Robert D. Drain

Citibank Account — Interest

Acess Financial Account #1 (Cash and Stock) — Int/Div

FifthThird Bancorp common — Int/Div

US Trust Managed Common Account (no control)

Activision Blizzard — Int/Div — Buy

Activision Blizzard — Buy (add'l)

Alphabet Inc. CL C Com — None

Alphabet Inc. CL A Com — None — Sold (part)

Alphabet Inc. CL A Com — Sold (part)

Alphabet Inc. CL A Com — Sold (part)

Amazon Com — None — Buy (add'l)

Amazon Com — Buy (add'l)

Amazon Com — Sold (part)

Apple — Int/Div — Sold (part)

Apple — Sold (part)

Apple — Sold (part)

Apple — Sold (part)

AMG Managers Montag & Caldwell Grwth Fd C11 — Int/Div — Redeemed

Autozone — None — Sold

BB&T Comp — Int/Div — Sold (part)

Berkshire Hathaway C1 B — None — Sold (part)

Berkshire Hathaway C1 B — Sold (part)

Boston Scientific — None — Buy

Boston Scientific — Buy (add'l)

Boston Scientific — Buy (add'l)

Celgene — None — Buy (add'l)

Celgene — Sold (part)

Celgene — Buy (add'l)

Celgene — Sold (part)

Celgene — Sold (part)

Cerner — None — Sold (part)

Citigroup — Int/Div — Sold (part)

Col. Dividend Income FD Cl. Z — Int/Div

Col. Select Large Cap Growth FD C1. 2 — None

Comcast Corp — Int/Div

Costco Whis! — Int/Div — Buy (add'l)

Costco Whis! — Sold (part)

Costco Whis! — Sold (part)

Danaher — Int/Div — Buy (add'l)

Dell Tech — None — Sold

Delphi — None — Sold (part)

Disney Walt Co, — Int/Div — Sold (part)

Disney Walt Co, — Sold (part)

FOG Res — Int/Div — Sold (part)

FOG Res — Buy (add'l)

Exxon Mobil — Int/Div

Facebook — None — Sold (part)

Facebook — Sold (part)

Facebook — Sold (part)

Fortive — Int/Div — Sold (part)

nlead Sciences — Int/Div — Sold (part)

nlead Sciences — Sold (part)

Goldman Sachs — Int/Div — Sold (part)

Hershey — Int/Div — Sold (part)

Hershey — Sold (part)

Home Depot — Int/Div — Sold (part)

Intercontinental Exchange — Int/Div — Sold (part)

Johnson & Johnson — Int/Div — Sold (part)

Johnson & Johnson — Sold (part)

Kraft Hemz — Int/Div

Lauder Estee Cos. — Int/Div — Sold (part)

Lauder Estee Cos. — Sold (part)

Mastercard — Int/Div — Sold (part)

Mastercard — Sold (part)

MFS Value FD C1 1 — Int/Div

Microsoft Corp — Int/Div — Sold (part)

Mondelez Intl — Int/Div

Monsanto New Com. — Int/Div — Sold (part)

Priceline Grp. Inc — None

Raytheon — Int/Div — Sold (part)

Regeneron Pharma — None — Buy (add'l)

Regeneron Pharma — Sold

Salesforce Com. Inc — None — Sold (part)

Schwab Charles — Int/Div — Sold (part)

SPDR S&P Dividend ETF — Int/Div

Starbucks — Int/Div — Sold (part)

Target — Int/Div — Sold

TCW Select Equities FD C1 1 — None — Redeemed

Tesla Motors — None — Sold

TJX Cos. — Int/Div — Sold (part)

TJX Cos. — Sold (part)

Union Pacific — Int/Div

United Parcel C1 B — Int/Div — Buy

United Parcel C1 B — Sold (part)

Vanguard Large-Cap ETF — Int/Div — Buy

Vanguard Large-Cap ETF — Buy (add'l)

Verizon Com — Int/Div — Sold (part)

Verizon Com — Sold (part)

Zoetis Inc — Int/Div — Sold (part)

Agilent Technologies — None — Buy

Agilent Technologies — Buy (add'l)

Albermarle — Int/Div — Buy

Albermarle — Buy (add'l)

Amphenol — Int/Div — Sold (part)

Church & Dwight — Int/Div — Buy (add'l)

Church & Dwight — Sold (part)

Cimarex Energy — Int/Div — Buy (add'l)

Cimarex Energy — Buy (add'l)

Hunt JB Trans — Int/Div — Sold (part)

Jacobs Engr Grp — Int/Div — Buy

Jacobs Engr Grp — Buy (add'l)

Leidos Hides — Int/Div — Buy

Leidos Hides — Buy (add'l)

Palo Alto Networks — Buy (add'l)

Palo Alto Networks — Sold

Renasssance Hldgs — Int/Div — Sold (part)

Renasssance Hldgs — Sold (part)

Renasssance Hldgs — Sold

Vanguard Mid-Cap ETF — Int/Div

Wabco Hldgs — None — Buy

Wabco Hldgs — Buy (add'l)

Wabco Hldgs — Buy (add'l)

Acadia Healthcare — None — Sold

Enstar Grp. Ltd. — None — Sold (part)

Enstar Grp. Ltd. — Sold (part)

Enstar Grp. Ltd. — Sold (part)

Enstar Grp. Ltd. — Sold

SM Energy — Int/Div — Buy (add'l)

Teladoc — None — Buy

Teladoc — Buy (add'l)

Accenture PLC CIA — Int/Div — Buy

Accenture PLC CIA — Buy (add'l)

Actelion Ltd — Buy (add'l)

Actelion Ltd — Sold

Allergan PLC — Int/Div — Buy

Allergan PLC — Buy (add'l)

Allergan PLC — Sold

Anheuser Busch Inbey — Int/Div — Sold (part)

Asahi Grp — None — Buy

Asahi Grp — Buy (add'l)

Core Labs — Int/Div — Sold (part)

CTrip Com Intl — None — Buy (add'l)

CTrip Com Intl — Buy (add'l)

CTrip Com Intl — Buy (add'l)

Dassault Systemes — None — Buy (add'l)

Dassault Systemes — Buy (add'l)

Diageo ADR — Int/Div — Buy (add'l)

Diageo ADR — Buy (add'l)

Fanue Corp. — None — Buy (add'l)

Keyence Comp — None — Sold (part)

Line Corp. — None — Sold (part)

Line Corp. — Sold

LyondellBasell — Int/Div — Sold (part)

Mobileve NV — None — Buy (add'l)

Mobileve NV — Sold (part)

Nidec Corp. — None — Sold (part)

Novozymes — Int/Div — Sold (part)

NXP Semiconductors — None — Sold

Onex — Int/Div — Sold (part)

Roche Hidgs — None — Buy (add'l)

Softbank — None — Buy (add'l)

Alibuba ADS — None — Buy (add'l)

Alibuba ADS — Sold (part)

Alibuba ADS — Sold (part)

Alibuba ADS — Buy (add'l)

Alibuba ADS — Sold (part)

China Commumications Const, Co Lid. — None — Buy

China Commumications Const, Co Lid. — Buy (add'l)

China Commumications Const, Co Lid. — Buy (add'l)

China Commumications Const, Co Lid. — Buy (add'l)

China Commumications Const, Co Lid. — Buy (add'l)

lIcici Bank td ADR — Int/Div — Sold (part)

lIcici Bank td ADR — Sold (part)

JD Com ADR — None — Sold (part)

Tencent Hidgs — None — Sold (part)

Tencent Hidgs — Sold (part)

Tencent Hidgs — Sold (part)

NY NY Go Ref BDS — Interest

Babylon NY Pub Impt BDS — Interest

North Hempstead NY Pub Impt BDS — Interest

Port Auth NY & NJ CONS BDS OID 2012 — Interest

NY St. Dorm Auth Pers BDS 2022 — Interest

BofA Tax Exempt Reserves — Distnbuted

BofA Tax Exempt Reserves — Distnbuted

Blackrock Liquidity Fed Fund — Interest

US Trust managed IRA Rollover Account (no control)

BofA Money Market Savings

Col. Dividend Income Fd — Int/Div — Redeemed

Col. Select Large Cap Growth Fd C1 Z — None

MFS Value Fd — Int/Div — Buy

MFS Value Fd — Sold (part)

Natixis Loomis Sayles Growth Fd — Int/Div — Sold (part)

Natixis Loomis Sayles Growth Fd — Sold (part)

Oakmark Select Fd C11 — hy — Sold (part)

Oakmark Select Fd C11 — Sold (part)

Vanguard S&P 500 ETF — Int/Div — Sold (part)

Vanguard S&P 500 ETF — Buy (add'l)

Baird Midcap Fd Instl — None — Buy (add'l)

Baird Midcap Fd Instl — Sold (part)

IShares Russell Mid Cap ETF — Int/Div — Buy (add'l)

IShares Russell Mid Cap ETF — Buy (add'l)

MFS Mid Cap Value Fd C1 1 — Int/Div — Buy (add'l)

MFS Mid Cap Value Fd C1 1 — Sold (part)

IShares Russell 2000 ETF — hy — Buy (add'l)

IShares Russell 2000 ETF — Buy (add'l)

Touchstone Small Cap Growth Fd — Buy (add'l)

Touchstone Small Cap Growth Fd — Redeemed

Wells Fargo Special Small Cap Value Fd — Int/Div — Buy (add'l)

Harding Loevner Fds Intl Equity — Int/Div — Buy

Invesco Intl Growth Fd — Int/Div — Buy (add'l)

Invesco Intl Growth Fd — Sold (part)

Invesco Intl Growth Fd — Redeemed

IShares Core MSC EAFE ETF — None — Redeemed

JP Morgan Intl Value Fd — Int/Div — Buy (add'l)

JP Morgan Intl Value Fd — Sold (part)

JP Morgan Intl Value Fd — Redeemed

Oakmark Int] Fd — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — Buy (add'l)

Hartford Mut Fds 11 Schroders Emerging Mkts — Int/Div — Sold (part)

Hartford Mut Fds 11 Schroders Emerging Mkts — Sold (part)

Vanguard FTSE Emergmg Markets ETF — Int/Div — Buy

Vanguard FTSE Emergmg Markets ETF — Buy (add'l)

IShares Core MSCI Emerging Mkts — Redeemed

1Shares Core L'S Aggregate Bond ETT — Int/Div — Sold

AQR Diversified Arbitrage Fd — Int/Div — Sold (part)

AQR Managed Futures Strategy Fd — None — Buy (add'l)

AQR Managed Futures Strategy Fd — Sold (part)

Arbitrage Fd — Int/Div — Sold (part)

Blackrock Global Long Short Fd — None — Sold (part)

Blackrock Strategic Income Opportunities — Int/Div — Buy

Boston Pamers Long Short Res Fd — None — Sold (part)

Boston Pamers Long Short Res Fd — Sold (part)

Lege Mason BW Absolute Return Opp. Fd — Ine — Sold (part)

Lege Mason BW Absolute Return Opp. Fd — Sold (part)

Neuberger Berman Long Short Fd — None — Sold (part)

Neuberger Berman Long Short Fd — Sold (part)

Apple Sr Unsecd Nt — Interest

Berkshire Hathaway Fin Corp Gtd Sr Nt — Interest

Citigroup Inc Unsecd Sr. Nt — Interest — Matured

Goldman Sachs Sr. Unsecured Nt — Interest — Buy

JPMorgan Chase Sr Unsecd Nt — Interest

Walmart Stores Sr. Unsecd Nt — Interest

CMG Ultra Short Term Bond Fd — Interest

Prudential Global Real Estate Fd C1 2 — None — Redeemed

Vanguard REIT ETF — None — Sold

Credit Suisse Commodity-Return Fd — None — Redeemed

Fifth Third Bancorp common — Ine

US Trust IRA (no control)

BofA Money Market — Interest

SPDR S&P Div. ETF — Int/Div

SPDR S&P S00 ETF — Int/Div

Vanguard Mid-Cap ETF — Int/Div

Vanguard Small-Cap ETF — Int/Div

US Treas Strips — Interest

Col. Select Large Cap Growth Fd C1. Z — None

CMG Ultra Short Term Bond Fd — Interest

NYS 529 savings program #1-Moderate Age-Based Option Income Portfolio — Int/Div — Sold (part)

NYS 529 savings program #1-Moderate Age-Based Option Income Portfolio — Sold (part)

NYS 529 savings program #2-Moderate Age-Based Option Income Portfolio — Int/Div — Sold (part)

NYS 529 savings program #3-Moderate Age-Based Option Income Portfolio — hy — Buy

NYS 529 savings program #3-Moderate Age-Based Option Income Portfolio — Sold (part)

Board Member, American Bankruptcy Institute

Circunt Governor, National Conference of Bankruptcy Judges

Adpunct Professor, Pace University School of Law

Reimbursement — American College of Bankruptcy — 3/9/2017-3/11/2017 — Washington, DC — Induction ceremony and events — Auto mileage, food, parking

Reimbursement — American Bankruptcy Institute — 4/2002017-4/2320017 — Washington, DX — Speaker al bankrupicy law conference — Auto mileage, food, parking,

Reimbursement — Pructicmg Law Institute — 426/2017-4/26/2017 — New York, NY — Speaker at bankruptcy CLE program — Tram, food

Reimbursement — South Florida Bankruptcy Bar Association — 5/1172017-5/14/2017 — Bonita Springs, FL — Speaker at bankrutcy law conference — Aurtare, hotel, food, other transportation, parking

Reimbursement — American Bankruptcy Institute — S/182017 — New York, NY — Speaker at bankruptcy law conference — Train, food

Reimbursement — anniversary of S. Korean bankr. court — jee alagsy

Reimbursement — National Conference of Bankrutpey Judges — 10/8201 7-1001 12017 — Las Vegas, NV — Speaker at bench/bar conference — Aartaire, hotel, food, other transportation, parking

Reimbursement — American Bankruptcy Institute — 1VS201 7-100 10V2017 — Las Vegas, NV — Speaker at bankrupicy law conference — Hotel, food, other transportation, parking

Reimbursement — American Bankruptcy } Institute — 1017200 7-10/177200 — Washington, DC — Speaker at views from the bench conference — Auto mileage, food, parking

Reimbursement — Association of Insolvency & Restructuring Advisors — 1132007-11/13.201° — New York, NY — Speaker at bunkuptey law conference — Tran, food

Reimbursement — American Bankruptcy Institute — 12/12-17-12/312017 — Palm Springs, CA — Speaker at bankruptcy law conference — Airfare, hotel, Tood, other transportation, parking

Income — 27 — Adjunct Professor: Pace University School of Law — S10.000.00