William S. Duffey jr

IRA #) — Int/Div

12. — Interest

Gold coins — None

Brokerage Account #2 (H)

MS Bank Deposit Program — Interest

Blackrock Global Allocation C — Int/Div

4. — Distribution

Franklin Mutual Quest C (formerly Franklin Mutual Recovery C) — Int/Div

6. — Distribution

Invesco VK Amer Franchise C — istrnibution

Invesco Developing Markets C — None

Lord Abbett SHT Duration Inc € — Int/Div — Sold (part)

MS Bank Deposit Program

Morgan Stanley — Redeemed

Comcast Corp New — Redeemed

Goldman Sachs Group Inc

Marathon Oil Corp

Venzon Commumcations

Glaxosmithkline Cap Inc

Mondelez International

Tyco Intemational Finan — Redeemed

AT&T Ine

Boeing Co

CVS Caremark Corp

Indiana Michigan Power

Altria Group Ine

Barrick North America Finance LLC

Federal National Mtg Assn (Y)

Franklin Income

Invesco Equal Wehtd S&P 500 €

AIP ABSLT RTNSTS

IRA #2 — Int/Div

13 — Interest

MS Bank Dep Program(Y)

Keyworth Bank

AIP ABSLT RTNSTS

Roth IRA #1 — Int/Div

as. — Distribution

Invesco Growth & Income

Roth IRA £2 — Int/Div

41 — istnbution

Invesco VK Growth & Income

Brokerage Account #1 (H)

MS Bank Deposit Program — Interest

One GA Bk — None

Q2 Hidgs Inc — None — Sold (part)

Thomburg Inv Inc Builder C — Int/Div — Buy

Thomburg Inv Inc Builder C — Buy (add'l)

Brokerage Account 23 (H)

MS Bank Deposit Program — Interest

IShares MSCI EAFE ETF — None — Buy

JP Morgan Alerian MLP Index ETN — None — Sold

Alenan Mlp Etf — None — Buy

Alenan Mlp Etf — Sold

1Q Hedge Multi-Strat Tracker — None — Sold

Ishares Russel 2000 Growth Fd — Int/Div

Ishares Russel 2000 Value Fd — Int/Div

Ishares Russel Midcap G In Fd — Int/Div

Ishares Russel Midcap V In Fd — Int/Div

Ishares S&P S00 GRWTH Index — Int/Div — Sold (part)

Ishares S&P S00 GRWTH Index — Sold (part)

Ishares S&P S00 Value Index — Int/Div — Buy (add'l)

American Tax-Exempt BD FD F2 — Interest — Buy

Angel Oak Multi Strat Inc — Int/Div — Buy

Angel Oak Multi Strat Inc — Sold

Blackstone Alt Mult-Strat Inst — None — Buy

SPDR DJ Wilshre Global Rea- — Int/Div — Sold (part)

SPDR DJ Wilshre Global Rea- — Sold

Dreyfus Intl Bound — Int/Div — Sold (part)

Dreyfus Intl Bound — Sold

Franklin Fed Intm Trm Txfr Adv — Int/Div — Sold (part)

Franklin Fed Intm Trm Txfr Adv — Sold (part)

Franklin Fed Intm Trm Txfr Adv — Buy (add'l)

JP Morgan Alerian MLP Index — None — Sold

Mainstay Marketfield — None — Buy

Mainstay Marketfield — Buy (add'l)

Mainstay Marketfield — Sold

MFS Intemational Value — Int/Div — Buy (add'l)

79 — Distribution

MFS Municipal LTD Maturity — Interest — Sold (part)

MFS Municipal LTD Maturity — Buy (add'l)

Oakmark International 1 — Int/Div — Buy (add'l)

Oakmark International 1 — Distribution — Sold (part)

Oakmark International 1 — Sold (part)

Oppenheimer SR Floating Rate — Int/Div — Sold (part)

Oppenheimer SR Floating Rate — Sold

Tortise MLP & Pipeline Inst — Int/Div — Buy

Tortise MLP & Pipeline Inst — Distribution — Sold (part)

Tortise MLP & Pipeline Inst — Buy (add'l)

Virtus Insight Emrg. Mkis, — Int/Div — Buy (add'l)

IRA #3 — Int/Div

92 — Distribution

91 — Interest

Morgan Stanley Bank Deposit Program

JP Morgan Alerian MLP Index ETN — Sold

Ishares Russell 2000 Growth FD — Sold (part)

Ishares Russell 2000 Value FD — Buy (add'l)

Ishares Russell Midcap G In FD — Sold (part)

Ishares Russell Midcap V In FD — Sold (part)

Ishares S&P S00 GRWTH Index — Sold (part)

Ishares S&P S00 Value Index

SPDR DJ Wilshire Global Rea — Sold

Angel Oak Multi Strat Inc — Buy

Angel Oak Multi Strat Inc — Sold

Blackstone Alt Mult-Strat Inst — Buy

Drevfus Intl Bond — Sold (part)

Drevfus Intl Bond — Sold

John Hancock Invmt Grd BD — Buy

Lord Abbett SHT Duration Inc F — Sold (part)

Lord Abbett SHT Duration Inc F — Buy (add'l)

Mainstay Marketfield — Buy

Mainstay Marketfield — Sold

Metropolitan West tot Ret Bd — Sold (part)

Metropolitan West tot Ret Bd — Buy (add'l)

MFS International Value — Buy (add'l)

Oakmark Internat! — Buy (add'l)

Oppenheimer SR Floating Rate Y — Sold (part)

Oppenheimer SR Floating Rate Y — Sold

Tortise MLP & Pipeline Inst — Buy

Tortise MLP & Pipeline Inst — Sold (part)

Virtus Insight Emng MKkis — Buy (add'l)

NW Mutual Estate CompLife — None

John Hancock Life Insurance — None

C&BCapital LLP. * — Interest — Distributed

125 — istmbution

C & B Capital II, L.P. ** — Interest

127 — Iistnbution

CB Liquidating *** — None

Betsy Byars, Inc — None

Chair of the Board of Directors, Atlanta Track Club

Spouse's income — 2015 — Simon & Schuster - royalties from copyrights

Spouse's income — 2015 — Penguin Group (USA) Ing. - royalties from copyrights

Spouse's income — 2015 — Holtzbrnink Publishing Holdings, LP DBA Macmillan - royalties from copyrights

Spouse's income — 2015 — Amazon - royalties from copyrights

Spouse's income — 2015 — Gerth Medien GmbH - advance payment from book sales

Spouse's income — 2015 — Self-employed wniter

*Ownership interest percentage is 0%. During the reporting period, C&B Capital I, L.P. was terminated and remaining investment assets were transfered to C&B

Liquidating LLC.

**Ownership interest percentage is 0.4145%. During the reporting period, C&B Capital 11, L.P. held mterests m the following companies:

- BPG Holdings, LLC (Escrow)

« Brand Group Holdings, Inc.

- Brightree, LLC

- Cartera Commerce, Tne,

- Controlscan, Inc.

- Healthcare Solutions, Inc. (Escrow)

- Navitas Lease Finance Corp.

= PMW Technologies, Inc. dba PeopleMatter

- REACH Health, Inc.

~ SnagAJob.com, Inc.

- CB Network Holdmgs, Inc. d/b/a chance Network

- Computex Technology Solutions, Inc.

***Ownership interest percentage is 0.2639%. During the reporting period, C&B Liquidating, LLC. held interests in the following companies:

- Global Care, Inc

= Liaison Technologies, Inc.

~ Healthcare Solutions, Inc. (Escrow)

- Focus Receivables, Ine.