David M. Warren

IM (MMM) — Int/Div

Purchasee Money Mortgage Held by LLC — Int/Div

Rental Raleigh, Wake County, NC (50% interest) — Reat

House. Investment, Littleton, NC (50% interest X) — None

House, Wrightsville Beach, NC {1/3 interest) — None — Buy — Hirsch

Northwestern Mutual Life Whole Life Policy — Int/Div

National Life Whole Life Policy — Int/Div

Mutual Trust Whole Life Policy — Int/Div

Allergan PLC (AGN) — Int/Div — Buy

Anheuser-Busch Inbev (BUD) — None — Buy

Avansix (ASIX) — None — from line 36)

Avansix (ASIX) — Sold

Boeing (BA) — Int/Div — Buy

Boston Beer Company (SAM) — None — Buy

Chemours — None — Sold

Clorox (CLX) — Int/Div

Coca Cola (KO) — Int/Div

Conagra Foods (CAG) — Int/Div

Cummins (CMD) — Int/Div

Dieago (DEO) — Int/Div

Dow Chemical Company — Int/Div — Sold

DuPont (DD) — Int/Div — Sold

Eastman Chemical Company — Int/Div — Sold

Eaton Corp (ETN) — Int/Div

Emerson Electric (EMR) — Int/Div

Exxon Mobil (XOM) — Int/Div

Flowers Foods (FLO) — Int/Div — Buy

Flowers Foods (FLO) — Sold

Fluor (FLR) — Int/Div — Sold

General Electric (GE) — Int/Div

General Mills (GIS) — Int/Div

Ham Celestial Group (HAIN) — None — Buy

Halvard Health (HYH) — None — Buy

Halvard Health (HYH) — Sold

Hemeken (HEINY) — Int/Div

Hershey Company — Int/Div

Honeywell (HON) — Int/Div — Buy

Honeywell (HON) — Int/Div — Sold

Johnson & Johnson (JNJ) — Int/Div

Kellogg (K) — Int/Div

Kimberly-Clark (KMB) — None — Buy

Kraft Hemze Company (KHC) — Int/Div

Lamb Weston Holdings (LW) — None — from line 17)

Lamb Weston Holdings (LW) — Sold

McCormick & Co. (MCK) — Int/Div

McDonalds (MDC) — Int/Div — Sold

Monsanto Company — Int/Div

Nestle INSRGY) — Int/Div

Pepsico (PEP) — Int/Div

Proctor & Gamble (PG) — Int/Div

Roval Dutch Shell (RDSB) — Int/Div

Smucker (SIM) — None — Buy

Suyders-Lance (LNCE) — Int/Div

Sonoco (SON) — Int/Div — Sold

Suncor Energy (SU) — Int/Div — Sold

Unilever PLC — Int/Div

United Technologies (UTX) — Int/Div — Buy (add'l)

Verizon (V2) — None — Buy

Verizon (V2) — Sold

Fidelity Cash Reserves — Int/Div

First Citizens Bank A — Int/Div

First Citizens Bank B Preferred — Int/Div

Hercules Capital (HTGC) (X) — Int/Div

Kinder Morgan (KMI)KX) — None

Pepco Holdings — Int/Div — Sold

Petroleo Brasilero — None — Sold

Roval Bank of Canada (RY )(X) — Int/Div

Amerprise Insured Money Market — Interest

Fidelity Equity Income/Cash Reserves (DMW) — Int/Div

n — Int/Div

Amenican Electic & Power (AEP) X) — Int/Div

Duke Energy (DUK)(X) — Int/Div

Exelon (EXCXX) — Int/Div

FirstEnergy (FEXX) — Int/Div

Hercules Capital (HTGC)X) — Int/Div

Kinder Morgan (KMIKX) — None

Roval Bank of Canada (RY )(X) — Int/Div

Davenport Money Market (X) — Int/Div

Fidelity Equity Income (MMW) — Int/Div — Buy (add'l)

Fidelity Equity Income (KLB) — Int/Div — Buy (add'l)

Fidelity Equity Income (KLB) — Sold (part)

Vanguard Mutual Fund (401k) — Int/Div — Buy

Vanguard Mutual Fund (401k) — Sold

Allegion (ALLE) — Int/Div

Anheuser-Busch Inbev (BLD) — None — Buy

Apple (AAPL) — Int/Div — Buy

Boston Beer Company (SAM) — None — Buy

Campbell Soup (CPB) — Int/Div

Clorox (CLX) — Int/Div

Coco Cola(KO) — None — Buy

Conagra (CAG) — Int/Div

Cummins Inc. (CMI) — Int/Div

Dupont (DD) — Int/Div

Eaton (ETN) — Int/Div

Exxon Mobil (XOM) — Int/Div

Flowers Foods — Int/Div — Buy

Flowers Foods — Sold

Franklin Resources Inc — Int/Div — Buy

Franklin Resources Inc — Sold

General Electric (GE) — Int/Div

Honeywell (HON) — None — Buy

Ingersoll-Rand PLC (IR) — Int/Div

Kellogg (K) — Int/Div

Kimberly Clark (KMB) — Int/Div

Lamb Weston Holdings — None — from line 95)

Lamb Weston Holdings — Sold

3M Company (MMM) — Int/Div

McCormick & Co. (MKC) — Int/Div

McDonalds (MCD) — Int/Div — Sold

Nestle (INSRGY) — Int/Div

Pepsico (PEP) — Int/Div

Proctor & Gamble (PG) — Int/Div

Seimens (SIEGY) — None — Buy

Snyders Lance (LNCE) — Int/Div

Sonoco (SON) — Int/Div — Sold

Unilever (UL) — Int/Div

United Technologies (UTX) — Int/Div — Buy

Fidelity Government Cash Reserves — Int/Div — Buy

Estate #1 (H)

First Citizens Bank — Interest

Duke Energy — Int/Div — Sold (part)

Cenovus Energy — Int/Div

Encana Corp. — Int/Div

Kinder Morgan — Int/Div — Distributed

Hercules Capital — Int/Div — Distnbuted

Roval Bank of Canada — Int/Div — Sold (part)

First Energy Corp. — Int/Div — Distnbuted

Exelon Corp. — Int/Div — Distributed

Davenport Money Market — Int/Div — Distnbuted

Clinic Building Stock — None — Distnbuted

Real Estate, Littleton, NC (XY)

Chairman, FRMT. Ltd.

Director, Paramount Condomimmum Homeowners Association, Inc

President, 9 Shearwater Street Condommum Owners Association, Inc

Manager, 9 Shearwater LLC

Manager, McLash LLC

Adjunct Professor, Norman A. Wiggins School of Law (Campbell University)

Agreement — 11/1/1991 — Poyner Spruill LLP Retirement Plan, former law firm. This is & qualifed pension plan that was discontinued in approximately 1991.

Liability — Sound Bank — Personal Guaranty on Loan to a Limited Liability Company

Reimbursement — Kappa Alpha Order Educational Foundation — 482016-492016 — Greenville, SC — Board Meeting — trunsporation, lodging food

Reimbursement — Eastern Bankruptey Institute, Inc. — S/42016-5/6/2016 — Myrtle Beach, SC — Seminar — transportanon, lodging, food

Reimbursement — FRMT Ld. — 69/2016-6/10/2016 — Indianapolis, IN — Board Meeting — trunsportation, lodgmg, food

Reimbursement — Kappa Alpha Order — 7/292016-7/302016 — Oklahoma City, OK — Board Meeting — transportation, lodgmg, food

Reimbursement — National Conference of Bankruptcy Judges — 10725,2015-10/272011 — San Francisco, CA — Annual Meeting — lodgmg

Reimbursement — N.C. Bar Association — 11182016 — New Bem, NC — NC Bar Association Annual Bankruptcy Institute — transportation, lodging, food

Reimbursement — Tumuround Management Association — 12/6/2016 — Charlotte, NC — Annual Meeting — trunsportatbion, lodging, food

Income — 19/13/2016 — Campbell University -Salary — $2,500.00

Income — 101472016 — Campbell Umiversity-Salary — $2,500.00

Spouse's income — 2016 — Smith Moore Leatherwood LLP- Salary

Part |

Line 2: The Turner W. Battle Scholarship Trust is an asset of Rocky Mount Acadeny. David M. Warren has no ownership interest in the funds of upproximartely

$500,000. The interest from the principal is used to fund educational scholarships for students attending Rocky Mount Academy in Rocky Mount, NC,

Part 11:

Line 1: The Poyner Spruill LLP Retirement Plan (pension) is currently underfunded but is msured by the Pension Benefit Guaranty Corp. David M. Warren does

not have information on the performance of the pension plan and has not made contributions or withdrawals. He has no liability for its performance. The entry

regarding this asset was removed from Part VII (listed in 2014 on line 8) as it is correctly reported as a pension interest in Part 11.

Part VII:

Line I: The rental property in Rocky Mount was sold with a purchase money promissory note and deed of trust. The sum of $10,000 was paid at closing with the

balance being financed over time.

Voluntury Amendment to 2015 Report: Kansas City Life Insurance Company conducted an involutary cash redemption of the shares of stock on December

22.2015 for the sum of $10,500 resulting in a gain of approximately $500. 1 did not initite the trade, so 1 was not aware of the transaction until I was preparing the

2016 report.