Carolyn Chiechi

SAB HR 10 Plan — Int/Div

Coca Cola Co.. Common Stock — Int/Div

BP PLC. Common Stock — Int/Div

Merck & Co.. Common stock — Int/Div

Express Scripts Holding Co., common stk — None

Stryker Corp., Common stock — Int/Div

RBC Wealth Management US Government Money Market Fund — None

WalMart Stores, Inc... Common Stk — Int/Div

Marriott Intl, Inc. New, Class A, Common Sek — Int/Div

Marmot Vacations Worldwide Corp cm stk — None

Host Hotels and Resorts Inc... Common Stk — None

PNC Fmancial Corp., Common Stk — Int/Div

Microsoft Corp., Common Stk — Int/Div — Sold (part)

Medtronic Common Stk — Int/Div

Bank of America (MM/Ckg Accts) — Interest

Boeing, Co. Common Stock — Int/Div

NIKE. Class B Common Stock — Int/Div

Dell Computer, Common Stk — Int/Div — Redeemed — merger

Apple Inc., common stk — Int/Div

Google Inc., common stk — None

Amgen. Inc., Common Stk — Int/Div

General Electric. Common Stk — Int/Div

UBS Bank USA Deposit (Money Market Fund) — None

Berkshire Hathaway B, Common Stock — None

Cisco Systems Inc. Common Stock — Int/Div

Johnson & Johnson, Common Stock — Int/Div

Liberty Media Hidg. Ser. A Inter, Common Stock — None

Liberty Media Corp. cmn stk — None

Starz Ser. A. Common Stock — None — from line 28)

DIRECTV. common stock — None

Amazon.com, Inc. Common Stock — None

American Int'l Group, Common Stock — Int/Div

Anadarko Pete... Common Stock — Int/Div

Autodesk Inc. Delaware. Common Stock — None

Bed Bath & Bevond Inc., Common Stock — None

Biogen Idec Inc., Common Stock — None

Broadcom Corp. Cl A, Common Stock — None

Cablevision Systems Corp., Common Stock — Int/Div

AMC Networks. Inc. cmn stk — None

Madison Square Garden Inc., Common Stock — None

Cree Research Inc., Common Stock — None

Electronic Arts Inc... Common Stock — None

Expedia Inc., Common Stock — Int/Div

Trip Advisors, Inc., cmn stk — None

Forest Laboratories Inc., Common Stock — None

Contingent Value Rights rec'd from Sanofi Adventis — None

Nat'l Oilwell Varco Inc.. Common Stock — Int/Div

Home Depot Inc., Common Stock — Int/Div

IAC Anteractive Corp. New, Common Stock — Int/Div

Liberty Ventures Series A, Common Stock — None

HSN Inc... Common Stock — Int/Div

Interval Leisure Group, Common Stock — Int/Div

Tree Com. Common Stock — None

Intel Corp, Common Stock — Int/Div

L-3 Comm. Hldg Inc., Common Stock — Int/Div

Engility Holdings, Inc., Common Stock — None

Beneficial. interest in Lehman Bros Holdings Inc Plan Trust — None — VII for explanation

Liberty Global Inc. C1 A, Common Stock — None

Bunk of America Corp., Common Stock — Int/Div

Micron Tech Inc.. Common Stock — None

Pall Corp, Common Stock — Int/Div

Pepsico Inc, Common Stock — Int/Div

Phizer Inc. Common Stock — Int/Div

Proctor & Gamble, Common Stock — Int/Div

Sandisk Corp, Common Stock — Int/Div

Seagate Corp, Common Stock — Int/Div

Texas Instruments. Common Stock — Int/Div

Time Wamer Inc New. Common Stock — Int/Div

Time Wamer Cable, Inc.. Common Stock — Int/Div

AOL. Inc.. Common Stock — None

Tyco Intemational Ltd... Common Stock — Int/Div

ADT Corp. Com, Common Stock — Int/Div

Pentair Ltd.. Common Stock — Int/Div

TE Connectivity Ltd., Common Stock) — Int/Div

Covidien PLC. Common Stock — Int/Div

Mallinckroot Pub Lid Co, Common Stock — None — from line 75)

United Health Gp Inc. Common Stock — Int/Div

Walt Disney Co, Common Stock — None

Weatherford Int'l Ltd.. Common Stock — None

Yahoo Inc, Common Stock — None

EBay, Inc., Common Stk — None

Live Nation Entm't Inc, Com Stk — None

UBS IRA — Int/Div

BP PLC. Common Stk

General Electric. Common Stock

Goldman Sachs. Common Stock

AT&T Inc. Common Stock

Schlumberger, Common Stock

Target, Common Stock

St. Paul Travelers, Common Stock

Columbia Marsico Focus Eq. A Mutual Fund — Buy

Columbia Marsico Focus Eq. A Mutual Fund — Buy (add'l)

Hartford Cap Appreciation A Mutual Fund — Buy

Kinetics New Paradigm Fund Cl A Mutual Fund

UBS Bank USA Deposit (Money Market Fund)

First Niagara Bank 0.30% fixed rate CD, due 211/13 — Redeemed

Bank of India 0.55% fixed rate CD, due SO8/13 — Redeemed

Abbott Labs common stock

Abbvie Inc. Common Stock — from line 98)

Johnson & Johnson common stock

Apple Inc., common stock

Fifth Third Bank 0.35% fixed rate CD, due 221/14 — Buy

Banco Popolar 0.30% fixed rate CD, due 12113 — Buy

Banco Popolar 0.30% fixed rate CD, due 12113 — Redeemed

Bank of Baroda NY 0.30% fixed rate CD, due 224/14 — Buy

Estate of aunt — Int/Div — Distributed

Wells Fargo Ckg./Savings Accounts — Closed — VII tor explanation

Exxon Mobil common stock — Distnbuted — dst'd to me per will

Exxon Mobil common stock — Int/Div — l. 108

Centerpoint Energy common stock — Distnibuted — dst'd to me per wall

Centerpoint Energy common stock — Int/Div — lL 110

Centerpoint Energy common stock — Sold

Colgate Palmolive common stock — Distnbuted — dst'd to me per will

Colgate Palmolive common stock — Int/Div — 113

Genon Energy common stock — with line 116) — l. 116 mn merger

NRG Energy, Inc. Common Stock — in merger w/lL115

NRG Energy, Inc. Common Stock — Distnbuted — dst’t to me per will

NRG Energy, Inc. common stock — None — 117

NRG Energy, Inc. common stock — Sold

Southern Co. common stock — Distributed — dst'd to me per will

Southern Co. common stock — Int/Div — l 120

Fidelity Bank—IRA — None

Executor until 12/5/13, Estate of Jl

Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations)

11. AGREEMENTS (Cont'd).

At least for the foreseeable future, | decided to continue to have certain of the amounts | had accumulated in the HR 10 Plan, which is sponsored by SAB of

which I was a partner through September 30, 1992, and which is an independently managed, fully funded, defined contribution plan that allows for self-directed

investments, to be managed by the advisor retained by SAB. In July 2000, 1 rolled over into an IRA at Morgan Stanley the balance of those amounts. In 2007, 1

rolled over my Morgan Stanley [RA accounts into IRA accounts at UBS Financial Services, Inc. (UBS).

I have a vested interest in the Sutherland, Ashill & Brennan Defined Benefit Plan for Partners and Nonlegal Personnel. The benefit | am entitled to receive

under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 63 and which became effective as of

1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan, | was not entitled to a lump-sum payout when | withdrew as a partner

from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that

pension payments were to begin automatically after | attained the normal retirement age of 65. The amount of the pension payments are in no way affected by

the profitability of SAB or by the performance of the trust fund, If the trustee of the plan were to realize a better or a worse investment rate than assumed in the

actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants. The plan may be terminated either

because of & change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific

rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to

provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for any shortfall up to the benefit levels sured by that agency. It is my

understanding that, except in that unlikely event, my benefit under the plan is a fixed amount,

VIL

INVESTMENTS AND TRUSTS

P. 7, line 57

In 2012 Lehman Bros. Holdings, Inc., commenced bankruptcy proceedings, its stock was canceled, and its stockholders received proportionate beneficial interests

in or rights to the Lehman Bros Holdings, Inc., plan trust. Although | placed a yearend value in my 2012 financial disclosure report on my interest in or right to

that plan trust, upon reflection | believe that a value really was not ascertainable for that interest or right at the end of 2012 or at the end of 2013 because of the

uncertainties involved in the bankruptcy proceedings. Nonetheless, | indicated that the value code is J,

2 "$15,000 or less",

P10, line 107

Bauk account proceeds were distributed to my [Jil] and me. the sole beneficiaries of my [Jill estate, in such amounts as to make all distributions from the estate

on an equal basis to us.