Arthur Lawrence Alarcon
2013Annual
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Pull out the substance of this filing.
What was filed
70
investments
1
positions
0
gifts
3
agreements
0
debts
1
reimbursements
3
income
2
spouse income
Named parties
- Las Familias del Pueblo (a not-for-profit corporation)
- Cabfornw State Bar Meeting
- Retirement Benefits, State of California
- Retirement Benefits, State of California Judges
- West Services Inc., book royalties
- Retirement Plan of Citibank
- Retirement Plan of Honeywell
As filed
Cal Westen Life Ins Co — Interest
United Continental Holdings Stock — None
Citibank Accounts — Interest
Wells Fargo Bank Accounts (X) — Interest
Brokerage Account #1 (H)
TD Ameritrade MMDA Sweep Account — Interest
Citigroup Stock — Int/Div
Coca Cola Stock — Int/Div
Hewlett Packard Stock — Int/Div
Microsoft Stock — Int/Div
Proctor & Gamble Stock — Int/Div
IBM Stock — Int/Div
Mastercard Inc Stock — Int/Div
Brokerage Account #2 (H)
TD Ameritrade MMDA Sweep Account — Interest
Honeywell Stock — Int/Div
Cisco Stock — Int/Div
Merck Stock — Int/Div
EXXON Mobil Corp Stock — Int/Div
Intel Stock — Int/Div
Clorox Company Stock — Int/Div
Citigroup Inc Stock — Int/Div
GE Stock — Int/Div
Vanguard Intemational Growth Mutual Fund — Int/Div
Neuberger Berman Guardian Mutual Fund — Int/Div
Treasury Note — Interest
Brokerage Account #3 (H)
Wells Fargo Bank Deposit Sweep Option — Interest
Ca St Var Purp Fsa Cr G/O Cus Bond (A32 acq 0622/10) — Interest — Redeemed
Ca Stwide County Dev Prop 1A Bond (R58 acq 08/16/10) — Interest — Redeemed
Ca St Var Purp G/O Txbl Bond (5F7 acq 06/03/10) — Interest — Redeemed
Ford Motor Credit Co Global Notes (TZ6 acq 09/12/11) — Interest — Redeemed
Hewlett Packard Co Sr Unsecured (BL6 acq 12/19/11) — Interest
Ally Fmancial Corp Bond (AFT acq 21712 & 32/12) — Interest
International Steel Corp Bond (ABO acq 082812) — Interest
Citigroup Inc Sub Notes (CQ2 acq 071212) — Interest
Citigroup Inc Sub Bonds (BW0 acq Onn — Interest
Telecom Italia Capital Corp Bond (AES acy 08/29/12) — Interest — Redeemed
Donnelley (RR) & Sons Notes (FH7 acq 06/04/13) — Interest — Buy
Donnelley (RR) & Sons Notes (FH7 acq 06/04/13) — Sold
Renaissancere (P119 acq 05/21/13) — Int/Div — Buy
Cheaspeake Energy Corp Bond (CJ4 acq 06/04/13) — Interest — Buy
Del Inc Corp Bond (AP6 acq 07/23/13) — Interest — Buy
Telecom Italia Capital Note (AL2 acq 0723/13) — Interest — Buy
Deutche Bk Finl LLC Corp Bond (AA7 acy OR28/13) — Interest — Buy
Ares Capital Corp Bond (ADS acq 1015/13) — Interest — Buy
Ford Motor Credit Co Corp Bond (AC6 acy 1028/13) — Interest — Buy
Plans Exploration Corp Bond (AJ9 acq 1028/13) — Interest — Buy
Brokerage Account #4 (H)
Wells Fargo Bank Deposit Sweep Option — Interest
Ca St Cnty Dev Auth Rev Prop 1A Bond (RS acq 08/16/10) — Interest — Redeemed
Ca StG/O Unltd Bond (249 acq 11/09/10) — Interest — Redeemed
Ca St Econ Recov Ser A Bond (BC4 acq 12100100 — Interest — Redeemed
Ca St G/O Unltd Bond (PUO acq 030911) — Interest
Ca St G/O Unltd Bond (N91 acq 031710 — Interest — Redeemed
Ford Motor Credit Co Global Notes (TZ6 acq 11/23/11) — Interest — Redeemed
GMAC Inc Corp Bond (BZS5 acq 1/30/12) — Interest — Redeemed
Morgan Stanley Corp Bond (AD acq 420012) — Interest
Intl Lease Finance Corp Bond (B49 acy T1312) — Interest
Deutsche Bank Finl LLC Notes (AAT acq MeN 2) — Interest
Goodyear Tire & Rubber GTD Note (BAS acy 05/20013) — Interest — Buy
Goodyear Tire & Rubber Sr Note (BD2 acq 05720013) — Interest — Buy
SLM Corp Sr Notes (EKO acq 07/23/13) — Interest — Buy
Cheasapeake Energy Corp (CJ4 acq 072313) — Interest — Buy
Calif State Muni Bond (P97 acq 08/23/13) — Interest — Buy
Zions Bank Corp Sub Notes (AVY acq 16/13) — Interest — Buy
Cheasapeake Energy Corp (CDT acq 11713) — Interest — Buy
Nations Bank Corp Sub Notes (ANY acq 102213) — Interest — Buy
Telefonica Emisiones SAU Bond (AT2 acy 10/22/13) — Interest — Buy
TD Ameritrade Amerivest Core Moderate ETF Fund (X) — Int/Div
Director, Las Familias del Pueblo (a not-for-profit corporation)
Agreement — 676 — Employee's Retirement Benefit (Los Angeles County)
Agreement — 6/76 — Employee's Retirement Benefit (State of California)
Agreement — 6192 — State Judge's Pension
Reimbursement — Cabfornw State Bar Meeting — 1007/13 — Fresno, CA — Speaker — Transportation
Income — 2013 — Retirement Benefits, State of California — $2,672.00
Income — 2013 — Retirement Benefits, State of California Judges — $41,920.00
Income — 2013 — West Services Inc., book royalties — SSXIS0
Spouse's income — 2013 — Retirement Plan of Citibank
Spouse's income — 2013 — Retirement Plan of Honeywell
1) Part VII: Differences between 2012 and 2013 for entries in Columms B (Income) and C (Gross Value) are due to market fluctuation in stock prices and interest!
dividends,
2) Part VII: Entry 2: Was United Airline Stock. Column B(1) intentionally left blank because there was no income,
3) Part VII: Column D4) intentionally left blank for the following entries because there was either a lass or no gain: 29, 30, 31, 32, 38, 51, 52, 53, 55, 56, and 57
4) Part VII: Entry 70 replaces entries 63 thru 72 of the prior year's report == an investment that was incorrectly treated as a "managed asset account." The
investment should hive been treated us a “widely held investment fund.” The assets of the fund are widely diversified, and we neither exercise control, nor have
the ability to exercise control over the financial interests held by the fund.
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