Arthur Lawrence Alarcon

2013Annual

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Pull out the substance of this filing.

What was filed

  • 70

    investments

  • 1

    positions

  • 0

    gifts

  • 3

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 3

    income

  • 2

    spouse income

Named parties

  • Las Familias del Pueblo (a not-for-profit corporation)
  • Cabfornw State Bar Meeting
  • Retirement Benefits, State of California
  • Retirement Benefits, State of California Judges
  • West Services Inc., book royalties
  • Retirement Plan of Citibank
  • Retirement Plan of Honeywell

As filed

Cal Westen Life Ins Co — Interest

United Continental Holdings Stock — None

Citibank Accounts — Interest

Wells Fargo Bank Accounts (X) — Interest

Brokerage Account #1 (H)

TD Ameritrade MMDA Sweep Account — Interest

Citigroup Stock — Int/Div

Coca Cola Stock — Int/Div

Hewlett Packard Stock — Int/Div

Microsoft Stock — Int/Div

Proctor & Gamble Stock — Int/Div

IBM Stock — Int/Div

Mastercard Inc Stock — Int/Div

Brokerage Account #2 (H)

TD Ameritrade MMDA Sweep Account — Interest

Honeywell Stock — Int/Div

Cisco Stock — Int/Div

Merck Stock — Int/Div

EXXON Mobil Corp Stock — Int/Div

Intel Stock — Int/Div

Clorox Company Stock — Int/Div

Citigroup Inc Stock — Int/Div

GE Stock — Int/Div

Vanguard Intemational Growth Mutual Fund — Int/Div

Neuberger Berman Guardian Mutual Fund — Int/Div

Treasury Note — Interest

Brokerage Account #3 (H)

Wells Fargo Bank Deposit Sweep Option — Interest

Ca St Var Purp Fsa Cr G/O Cus Bond (A32 acq 0622/10) — Interest — Redeemed

Ca Stwide County Dev Prop 1A Bond (R58 acq 08/16/10) — Interest — Redeemed

Ca St Var Purp G/O Txbl Bond (5F7 acq 06/03/10) — Interest — Redeemed

Ford Motor Credit Co Global Notes (TZ6 acq 09/12/11) — Interest — Redeemed

Hewlett Packard Co Sr Unsecured (BL6 acq 12/19/11) — Interest

Ally Fmancial Corp Bond (AFT acq 21712 & 32/12) — Interest

International Steel Corp Bond (ABO acq 082812) — Interest

Citigroup Inc Sub Notes (CQ2 acq 071212) — Interest

Citigroup Inc Sub Bonds (BW0 acq Onn — Interest

Telecom Italia Capital Corp Bond (AES acy 08/29/12) — Interest — Redeemed

Donnelley (RR) & Sons Notes (FH7 acq 06/04/13) — Interest — Buy

Donnelley (RR) & Sons Notes (FH7 acq 06/04/13) — Sold

Renaissancere (P119 acq 05/21/13) — Int/Div — Buy

Cheaspeake Energy Corp Bond (CJ4 acq 06/04/13) — Interest — Buy

Del Inc Corp Bond (AP6 acq 07/23/13) — Interest — Buy

Telecom Italia Capital Note (AL2 acq 0723/13) — Interest — Buy

Deutche Bk Finl LLC Corp Bond (AA7 acy OR28/13) — Interest — Buy

Ares Capital Corp Bond (ADS acq 1015/13) — Interest — Buy

Ford Motor Credit Co Corp Bond (AC6 acy 1028/13) — Interest — Buy

Plans Exploration Corp Bond (AJ9 acq 1028/13) — Interest — Buy

Brokerage Account #4 (H)

Wells Fargo Bank Deposit Sweep Option — Interest

Ca St Cnty Dev Auth Rev Prop 1A Bond (RS acq 08/16/10) — Interest — Redeemed

Ca StG/O Unltd Bond (249 acq 11/09/10) — Interest — Redeemed

Ca St Econ Recov Ser A Bond (BC4 acq 12100100 — Interest — Redeemed

Ca St G/O Unltd Bond (PUO acq 030911) — Interest

Ca St G/O Unltd Bond (N91 acq 031710 — Interest — Redeemed

Ford Motor Credit Co Global Notes (TZ6 acq 11/23/11) — Interest — Redeemed

GMAC Inc Corp Bond (BZS5 acq 1/30/12) — Interest — Redeemed

Morgan Stanley Corp Bond (AD acq 420012) — Interest

Intl Lease Finance Corp Bond (B49 acy T1312) — Interest

Deutsche Bank Finl LLC Notes (AAT acq MeN 2) — Interest

Goodyear Tire & Rubber GTD Note (BAS acy 05/20013) — Interest — Buy

Goodyear Tire & Rubber Sr Note (BD2 acq 05720013) — Interest — Buy

SLM Corp Sr Notes (EKO acq 07/23/13) — Interest — Buy

Cheasapeake Energy Corp (CJ4 acq 072313) — Interest — Buy

Calif State Muni Bond (P97 acq 08/23/13) — Interest — Buy

Zions Bank Corp Sub Notes (AVY acq 16/13) — Interest — Buy

Cheasapeake Energy Corp (CDT acq 11713) — Interest — Buy

Nations Bank Corp Sub Notes (ANY acq 102213) — Interest — Buy

Telefonica Emisiones SAU Bond (AT2 acy 10/22/13) — Interest — Buy

TD Ameritrade Amerivest Core Moderate ETF Fund (X) — Int/Div

Director, Las Familias del Pueblo (a not-for-profit corporation)

Agreement — 676 — Employee's Retirement Benefit (Los Angeles County)

Agreement — 6/76 — Employee's Retirement Benefit (State of California)

Agreement — 6192 — State Judge's Pension

Reimbursement — Cabfornw State Bar Meeting — 1007/13 — Fresno, CA — Speaker — Transportation

Income — 2013 — Retirement Benefits, State of California — $2,672.00

Income — 2013 — Retirement Benefits, State of California Judges — $41,920.00

Income — 2013 — West Services Inc., book royalties — SSXIS0

Spouse's income — 2013 — Retirement Plan of Citibank

Spouse's income — 2013 — Retirement Plan of Honeywell

1) Part VII: Differences between 2012 and 2013 for entries in Columms B (Income) and C (Gross Value) are due to market fluctuation in stock prices and interest!

dividends,

2) Part VII: Entry 2: Was United Airline Stock. Column B(1) intentionally left blank because there was no income,

3) Part VII: Column D4) intentionally left blank for the following entries because there was either a lass or no gain: 29, 30, 31, 32, 38, 51, 52, 53, 55, 56, and 57

4) Part VII: Entry 70 replaces entries 63 thru 72 of the prior year's report == an investment that was incorrectly treated as a "managed asset account." The

investment should hive been treated us a “widely held investment fund.” The assets of the fund are widely diversified, and we neither exercise control, nor have

the ability to exercise control over the financial interests held by the fund.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Arthur Lawrence Alarcon | Frix