Nancy Friedman Atlas

BBVA Compass Bank, I — None

AXA Equitable Universal Life Insurance — None

BBVA Compass Bunk, ms — Interest

Blind Squirrel Partners LLC — Rovalty

Diamond Castle Partner IV. LP. (FN 1) — Int/Div

Diamond Castle Partner IV, Offshore Fund, LP.(Y)

Dreyfus Appreciation Fund (FN 2) — Int/Div

Epiphany Community Nursery School, personal loan-note receivable (FN9) — Interest

9.

GLD-MFC SPDR Gold TR Gold SHS — None — Buy

GLD-MFC SPDR Gold TR Gold SHS — Sold

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Buy

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

IRA #1 — None

Aberdeen Asia-Pacific Income Fund Inc (FAX) — Sold

Applied Materials Inc. (AMAT) — Sold

Berkshire Hathaway Inc. (BRK B) — Buy

Berkshire Hathaway Inc. (BRK B) — Sold

Blackrock Build America Bd Tr (BBN) — Sold

Cisco Systems Inc. (CSCO) — Sold

Eaton Vance Float Rate Inc. TR Closed End Fund (EFT) — Sold

Excelon Corp. (EXC) — Sold

John Hancock PFD Income 1-Closed End Fund (HPF) (FN 10) — Sold

Johnson Controls Inc. (JC — Sold

Matthews Intl FDS-Asia Dividend FD IMAPIX) — Sold

MFA Financial Inc. REITS (MFA) — Sold

National Retail Properties Inc. (NNN) — Sold

Nuveen Fltg Rate Incm Oppty FD (JRO) — Sold

Redwood Trust (RWT) — Sold

Stratton FDS Inc. Small-Cap YLD (STSCX) — Sold

TD Ameritrade Money Market Acct — Closed

United Parcel Service (UPS) — Sold

Venzon Commumcations COM (VZ) — Sold

IRA #2 — Int/Div

GLD-MFC SPDR Gold TR Gold SHS — Sold (part)

GLD-MFC SPDR Gold TR Gold SHS — Sold

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NORXX - MFB Northern Funds Money Market Fund

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northen FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northen FDS Small Cap Index FD — Sold (part)

NUSFX - Northern FDS Ultra Short Fixed Income FD

PCRIX - MFO Pimco FDS Pac Invt Mgmt Ser Commodity RealRetumn S — Sold

TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index — Buy

TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index — Sold

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part)

IRA #3 — Int/Div

GLD <- MFC SPDR Gold TR Gold SHS — Buy

GLD <- MFC SPDR Gold TR Gold SHS — Sold

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Sold (part)

NGREX - MFB Norther FDS Global Real Estate Index FD — Buy

NGREX - MFB Norther FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Norther FDS Global Real Estate Index FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NORXX - MFB Northern FDS Money Market FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l)

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l)

TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Buy

TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Buy (add'l)

TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Sold

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part)

TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

IRA #5 — Int/Div

Vanguard Small Cap Index Fund — Buy

Kinder Morgan Inc. (common) — Int/Div

Nexus Members 1999 Drilling Fund LLLP n'a

Nexus Resources LLC -Preferred — Rovalty

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMXX - MFB Northern Funds Mun Money Mkt Fund — Interest — Buy

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Interest — Buy

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l)

Real Property, Travis County, TX — Rent — Sold — Sidharta

Roth IRA #1 — Int/Div

Vanguard Small Cap Index Fund

Vanguard Treasury Money Market Fund

Rollover: Vanguard S00 Index Fund

SEP IRA #1 — Int/Div

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NOINX-Northern Int] Equity Index FD — Buy

NORXX - MFB Northern FDS Money Market FD — Int/Div — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy

TD Ameritrade Money Market Acct — None

TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index FD — Interest — Buy

TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index FD — Sold

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Interest — Buy

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l)

TD Ameritrade Money Market Acct — None — Closed

TPG Partners V. LP. (FN 3) — Int/Div

V&E 401K — None

V&E 401K) PIMCO Total Ret-Inst (FN 4) — Sold (part)

V&E 401(K) Vanguard Infl-Prot Secs (FN 4) — Buy

V&E 401(K) Vanguard Institutional Index (FN 4) — prt)

V&E 401(K) Vanguard Mid Cap Index — Sold (part)

V&E 401(K) Vanguard Total International Stock Index (FN 4) — Sold (part)

VFF II FAFL.P.(FN6) — None — Buy

Vinson & Elkins Pension Plan (FN §) — None

Wegoma Berkshire VIL L.P. (FN 7) — Int/Div

WG&M Capital Account — Interest

TRLST — Int/Div

Dreyfus Appreciation Fund (FN 2)

TRUST 2 — Int/Div

BBVA Compass Bank, pun a4

GLD: MFC Spdr Gold Tr Gold Shs — Sold (part)

GLD: MFC Spdr Gold Tr Gold Shs — Sold

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy (add'l)

NGREX: MFB Northern Fds Global Real Estate Index Fund — Buy

NHFIX: MFB Northern High Yield Fixed Income Fund — Buy

NOEMX: MFB Northern FDS Emerging Mss Equity Index FD — Buy

NOINX: MFB Northern Intl Equity Index FD — Buy

NOINX: MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX: MFB Northern Intl Equity Index FD — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Buy

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Sold (part)

NOMIX: MFB Northern Mid Cap Index FD

NOMXX: MFB Northern Funds Mun Money Mkt Fund

NOSIX: MFB Northern FDS Stk Index FD — Sold (part)

NOSIX: MFB Northern FDS Stk Index FD — Sold (part)

NSIDX: MFB Northern FDS Small Cap Index FD — Sold (part)

NTAUX: MFB Northern FDS Tax Advantaged Ultra Short Fixed

PCRIX: MFO Pimco FDS PAC Invt Mgmt Ser Commodity Real Return Strat — Sold

TDTF: MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Sold

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Buy

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Sold (part)

TRLST3 — Int/Div

BBVA Compass Bank, mms FEY

GLD: MFC Spdr Gold Tr Gold Shs — Sold (part)

GLD: MFC Spdr Gold Tr Gold Shs — Sold

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy (add'l)

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Sold

NGREX: MFB Northern Fds Global Real Fstate Index Fund — Buy

NHFIX: MFB Northern Fds High Yield Fixed Income Fund — Buy

NOEMX:MFB Northern Fds Emerging Mkts Equity Index Fund — Buy

NOINX:MFB Northern Fds Intl Equity Index Fund — Buy

NOINX:MFB Northern Fds Intl Equity Index Fund — Buy (add'l)

NOINX:MFB Northern Fds Intl Equity Index Fund — Buy (add'l)

NOITX: MFB Norther Fds Inter Tax Exempt Fund — Buy

NOITX: MFB Norther Fds Inter Tax Exempt Fund — Sold (part)

NOMIX: MFB Northern Fds Mid Cap Index Fund

NOMXX: MFB Northern Funds Mun Money Mkt Fund

NOSIX: MFB Northern Fds Stk Index Fund — Sold (part)

NOSIX: MFB Northern Fds Stk Index Fund — Sold (part)

NSIDX: MFB Northern Fds Small Cap Index Fund — Sold (part)

NTAUX: MFB Northern Fds Tax Advantaged Ultra Short Fixed Fund

PCRIX: MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Sold

TDTF: MFC Flexshares Tr IBOXX § yr Target Duration TIPS Index Fd — Sold

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Buy

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Sold (part)

TRLST4 — None

BBVA Compass Bank. pm Acct Fy

Pacific Life Ins. Co. (X) (FN 8)

Batterymarch Fin. Mgemt. Inc. Int'l Small Cap (X)

BlackRock Inv. Mgemt. LLC Large-Cap Growth (XX)

ClearBridge Invs. LLC Var Mid Cap Core CLIX)

Franklin and BlackRock Small-Cap Equity (XxX)

Mercury Equity Index Fund (Y) (FN 8)

MFS Inv Mgemt. Int'l Large-Cap (X)

Morgan Stanley Real Estate (X)

Oppenheimer Funds Inc. Emerging Markets (X)

Pacific Asset Mgemt. Cash Mgemt. Fund (XxX)

Pacific Asset Mgemt. High Yield Bond (xX)

PIMCO Inflation Managed (X)

PIMCO Managed Bond (X)

T Rowe Price Dividend Growth Portfolio x)

Van Eck Worldwide Ins. Trust VIP Global Hard Assets (X)

TRUSTS — Int/Div

American General Life Ins. Co. (Universal Life Ins.)

Lincoln National (Universal Life Ins.)

Vanguard Index Trust 500 Portfolio

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Council Member, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $99.00

Reimbursement — New York University — H04-0407/13 — New York, NY — Admitted Students Program — transportanon, lodging

Reimbursement — American Bar Association, SOL — 42404726713 — Chicago, IL — Section Annual Conference — trunsportation, lodging

Reimbursement — American Bar Association, SoL — 06 13-06/16013 — Newport, RI — Spring Leadership Meeting — trunsportation, lodging, meals

Reimbursement — American Bar Association, SOL — 09/26-09/29/13 — Chicago, IL — Fall Leadership Meeting — ransportanon, lodging, meals

Reimbursement — University of Texas — 10/25/13 — Austin, TX — Community Fellows Program — ransportanon

Spouse's income — 2013 — Self-employed medator/arbitrator

Spouse's income — 2013 — Self-employed testifying expert

Section V Notes:

(1) A few times cach year, friends invite Jill IRN me to sit with them at tables they have purchased ar charity events. We occasionally invite friends to do

the sume, i.c., join us at tables we have purchased for charity events. Since my confirmation, cach time a friend has invited us to sit at his/her table, SRR

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table,

Section VII Notes:

(1) Diamond Castle Partner IV, L.P. is a private equity fund that makes periodic capital calls, In response to capital calls, we invested an amount within category J

in 5/14 and 9/16/13.

(2) Every year in late March and late December, the come from the Dreyfus Appreciation Fund im Trust 1 is automatically swept into and invested in the Dreyfus

Appreciation Fund held in my SIN account.

(3) TPG Parmers V, L.P. is a private equity fund that mikes periodic capital calls. In response to capital calls, we invested an amount within category J on 7/23/13,

(4) Although JIN left the employ of Vinson & Elkins, L.L.P. in 2006, JJ ¢ continues to participate in the Vinson & Elkins, L.L.P. Retirement Plans A and

B. These are individual account defined contribution plans qualified under LR.C. Section 401(a). The contributions by the firm were fixed during JR

employment by the firm. Retirement Plan A has a salary reduction 1L.R.C. Section 401(k) feature, The Trustee of the Plan is JPMorgan Chase Bank, NA,

Houston, Texas. [IN no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution

component us to which le has the limited discretion to choose any of a number of funds that are available. These funds are managed by outside investment

advisors. | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on

sale of shares in the fund. JP Morgan Chase informed JIN that they cannot provide me with this information,

(5) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by JN former law firm.

(6) Vista Equity Partners” VFF II FAF, LP. is a private equity fund that makes periodic capital calls. In response to capital calls, we mvested an amount within

category K on 12/20/13,

(7) Wegoma Berkshire VII, L.P. is a private equity fund that makes periodic capital calls. In response to capital culls, we invested an amount within category J on

5/23 and 7/25/13.

(8) For the assets in lines 263-75, Pacific Life Insurance Co. says that it cannot provide the income for any year. Company representatives state that because | hold

an interest in funds in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual dividends or

realized gains to report; all that is reported are gains or losses to the policy cash value, In addition, the company states, under applicable goverment regulations,

an insurance policy is considered an asset, not an investment.

PN | bought this insurance policy sometime in the Fall of 2003. At that time, we understood that the cash value of the policy would be invested among

selected assets/funds according to a percentage allocation we selected. We chose to allocate 100% of each year's invested funds in an equity index fund managed

initially by a company named Mercury. We listed that investment in my Financial Disclosure Reports from 2003 through 2012. At some later date, possibly

during 2006 (although the documentation is unclear), the equity fund manager changed from Mercury to BlackRock, although we did not notice this change until

a few weeks ago. Each year beginning 2003, the portion of the annual premium that wus added to the policy's cash value was automatically invested mn the equity

index fund.

On 5/30/12, JN «nd 1 sold the equity index fund, which then had a value of M. As indicated in the first paragraph of this footnote, the company cannot

provide us the realized gain from a sale. We invested the sales proceeds in 13 funds, which are listed in this year's Report at lines 263-75, according to

percentages we selected. Based on these percentages, on 5/30/12 we invested the amount of J in the funds listed on lines 263, 265-66, 269, 271-73, and 276; the

amount of K in the funds listed on lines 264, 270, and 274-75; and the amount of L in the fund listed on line 268. We requested a rebalancing each year so that the

investments in the 13 funds are adjusted to be in the same percentages as we originally selected.

PN | did not realize until a few weeks ago that we should have reported these investments and transactions for calendar year 2012.

(9) A loan of L was made to this entity on 1/11/13, It was repaid in full on 520/13,

(10) This asset was shown erroneously on the 2012 F.D.R. as "sold™ when it should have shown "part. sold."