Steven C. Yarbrough

2017Annual

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What was filed

  • 76

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Los Os de la Familia (501{cK 3) chanty)

As filed

Vanguard Extended Mkt Index Adm — Int/Div

Vanguard High Divident Yid Idx Iny — Int/Div

Vanguard High Yield Corp Fund Iny — Int/Div

Vanguard Pacific Stock Index Inv — Int/Div

Vanguard Precious Metal and Mining — Int/Div

Vanguard Prime Money Market — Int/Div

Vanguard REIT Index Fund — Int/Div

Vang Tot Intl Stock Ix Adm — Int/Div

Vang Total Bond Mkt Indx — Int/Div

Vang 500 Index Fund — Int/Div

Market Vectors Gold Miners ETF — Int/Div

Baycom Corp — Distribution — Sold

Caterpillar — Int/Div

Cisco Systems Inc — Int/Div

DXC Technology Company — Int/Div — from line 16)

HP Enterprises Co. — Int/Div

HP hx — Int/Div

Intel Corp — Int/Div

IN) — Int/Div

MFGP — Int/Div — from line 16)

PG — Int/Div

SONVF — Int/Div

MMM — Int/Div

Vang GNMA Fund Inv Shares — Int/Div

Vanguard Aggressive Age Based Option Vanguard Agg Growth Port 529 (3) — Int/Div — Buy (add'l)

Vanguard Mod Growth 529 (3) — Int/Div — Buy (add'l)

Vanguard Agg Age Based Option: Vanguard Age (2) Growth Port 529 (2) — Int/Div — Buy (add'l)

Vanguard Mod Growth 529 (2) — Int/Div — Buy (add'l)

The Education Plan 529 - Aggressive Index Portfolio New Mexico (1) — Int/Div

Vang 500 Index Fund (wife) — Int/Div

Vang Develop Mkts Idx Fund (wife) — Int/Div

Vang Emerging Mkt Idx Fund (wife) — Int/Div

Vang European Stock Idx Fund (wife) — Int/Div

Vang Growth and Income Fund Inv (wife) — Int/Div

Vang Mid Cap Idx Fund (wife) — Int/Div

Vang Prime Money Mkt Fund (wife) — Int/Div

Vang Small Cap Growth Idx Fund (wife) — Int/Div

Vang Total Int'l Stock Idx Fund (wife) — Int/Div

Vang Windsor Il Fund Inv (wife) — Int/Div

GOOG (wife) — Int/Div

GOOGL (wife) — Int/Div

DIS (wife) — Int/Div

Vang Balanced Index F Trad IRA (wife) — Int/Div

Vang Life Strategy Growth Trad IRA (wife) — Int/Div

Vang Mid-Cap Growth Trad IRA (wife) — Int/Div

Vang Tot Stock Mkt Index Trad IRA (wife) — Int/Div

Vang Life Strategy Conserv Growth Rollover IRA (wife) — Int/Div

Vang Long Term Bond Idx Fund Rollover IRA (wife) — Int/Div

Vang Long Term Invest-GR Inv (wife) — Int/Div

Vang Precious Metals and Mining Fund Rollover IRA (wife) — Int/Div

Vang Star Fund Rollover IRA (wife) — Int/Div

Vang strat equity fund Rollover IRA (wife) — Int/Div

Vang wellesley inc fund inv rollover ira (wife) — Int/Div

vang european stock idx fund inv roth ira (wife) — Int/Div

vang total int'l stock idx fund roth ira (wife) — Int/Div

vang strategic equity fund roth ira (wife) — Int/Div

vang star fund simple ira (wife) — Int/Div — Buy (add'l)

vang total int'l stock idx fund simle ira (wife) — Int/Div — Buy (add'l)

vang prime money market fund utma account (1) — Int/Div — Buy (add'l)

BACH — Int/Div

FH — Int/Div

GE) — Int/Div

DISH — Int/Div

GOOGLI1) — None

WIN) — Int/Div

Vang Aggressive Growth Port 529 (1) — Int/Div — Buy (add'l)

Vang prime money market utma (3) — Int/Div

DIS) — Int/Div

vang prime money mkt utma (2) — Int

DIS) — Int/Div

OCB Venture 11 LLC (real estate purchase and sell) — None

Rental Property #1 - Taos, NM — Rent

Rental Property # 2 « Albuquerque NM — Rent

Undev Real Prop in brother's name and Sundollir Inv - rio rancho NM — None

Loan to 505 Ventures LLC — Interest

Rock Me Baby Records — None

Board of Directors, Los Os de la Familia (501{cK 3) chanty)

Part 111B: My wife owns Rock Me Baby Records, Inc., an S-corporation. She draws income as an employee, the amount of which 1 did not list, pursuant to

instructions on page 17 (“If spouse is self-employed in business or profession, only the nature of such business or profession and the words ‘self-employed

should be reported . . ." In reporting year 2014, | listed the company as an investment in Part VII becasue the company has value and my wife owns the

company. After filing my 2014 reporting year report, 1 received a letter from the Judicial Conference of the United States Committee on Financial Disclosure

stating, "In the future, your wife's salury from "Rock Me Baby Records, Inc." should be reported in 111.B as non-investment income instead of Parts VII or

VII..." Nonetheless, because, aside from any income my wife earns, her company constitutes an asset, | continued to list this company as an asset in Part VIL

Further, pursuant to the above quoted instructions from page 17, 1 did not include her salary in spite of the above quoted langauge from the letter the Committee

on Financial Disclosure sent me. My assumption is that the Committee did not realize that my wife is the sole proprietor of her business, as described on page 17

of the instructions,

Part VII, item 12: | listed Baycom as a "Sold" because this appeared to be the best option given the following circumstances. Baycom purchased a company

in which | owned stock. In previous reports, however, | mistakenly failed to ist this stock. As a result, | am providing a history of my ownership in what is

now Baycom stock, | became the executor of my grandfather's estate when he died in 2008, At the time of his death, he owned small amount of stock in Union

Financial Corporation. This stock could not be sold because it was not being traded on any market. In 2014, First ULB purchased Union Financial Corporation

and, as a result, all Union Financial stock was transferred into First ULB stock. The Union Financial stock that was still part of my grundfather's estate converted

into 92 shartes of First ULB stock valued at $18.42 per share which means the total value of the stock in May 2014 was $1,696.87. Like Union Financial

Corporation stock, First ULB stock was not easily traded. Because my grandfather's heirs wanted to close the estate, | agreed to take ownership of the stock and

pay the heirs their portion of the $1,696.87 value of the stock. Although I do not have any record of the value of this First ULB stock in 2015 or 2016, the value on

December 30, 2016 was $2,369. In 2017, First ULB was part of a merger in which several companies merged to form BayCom Corp. When my First ULB stock

converted to BayCom Corp. stock on June 9, 2017, 1 recived 89 shares of BayCom Corp. stock and $1,249.34. On December 31, 2017, the 89 shares of stock

were valued at $1,731.05.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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