — Sold (part)

Rydex Healthcare (5289) — Sold

Rydex Retailing (5289) — None — Sold (part)

Rydex Retailing (5289) — Sold

PowerShares FTSE RAFI US 1000 Portfolio 15289) — Int/Div — Sold (part)

PowerShares FTSE RAFI US 1000 Portfolio 15289) — Sold

SPDR Sector-Industrials (5289) — Int/Div — Sold (part)

S10. — Sold

Vanguard Div Appreciation (5289) — Int/Div — Sold

iShares Cohen & Steers Realty (5289) — Int/Div — Sold (part)

iShares Cohen & Steers Realty (5289) — Sold

Loomis Sayles Bond (5289) — Int/Div — Sold

Schwab Government Money Fund (5289) — None

Rydex Consumer Products (5289) — Int/Div — Buy (add'l)

Rydex Consumer Products (5289) — Buy (add'l)

Rydex Consumer Products (5289) — Buy (add'l)

Fidelity Puritan (5289) — Int/Div — Buy

Fidelity Puritan (5289) — Buy (add'l)

SPDR Sector-Technology (5289) — Int/Div — Buy

SPDR Sector-Technology (5289) — Buy (add'l)

SPDR Trust S&P SOO Index (5289) — None — Buy

SPDR Trust S&P SOO Index (5289) — Buy (add'l)

SPDR Trust S&P SOO Index (5289) — Buy (add'l)

Access Flex Bear HY Inv (5289) — None — Buy

Access Flex Bear HY Inv (5289) — Sold

BlackRock High Yield Bond (5289) — Int/Div — Buy

BlackRock High Yield Bond (5289) — Sold

Henderson Int'l Opportunities Fund (5289) — None — Buy

Henderson Int'l Opportunities Fund (5289) — Sold

ProFunds Consumer Services Ultra Sector (5289) — None — Buy

ProFunds Consumer Services Ultra Sector (5289) — Sold

Rydex Technology (5289) — None — Buy

Rydex Technology (5289) — Sold

Rydex Inverse High Yield Strategy (5289) — None — Buy

Rydex Inverse High Yield Strategy (5289) — Sold

iShares DJ US Energy (5289) — None — Buy

iShares DJ US Energy (5289) — Sold

American Century Equity Income Fund (IRA-14100 — Int/Div — Sold (part)

American Century Equity Income Fund (IRA-14100 — Buy (add'l)

Schwab U.S. Treasury Money Funds {IRA-14100 — None

Metropolitan West Total Return Bond Fund (IRA-14100 — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund (IRA-14100 — Buy (add'l)

PIMCO Foreign Bond (Hedged)-D (IRA-1410) — Int/Div — Buy (add'l)

PIMCO Foreign Bond (Hedged)-D (IRA-1410) — Buy (add'l)

PIMCO Foreign Bond (Hedged)-D (IRA-1410) — Sold (part)

PIMCO Foreign Bond (Hedged)-D (IRA-1410) — Sold (part)

American Funds Capital Income Builder (IRA-1410) — Int/Div — Sold (part)

American Funds Capital Income Builder (IRA-1410) — Sold

Invesco Comstock Fund (IRA-<1410) — Int/Div — Sold

T. Rowe Price Capital Appreciation {IRA-1410) — Int/Div — Sold (part)

T. Rowe Price Capital Appreciation {IRA-1410) — Sold (part)

FPA Crescent (IRA-1410) — None — Sold

Rydex Consumer Products (IRA-1410) — Int/Div — Sold (part)

Rydex Consumer Products (IRA-1410) — Buy (add'l)

American Funds Growth Fund of America (IRA-1410) — None — Sold

DoubleLine Total Return Bond (IRA-1410) — Int/Div — Buy (add'l)

James Balanced Golden Rainbow Fund (IRA-14100 — Int/Div — Buy

Longboard Managed Furtures Strategy Fund ({IRA-14100 — None — Buy

BlackRock Global Allocation (IRA-1410) — Int/Div — Buy

BlackRock Global Allocation (IRA-1410) — Sold

MFS Int'l Value Class A (IRA-1410) — None — Buy

MFS Int'l Value Class A (IRA-1410) — Sold

T. Rowe Price Capital Appreciation (IRA-5055) — Int/Div — Buy (add'l)

T. Rowe Price Capital Appreciation (IRA-5055) — Sold (part)

Cohen & Steers Realty Shares (IRA-5085) — Int/Div — Sold (part)

Cohen & Steers Realty Shares (IRA-5085) — Sold

ICON Industrials Fund Class S (IRA-5055) — None — Sold

ProFunds Industrial Ultra Sector (IRA-S055) — None — Sold

Rydex Healthcare (IRA-5055) — None — Sold (part)

Rydex Healthcare (IRA-5055) — Sold (part)

Rydex Healthcare (IRA-5055) — Sold (part)

Rydex Healthcare (IRA-5055) — Sold

Rydex Retailing (IRA-5055) — None — Sold (part)

Rydex Retailing (IRA-5055) — Sold

Guggenheim S&P 500 Equal Weight ETF ({IRA-S5055) — Int/Div — Sold (part)

Guggenheim S&P 500 Equal Weight ETF ({IRA-S5055) — Sold

Schwab U.S. Bond Market ETF (IRA-5055) — Int/Div — Sold

Looms Sayles Bond (IRA-5055) — Int/Div — Sold

Schwab Government Money Fund (IRA-5055) — None

Fidelity Puritan (IRA-5055) — Int/Div — Buy

Fidelity Puritan (IRA-5055) — Buy (add'l)

Rydex S&P S00 Pure Growth (IRA-S055) — None — Buy

Rydex Consumer Products (IRA-5055) — Int/Div — Buy

Rydex Consumer Products (IRA-5055) — Buy (add'l)

Rydex Consumer Products (IRA-5055) — Buy (add'l)

Guggenheim S&P S00 Equal Wet Technology (TRA-5055) — Int/Div — Buy

Guggenheim S&P S00 Equal Wet Technology (TRA-5055) — Buy (add'l)

Schwab U.S. Large-Cap ETF (IRA-5055) — Int/Div — Buy

BlackRock High Yield Bond (IRA-5055) — Int/Div — Buy

BlackRock High Yield Bond (IRA-5055) — Sold

Henderson Int'l Opportunities Fund (IRA-5055) — None — Buy

Henderson Int'l Opportunities Fund (IRA-5055) — Sold

ProFunds Consumer Services Ultra Sector {IRA-S5055) — None — Buy

ProFunds Consumer Services Ultra Sector {IRA-S5055) — Sold

Rydex Energy Fund (IRA-5055) — None — Buy

Rydex Energy Fund (IRA-5055) — Sold

Rydex Inverse High Yield Strategy H (IRA-5055) — None — Buy

Rydex Inverse High Yield Strategy H (IRA-5055) — Buy (add'l)

Rydex Inverse High Yield Strategy H (IRA-5055) — Sold (part)

Rydex Inverse High Yield Strategy H (IRA-5055) — Sold

Rydex Technology (IRA-5055) — None — Buy

Rydex Technology (IRA-5055) — Sold

Trust #1 — Interest

JP MorganChase Bank Account

John Hancock Life Insurance Policy

Director, PE Alumni Association

Reimbursement — Institute — Washington, DC — seminar" Views From the Bench”

Spouse's income — 2015 — I -- Law fm compensation and pension following retirement on %/30/2015

All information and explanations relate to Part VII:

Lines 1-3: These entries pertain to my spouse's 401K Plan. The formation was set forth in lines 1, 146-51 of my 2014 amended report, dated Sept. 1, 2015

("Amended Report"). This report rearranges the information so that it appears in consecutive lines. Contributions were made durmg 2015 to the 401K Plan and

were used to purchase additional interests of the existing mutual funds as indicated in lines 2 and 3.

Lines 4-6: These entries pertain to my spouse's Partners Defined Contribution Plan. The information was set forth in lines 2, 153-59 of the Amended Report. This

report rearranges the information so that it appears in consecutive lines. No contributions were made in 2015. Upon my spouse's retirement, her interests in this

plan were rolled over into the Keogh (Target) Plan - Plan | (see lines 11-13).

Lines 11-13; These entries pertain to my spouse's interest in the firm's Keogh (Target Plan) - Plan 1. She made contributions in 2015 but there is no specific

account in her name. The value and income reflected on Part VII represent her allocable share of the value and income of the Keogh account. There are also

sale transactions in the Keogh account that generate gains and/or losses. These gains and/or losses are reflected in the value of her allocable portion. Upon

my spouse's retirement, and as noted immediately above, the funds in the Partners Defined Contribution Plan were rolled over into this plan, and the rollover is

reflected as additions to the plan in lines 12-13. Because no available code corresponded to this rollover, column D(1) is left blank. Furthermore, the investments

in this plan are not self-directed by my spouse, and future entries will not identify the securities that the plan holds, After her retirement, my wife began to receive

monthly distributions from this plan, She received her one and only 2015 distribution on December 1, 2015.

Lime 15: This entry relates to a Defined Benefit Trust-Qualified Plan 11. Upon vesting, there will be a right to an annuity, but the present value of annuity

fluctuates annually based on the my and my spuse's ages and the interest rate and mortality assumptions prescribed by the IRS. My spouse did not make a

contribution during 2015, but her firm made a contribution on her behalf, In addition, upon her retirement, my spouse began to receive monthly distributions

from this plan, She received three monthly distributions beginning on or about October 1, 2015, and the value listed in column D(3) represents the aggregate

amount of the monthly distributions.

Line 16: My spouse did not make a contribution to the the Capital "C* account in 2015, but her firm made a contribution on her behalf. In addition, upon her

retirement, my spouse began to receive monthly distributions from this plan, She received three monthly distributions beginning on or about October 1, 2015, and

the value listed in column DY 3) represents the aggregate amount of the monthly distributions.

Line 17: No contributions were made to the Capital "A" account in 2015.

lines 18-144: 1 maintain two IRA brokerage accounts and my spouse and | maintain two brokerage accounts held as tenants in common with Charles Schwab, The

report identifies the security that is the subject of the reported transaction with a parenthetical reference that identifies the last four digits of the account number

and whether the account is an IRA account. Where multiple purchases or sales were made during the year, the aggregate amount of the income, if any, and the

value of the asset (if held at the end of the reporting period) are reported on the first line on which the asset is listed.