Alison Julie Nathan

2013Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

164
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

I Salary

As filed

Aberdeen Emerging Markets Fund ABEMX — Int/Div — Buy

American Century Diversified Bond Fund, ADFX — Int/Div — Sold (part)

American Century Diversified Bond Fund, ADFX — Sold (part)

American Centruy Short, APOIX — Int/Div — Sold (part)

American Centruy Short, APOIX — Sold (part)

Arbitrage Funds CL . ARBNX — Int/Div — Sold

Blackrock Global Allocation. MDLOX (Y)

Blackrock Global Long Short Credit Fund BGCIX — Int/Div — Buy

Blackrock Global Long Short Credit Fund BGCIX — Buy (add'l)

Blackrock Global Long Short Credit Fund BGCIX — Sold (part)

Blackrock Global Long Short Credit Fund BGCIX — Buy (add'l)

Blackrock Global Long Short Credit Fund BGCIX — Sold (part)

BlackRock Latin America, MALTX — Int/Div — Sold

Delaware National High Yield Muni Bond DVHIX — Int/Div — Buy

Delaware Select Growth, VAGGX — Int/Div — Sold

Dreyfus Appreciation DGAGX — Int/Div — Sold

Dreyfus Intl Stock, DISRX (Y)

Dreyfus Laurel Funds DSTRX — Int/Div — Buy

Dreyfus Laurel Funds DSTRX — Sold

Eaton Vance Diversified Currency Income Fund EIIMX — Int/Div — Buy

Eaton Vance Diversified Currency Income Fund EIIMX — Sold (part)

Eaton Vance Diversified Currency Income Fund EIIMX — Sold

Eaton Vance Floating Rate Fund EIBLX — Int/Div — Sold (part)

Eaton Vance Floating Rate Fund EIBLX — Buy (add'l)

Eaton Vance Floating, EIFAX — Int/Div — Sold (part)

Eaton Vance Tax Adv Bond, EIBSX — Int/Div — Sold (part)

Eaton Vance Tax Adv Bond, EIBSX — Sold

FBR Balanced Fund, AFBA (Y)

Fidelity Advantage Floating, FFRIX (Y)

Fidelity Advisor Biotechnology Fund FBTIX — Int/Div — Buy

Fidelity Advisor Industrials Fund FCLIX — Int/Div — Buy

Fidelity Advisor Materials Fund FMFEX — Int/Div — Buy

Fidelity Advisor Materials Fund FMFEX — Buy (add'l)

Fiduciary/Clay MLP Opp FMO — Int/Div — Buy

First Eagle Gold Fund FEGIX — Int/Div — Buy

First Eagle Gold Fund FEGIX — Sold

Henessy Equity Fund, HEIFX (Y)

Invesco Balanced Risk. ABRYX — Int/Div — Buy (add'l)

Invesco Balanced Risk. ABRYX — Buy (add'l)

Invesco Balanced Risk. ABRYX — Sold (part)

Invesco Convertible Fund CNSDX — Int/Div — Buy

Invesco Convertible Fund CNSDX — Sold

shares US Consumer Goods EFT IYK — Int/Div — Buy

shares US Consumer Goods EFT IYK — Sold (part)

Ivy Global Natural Resources, IGNAX (Y)

Janus Short Term Bond, JSHIX — Int/Div — Sold

Kayne Anderson MLP — Int/Div — Buy

Loomis Sayles Core Plus, NERY X — Int/Div — Sold (part)

Loomis Sayles Core Plus, NERY X — Sold (part)

Loomis Sayles Core Plus, NERY X — Buy (add'l)

Loomis Sayles Core Plus, NERY X — Sold

Loomis Sayles Invt Grade, LSIIX — Int/Div — Sold (part)

Loomis Sayles Invt Grade, LSIIX — Sold (part)

Loomis Sayles Invt Grade, LSIIX — Sold

Lord Abbott Short, LDLFX — Int/Div — Sold (part)

Lord Abbott Short, LDLFX — Sold (part)

Lord Abbott Short, LDLFX — Buy (add'l)

Lord Abbott Short, LDLFX — Sold (part)

Mainstay High Yield, MYHIX — Int/Div — Buy (add'l)

Mainstay High Yield, MYHIX — Sold (part)

Mainstay Large CAP Growth (Y)

Mainstay Marketfield, MFLDX — Int/Div — Buy (add'l)

Mainstay Marketfield, MFLDX — Buy (add'l)

Mainstay Marketfield, MFLDX — Sold (part)

MamStay UnConstramed Bond Fd MSDIX — Int/Div — Buy

MamStay UnConstramed Bond Fd MSDIX — Sold

MFS Emerging Markets, MEDIX — Int/Div — Buy (add'l)

MFS Emerging Markets, MEDIX — Sold

MFS Munii Limited. MTLIX — Int/Div — Sold (part)

MFS Munii Limited. MTLIX — Sold (part)

MFS Unlites FD CL 1. MMUIX — Int/Div — Sold (part)

MFS Unlites FD CL 1. MMUIX — Buy (add'l)

Neuberger Berman Absol Rtrn Multi Mgr Fd NABIX — Int/Div — Buy

Neuberger Berman Absol Rtrn Multi Mgr Fd NABIX — Buy (add'l)

Neuberger Berman Equity, NBHIX — Int/Div — Sold

Neuberger Berman Multi Cap Opp fund NMULX — Int/Div — Buy

Neuberger Berman Multi Cap Opp fund NMULX — Buy (add'l)

Neuberger Berman Strategy, NSTLX — Int/Div — Buy (add'l)

Neuberger Berman Strategy, NSTLX — Sold (part)

Nuveen Global, FGIYX — Int/Div — Buy (add'l)

Nuveen Global, FGIYX — Buy (add'l)

Oppenheimer Gold OGMYX — Int/Div — Sold (part)

Oppenheimer Gold OGMYX — Buy (add'l)

Oppenheimer Gold OGMYX — Sold

Pimco All Asset All Authority, PAUPX — Int/Div — Buy (add'l)

Pimco All Asset All Authority, PAUPX — Sold (part)

Pimco Fundamental Indexplus AR Fund — Int/Div — Buy

Pimco Fundamental Indexplus AR Fund — Sold (part)

Pimco Global Mult, PGAPX — Int/Div — Sold (part)

Pimco Income Fund Class P PONPX — Int/Div — Buy

Pimco Income Fund Class P PONPX — Sold

Pimco Real Estate Real Return Strategy Fund Class PETPX — Int/Div — Buy

Pimco Real Estate Real Return Strategy Fund Class PETPX — Sold

Powershares DYN Oil and Gas. PX) — Int/Div — Sold (part)

Prudential Short duration High Yield Income Fd HYSZX — Int/Div — Buy

Prudential Short duration High Yield Income Fd HYSZX — Sold

Robeco BP Long Short, BPLSX — Int/Div — Buy (add'l)

Robeco BP Long Short, BPLSX — Buy (add'l)

Robeco BL Long short Research BPIRX — Int/Div — Buy

RS Floating Rate Fund, RSFYX — Int/Div — Buy (add'l)

RS Floating Rate Fund, RSFYX — Buy (add'l)

RS Floating Rate Fund, RSFYX — Sold (part)

RS Floating Rate Fund, RSFYX — Buy (add'l)

RS Global Natural, RSNYX — Int/Div — Buy (add'l)

RS Global Natural, RSNYX — Sold (part)

SPDR KBW Regional Banking EFT KRE — Int/Div — Buy

SPDR KBW Regional Banking EFT KRE — Sold (part)

Sunamerica Alternative, SUNWX (Y)

Sunamerica Focused, FDSAX — Int/Div — Buy (add'l)

SunAmerica Focused Dividend Strategy FDSWX — Int/Div — Sold (part)

SunAmerica Focused Dividend Strategy FDSWX — Buy (add'l)

T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div — Buy

T Rowe Price Capital Appreciation Fd Retail PRWCX — Buy (add'l)

Templeton Frontier FFRZX — Int/Div — Buy

Templeton Glbl Bond Fund, TGBAX — Int/Div — Buy (add'l)

Templeton Glbl Bond Fund, TGBAX — Buy (add'l)

Templeton Glbl Bond Fund, TGBAX — Sold (part)

The Merger Fund, MERFX — Int/Div — Sold (part)

The Merger Fund, MERFX — Sold

The Oakmark Intl Fund — Int/Div — Buy

The Oakmark Intl Fund — Buy (add'l)

The Oakmark Intl Fund — Sold (part)

Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div — Buy

Touchstone Sands Capital Select Growth Fund CFSIX — Buy (add'l)

Touchstone Sands Capital Select Growth Fund CFSIX — Sold (part)

Touchstone Sands Capital Select Growth Fund CFSIX — Buy (add'l)

Vanguard Energy ETF VDE — Int/Div — Buy

Virtus Permium Alpha, VAPIX — Int/Div — Sold (part)

Virtus Permium Alpha, VAPIX — Sold

Wells Fargo Absolute Return Fd WARDX — Int/Div — Buy

Wells Fargo Absolute Return Fd WARDX — Buy (add'l)

Wells Fargo Absolute Return Fd WARDX — Sold (part)

Yacktman Fund CL Service. YACKX — Int/Div — Buy (add'l)

Yacktman Fund CL Service. YACKX — Buy (add'l)

Yacktman Fund CL Service. YACKX — Sold (part)

Apple Inc Stock, AAPL — Int/Div

Powershares Water Resources FD. PHO (Y)

Emigrant Direct Savings Account — Interest

Bank of America Checking Account — Interest

Chase Checking Account — Interest

TD Ameritrade Cash Account — Interest

Vanguard FTSE Social Index — Int/Div — Buy (add'l)

Vanguard Target Retirement 2040) — Int/Div — Buy (add'l)

Vanguard Target Retirement 2040) — Buy (add'l)

Spouse's income — 2013 — I Salary

The Eaton Vance Floating Rate Fund EIBLX and SunAmerica Focused Dividend Strategy FDSWX were intially purchased in 2012 and mistakenly omitted from

the 2012 report

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.