Raymond C. Fisher

FIA Card Svcs NA RASP — Int/Div

MLYNCH READY ASSETS TRUST — Int/Div

RFCSTRIPS "6 4/15/12 — None — Redeemed

RFCSTRIPS 06 10/15/13 — None

RFCSTRIPS 076 10/15/18 — None

US TREAS STRIPS 07% 8/15/12 — None — Redeemed

US TREAS STRIPS 0"6 5/15/13 — None

US TREAS STRIPS ("6 8/15/13 — None

USTREAS STRIPS ("6 2/15/14 — None

USTREAS STRIPS 0% 11/15/14 — None

FINANCING CORP STRIPS (76 5/30/13 — None

FINANCING CORP STRIPS 0% 5/30/14 — None

FHLMC NOTE 5.125% 7/15/12 — Interest — Redeemed

CD FIRST BK, PUERTO RICO 1.8% 112012 — Interest — Redeemed

CD FIRST BK, PUERTO RICO 2.0% 113 — Interest

CDWEBSTER BK. CT 33114 — Interest

CDCITIBANK NANV 2.55% 3/24/15 — Interest

ALGER SPECTRA FLND — None

BLACKROCK GLOBAL ALLOC CL A — Int/Div

CALAMOS INTERNATL — Int/Div

COLUMBIA DIV INCOME — Int/Div

DELAWARE LTD TERM DIVERS. FD CL 1 — Int/Div — Sold

DREYFUS APPREC FD — Int/Div

FRANKLIN STRATEGIC INC FD — Int/Div — Buy

HARTFORD FLOATING RATE FD — Int/Div — Sold

HIGHMARK GENEVA MID CAP — None — Sold (part)

HIGHMARK GENEVA MID CAP — None — Buy (add'l)

IVA WORLDWIDE FD — None — Buy

JANUS GLOBAL RSCH — None — Sold (part)

JANUS GLOBAL RSCH — None — Sold

LHANCOCK DISCIPLINED MID CAP — None — Sold (part)

LHANCOCK DISCIPLINED MID CAP — None — Sold

JLHANCOCK STRATEGIC INCM — Int/Div

LEGG MASON BW GLOBAL — Int/Div — Sold

LOOMIS SAYLES STRTGC INC FD — None — Sold

LORD ABBET INTL — Int/Div — Sold (part)

LORD ABBETT SHORT TERM — Int/Div — Buy (add'l)

LORD ABBETT SHORT TERM — None — Sold (part)

METROPOLITAN WEST TOT. RET.BOND — Int/Div — Buy (add'l)

METROPOLITAN WEST TOT. RET.BOND — None — Sold

OPPENHEIMER INTL GROWTH — None — Sold (part)

OPPENHEIMER INTL GROWTH — None — Sold

PIONEER FUNDAMENTAL GRWTH — Int/Div

PRINCIPAL MID CAP BLEND — None — Sold (part)

PRINCIPAL MID CAP BLEND — None — Buy (add'l)

PRUDENTIAL SHORT TERM CORP BOND — Int/Div — Buy (add'l)

PRUDENTIAL SHORT TERM CORP BOND — None — Sold (part)

PRUDENTIAL TOTAL RETURN — Int/Div — Buy (add'l)

PRUDENTIAL TOTAL RETURN — None — Sold (part)

PUTNAM EQUITY INCOME — None — Sold

RSGLOBAL NATURAL RESRCS — None — Sold

SUN AMERICA FOCUSED DIV — Int/Div

TEMPLETON GLOBAL FD — Int/Div — Buy

TEMPLETON GLOBAL FD — None — Buy (add'l)

THORNBURG INVESTMENT INCM — Int/Div — Sold (part)

THORNBURG STRATEGIC INCM — Int/Div — Sold

UAM FPA CRESCENT — Int/Div — Buy

VIRTUS MULTISECTOR S-T BOND FD — Int/Div — Buy

WELLS FARGO ADV GROWTH — None — Sold

WESTERN ASSET CORE — None — Buy

CSCHWAB MUNI FUND — Interest

PERKINS MID CAP VALLE FD — None — Sold

NATIONWIDE AMERICA'S VISION ANNUITY (FID. VIP EQUITY) — Distribution

JACKSON NAT'L LIFE (ANNUITIES) — Distribution

VENWEST DEVELOPMENT LP1- LTD PIR — None — Closed

Member, Board of Directors, Constitutional Rights Foundation (nonprofit), Los Angeles, CA

Chair, Board of Directors, Western Justice Center (nonprofit), Pasadena, CA

Reimbursement — UC Davis — April 7-8, 2012 — UC Davis Law School — Moot Court — Lodging, Meals, Transportation

VIL Line 68: I voluntarily withdrew from VenWest Development limited partnership, incurring a loss. Thus the Value is zero and the Gain is negative, which

Column D does not appear to address.