David Whalin

Jefferson County Federal Credit Union — Interest

Exxon Mobil — Int/Div

ILAF (money market) — Interest

Harbor Bond Fund — Int/Div

Harbor Bond Fund — Buy (add'l)

Harbor Int'l Inst] Fund — Int/Div

Harbor Int'l Inst] Fund — Sold (part)

Harbor Int'l Inst] Fund — Sold

Harbor Int'l Inst] Fund — Buy

Royce Premier Fund — Int/Div

Royce Premier Fund — Sold

Royce Premier Fund — Buy

Yacktman Focused Fund — Int/Div

Yacktman Focused Fund — Sold (part)

Yacktman Focused Fund — Sold (part)

Yacktman Focused Fund — Sold (part)

Yacktman Focused Fund — Buy (add'l)

Alhancebernstein Global — Int/Div

Alhancebernstein Global — Buy (add'l)

Prudential Invst, Port. Jennison — Int/Div

Prudential Invst, Port. Jennison — Sold

Prudential Invst, Port. Jennison — Buy

Wells Fargo Advantage Growth — Int/Div

Wells Fargo Advantage Growth — Sold (part)

Wells Fargo Small Cap Growth — Int/Div — Buy

MFS Int'l Value Fund — None — Buy

MFS Int'l Value Fund — Sold

ILAF (money fund) — Int/Div

Proctor and Gamble — Int/Div

New York Whole Life — None

Stockvards Bank Account — Int/Div

Ivy Funds Small CapCl — None — Sold

Ivy Fund Asset Srategy Cl — None — Sold

John Hancock Sovereign Bond Fund C11 — None — Buy (add'l)

John Hancock Sovereign Bond Fund C11 — Sold

Oppenheimer Dev. Mkts. C1 I — None — Sold

Prudential Invt.Port. Equity Opp. Class Z — None — Sold (part)

Prudential Invt.Port. Equity Opp. Class Z — Sold (part)

Prudential Invt.Port. Equity Opp. Class Z — Sold

Thomburg Intl Value C11 — Int/Div — Sold

Touchstone Invest. Mid Cap C1 Y — None — Sold

Alliancebemnstein Global Bd. Fd — Int — Buy (add'l)

Alliancebemnstein Global Bd. Fd — Buy (add'l)

Alliancebemnstein Global Bd. Fd — Sold (part)

Alliancebemnstein Global Bd. Fd — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Int/Div — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Sold

Wells Fargo Advantage Growth Fd — Int/Div — Buy

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

Wells Fargo Small Co. Growth Fd — Int/Div — Buy

Wells Fargo Small Co. Growth Fd — Buy (add'l)

John Hancock 111 Disciplined Value Fd — None — Buy

John Hancock 111 Disciplined Value Fd — Sold

Harbor Bond Fd — Int/Div — Buy

Harbor Bond Fd — Buy (add'l)

Harbor Bond Fd — Buy (add'l)

Harbor Fd Int'l Fd — Int/Div — Buy

Harbor Fd Int'l Fd — Buy (add'l)

Harbor Fd Int'l Fd — Sold

Harbor Fd Int'l Fd — Buy

Prudential Invt Prt 10 Jennison Equity Income — Int/Div — Buy

Prudential Invt Prt 10 Jennison Equity Income — Sold

Prudential Invt Prt 10 Jennison Equity Income — Buy

Royce Premeier Fd — Int/Div — Buy

Royce Premeier Fd — Buy (add'l)

Royce Premeier Fd — Sold

Royce Premeier Fd — Buy

Yacktman Focused Fd — Int/Div — Buy

Yacktman Focused Fd — Buy (add'l)

Yacktman Focused Fd — Buy (add'l)

Yacktman Focused Fd — Buy (add'l)

Yacktman Focused Fd — Buy (add'l)

MFS Int'l Value Fd — None — Buy

MFS Int'l Value Fd — Sold

Income — 2013 — Kentucky Retirement System -- fixed annuity — S40.000.00

Spouse's income — 2013 — Landrum & Shouse, LLP salary