Robert E. Payne

AMC Networks Inc (Y)

Actavis — Sold

IRA #1 — Int/Div

Abbey Cptl Futures Strategy — Buy

Alerian MLP ETF — Sold

AB Small Cap Grw Adv (Y)

AQR Managed Futures Strategy — Buy

AQR Managed Futures Strategy — Sold

Artisan Mid Cap Value Fund (Y)

Aston Silvercrest Smll Cap — Buy

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Sold (part)

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock Global L/S Credit — Buy

Blackrock High Yield Bond Fund — Sold (part)

Blackstone Alt Mult-Strat — Buy

Blackstone Alt Mult-Strat — Sold (part)

Blackstone Alt Mult-Strat — Sold (part)

Calamos Market Neutral — Sold (part)

Calamos Market Neutral — Sold

Cambiar Int'l Equity — Buy

Cambiar Int'l Equity — Buy (add'l)

Cambiar Int'l Equity — Sold (part)

Center Coast MLP Focus — Buy

Center Coast MLP Focus — Buy (add'l)

Center Coast MLP Focus — Buy (add'l)

Columbia Select Large Cap Fund — Sold (part)

Deutsche Enhanced Comm Strat — Buy

Deutsche Enhanced Comm Strat — Sold (part)

Fundvantage Tr Polen — Sold (part)

Fundvantage Tr Polen — Sold (part)

Fundvantage Tr Polen — Sold (part)

Invesco Premier Inst. (Money Market Fund = cash) — with line 45)

IQ Alpha Hedge Strategy Fund — Sold (part)

IQ Alpha Hedge Strategy Fund — Sold

Ishares Tips Bond — Buy

Ishares Tips Bond — Sold

Janus Flexible Bond — Buy

Janus Flexible Bond — Sold (part)

Lazard Developing Markets Equity — Buy (add'l)

Lazard Developing Markets Equity — Sold (part)

Lazard Emerg Mkts Core — Buy

Loomis Sayles Bond Inst — Sold (part)

MFS Int'l Value — Buy

MFS Int'l Value — Buy (add'l)

MFS Int'l Value — Sold (part)

MS Liquid Asset Fund (Y)

Metropolitan West Tot Ret — Buy (add'l)

Metropolitan West Tot Ret — Sold (part)

Oakmark — Buy (add'l)

Oakmark — Sold (part)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Oppenheimer Int'l Growth Fund — Sold (part)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Sold

Pimco Enhanced Shrt Murt — Buy

Pimco Real Return — Buy

Pimco Real Return — Sold (part)

Pimco Real Return — Sold (part)

Pimco Total Return Fund (Y)

Prudential Jennison Mid Cap Growth Fund (Y)

Ramius Trading Strat. Mungd Futures — Sold (part)

Royce Premier Fund — Sold (part)

SPDR Barclays Int'l — Buy

Templeton Global Bond Fund — Sold (part)

Vanguard Short Term Bnd — Buy

Vanguard Short Term Bnd — Sold (part)

Vanguard Short Term Bnd — Sold (part)

Virtus Foreign Opp. — Buy (add'l)

Virtus Foreign Opp. — Sold

Virtus Insight Emerging Markets — Buy (add'l)

Virtus Insight Emerging Markets — Buy (add'l)

Virtus Insight Emerging Markets — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Virtus MultiSector Short Term Bond — Sold (part)

Virtus MultiSector Short Term Bond — Sold (part)

Virtus MultiSector Short Term Bond — Sold (part)

Vova Global Real Estate Fund — Sold (part)

Western Asset Core Plus Bond Fund — Sold (part)

IRA #2 — Int/Div

AB Small Cap Grw Adv — Sold (part)

Artisan Midcap Value — Sold (part)

Artisan Midcap Value — Sold (part)

Aston'Montag & Caldwell Growth — Sold (part)

Aston'Montag & Caldwell Growth — Sold (part)

Aston Silvercrest Small Cap — Buy

Blackrock Equity Div. A (Y)

Blackrock Inflation Prot Bond — Buy

Columbia Select LG CP Growth — Sold (part)

Dreyfus Int'l Bond — Buy

EV Income Fund of Boston — Buy (add'l)

Invesco Developing Markets A — Buy (add'l)

Invesco Prem US Govt Many Inst — Sold

Ivy Midcap Growth — Sold (part)

Ivy Midcap Growth — Sold (part)

Lazard Emerging Markets Fund — Buy (add'l)

MFS Int'l Value — Buy

Oakmark 1 (Y)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Foreign Bond (Y)

Pimco Low Duration A (Y)

Royce Premier Fund — Sold

Virtus Foreign Opp. A — Buy (add'l)

Virtus Foreign Opp. A — Sold

Virtus MultiSect Short Term Bond (Y)

Western Asset Core Plus Portfolio — Sold (part)

Western Asset Core Plus Portfolio — Buy (add'l)

Western Asset Government Money Market Fund — Sold

BROKERAGE ACCOUNT #1

Anadarko Pete (APC) — Buy (add'l)

Autodesk Inc — Sold (part)

Biogen — Sold (part)

Blackrock Equity Dividend (X) — Sold (part)

Blackrock Equity Dividend (X) — Buy (add'l)

Broadcom Corp — Sold (part)

Cablevision Systems Corp — Sold

Citrix Systems Inc. (Y)

Comcast Corp — Sold (part)

Covidien PLC — Redeemed

Cree Research Inc — Buy (add'l)

Direct TV Com — Sold

Discovery Communications — Buy

Dolby Cla (Y)

Fluor Corp (Y)

Freeport McMoran CP&GLD — Buy (add'l)

Immunogen Inc. (Y)

lonis Pharmaceuticals Inc (formerly Isis Pharm) — Sold (part)

L-3 Communications Hidg. Inc — Sold (part)

Liberty Interactive Co (Y)

Liberty Media Corp (Y)

Medtronic PLC SHS — Buy

National Oilwell Varco Inc. (Y)

NOW Inc (Y)

Nucor Corp (Y)

Pall Corp — Sold (part)

Pall Corp — Sold

Pentair Ltd (Y)

Sandisk Corp (Y)

Seagate Technology, Inc. (Y)

Starz Series A(Y)

TE Connectivity Ltd (Y)

The ADT Corporation Com (ADT) (Y)

Tyco Int'l Ltd (Y)

UnitedHealth Gp Inc — Sold (part)

Vertex Pharmaceuticals — Sold (part)

Weatherford Int'l Ltd — Buy (add'l)

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Int/Div

Mallen Research Lid Partnership — None

Reimbursement — Tk pyr — of the Judicial Resources Committee

Reimbursement — USDC -EDVA — July 6-10, 2015 — Alexandra, Virgina — Preside over trial — Transportation, lodging, meals

Reimbursement — ES RS RL ASI NEN TET. 4 of the Judicial Resources Committee — AN YON Fert RSI FTE, SR a yt

Income — 10120/2015 — IRA #1 Distribution — $25,705.00

1. Part IV, page 2, “Reimbursements.” Amended Report was filed on 5/13/16 to include reimbursements. The report filed on 5/12/16 erroneously listed "None

for reimbursements.

2. Part VI, page 3, "Liabilities." Amended Report was filed on 5/13/16 to reflect that liabilities is "None." The report filed on 5/12/16 ervoncously listed Wells

Furgo as a liability.

3. Part VIL, page 4, line 4, "AB Small Cap Grw Adv" is a name change. In the 2014 Amended Report this asset was reported at Part VIL, page 4, line 4 as

"Allianceber Sm, Cap."

4. Part VIL, page &, line 81, "AB Small Cap Grw Adv" is 4 name change. In the 2014 Amended Report this asset was reported at Part VII, page 6, line 47 as

"Alhanceber Small Growth Cap.”

5. Part VII, page 10, line 116, Blackrock Equity Dividend - this asset was listed in 2013 report, page 12, line 145, "sold * on 12/9/13 should have been "sold

part.” This asset was inadvertenty omitted on the 2014 Amended Report. This asset should have appeared in the 2014 Amended Report in BROCKERAGE

ACCOUNT #1 as "Blackrock Equity Dividend (Y)."

6. Part VII, page 11, line 130, lonis Pharmaceuticals Inc. was formerly "Isis Pharm Inc.” Part VII, page 8, line 85 in 2014 Amended Report.

7. Part VIL, page 11, line 134, Medtronic PLC SHS bought Covidien PLC (line 122) so the asset "Covidien PLC” was redeemed for the asset Metronic PLC SHS.