Marianne O. Battani

FIDELITY INDIVIDUAL ACCOUNT (H)

Fudelity Cash Reserves Mutual Fund — Int/Div

Fideility Core Account - Cash — Interest

CHASE BANK (cash accounts) — Interest

CHASE INVESTMENT PORTFOLIO (H)

JPMorgan TR II Liquid Assets Mmkt Inst) — Int/Div — Sold

Blackrock Funds High Yield Bond Portfolio Inst! — Int/Div — Sold (part)

Blackrock Funds High Yield Bond Portfolio Inst! — Sold

Cohen & Steers Real Estate Securities Fund Ll — Int/Div — Sold (part)

Cohen & Steers Real Estate Securities Fund Ll — Sold

Causeway Cap Mgmt Tr Intl Value Fd Inst] « — None — Sold (part)

Causeway Cap Mgmt Tr Intl Value Fd Inst] « — Sold

Delaware Group Emergmgs Markets Fund Inst] C1 — None — Sold (part)

Delaware Group Emergmgs Markets Fund Inst] C1 — Sold

Dreyfus Strategic Value Fund CL — None — Sold (part)

Dreyfus Strategic Value Fund CL — Sold

Dodge & Cox Income Fund — Int/Div — Sold (part)

Dodge & Cox Income Fund — Sold

Federated High Income Bond Fund Inc C1 A — Int/Div — Sold (part)

Federated High Income Bond Fund Inc C1 A — Sold

Fidelity Advisor New Insights Fd C1 A — Int/Div — Sold (part)

Fidelity Advisor New Insights Fd C1 A — Sold

Federated Total Return SERS Inc Ultrashort BD Fd Inst] Shs — Int/Div — Sold (part)

Federated Total Return SERS Inc Ultrashort BD Fd Inst] Shs — Sold

Goldman Sachs Small Cap Value Funds. Inst C1 — None — Sold (part)

Goldman Sachs Small Cap Value Funds. Inst C1 — Sold

Goldman Sachs Emerging Mkts Debt Fd Inst! C1 — Int/Div — Sold (part)

Goldman Sachs Emerging Mkts Debt Fd Inst! C1 — Sold

Hartford Mutual Funds Inc Midcap Fund CI 1 — None — Sold (part)

Hartford Mutual Funds Inc Midcap Fund CI 1 — Sold

Oakmark Fund — None — Sold (part)

Oakmark Fund — Sold

Investment Managers SER Tr Oak Ridge Sml Cap Gth Fd Y — None — Sold (part)

Investment Managers SER Tr Oak Ridge Sml Cap Gth Fd Y — Sold

JPMorgan Tr 11 Core Bd Fd Select C1 — Int/Div — Sold (part)

JPMorgan Tr 11 Core Bd Fd Select C1 — Sold

JPMorgan Diversified Mid Cap Growth Fd Select Cl — None — Sold (part)

JPMorgan Diversified Mid Cap Growth Fd Select Cl — Sold

Lazard Fds Inc Intl Strategic Eqi Port Instl — None — Sold (part)

Lazard Fds Inc Intl Strategic Eqi Port Instl — Sold

MFSSER TR X Int! Value FAC11 — None — Sold (part)

MFSSER TR X Int! Value FAC11 — Sold

MFS SER TR X Emerging Market Debt Fund Class — Int/Div — Sold (part)

MFS SER TR X Emerging Market Debt Fund Class — Sold

Neuberger Berman Genesis FD Institutional Class — None — Sold (part)

Neuberger Berman Genesis FD Institutional Class — Sold

Opperheimer Developing Markets Fund CI Ad — None — Sold (part)

S10. — Sold

Oppenheimer Intemational Growth Fund CI — None — Sold (part)

Oppenheimer Intemational Growth Fund CI — Sold

Opperheimer Real Estate Fd C1 Y — Int/Div — Sold (part)

Opperheimer Real Estate Fd C1 Y — Sold

Pimco Total Return Fund Inst] Cl — Int/Div — Sold (part)

Pimco Total Return Fund Inst] Cl — Sold

Pimco Short Term Fund Inst] C) — Int/Div — Sold (part)

Pimco Short Term Fund Inst] C) — Sold

T Rowe Price Blue Chip Growth Fund Inc Advisor Cl — None — Sold (part)

T Rowe Price Blue Chip Growth Fund Inc Advisor Cl — Sold

T Rowe Price Intl Funds Inc Emerging Markets Bond Fund — Int/Div — Sold (part)

T Rowe Price Intl Funds Inc Emerging Markets Bond Fund — Sold

Vanguard Fixed Inc Secs Fd Inc Short Term Invt Grade Fund — Int/Div — Sold (part)

Vanguard Fixed Inc Secs Fd Inc Short Term Invt Grade Fund — Sold

Wells Fargo Advantage Mid Cap Disciplined F1CI L — None — Sold (part)

Wells Fargo Advantage Mid Cap Disciplined F1CI L — Sold

Dodge & Cox Stock Fund — Int/Div — Sold (part)

Dodge & Cox Stock Fund — Sold

Mainstay High Yield — Int/Div — Sold (part)

Mainstay High Yield — Sold

MassMutual: whole life policy — Int/Div

INVESTORS CAPITAL BROKERAGE ACCOUNT (H)

Federated Capital Reserves — Int/Div — Closed

Wayne St Univ Mich Univ Revs RFDG- GEN Ser A — Interest — Closed

American Balanced Fund Class A — Int/Div — Sold (part)

American Balanced Fund Class A — Sold (part)

American Balanced Fund Class A — Sold

Franklin Convertible Secs Fund Class A — Int/Div — Closed

Franklin Michigan Tax-Free Income Fund Class A — Int/Div — Sold (part)

Franklin Michigan Tax-Free Income Fund Class A — Sold (part)

Franklin Michigan Tax-Free Income Fund Class A — Closed

Hartford Equity Income Fund Class A — Int/Div — Closed

Lord Abbett Short Duration Income Fund Class A — Int/Div — Sold

Invesco Unit Trs Unit 1493 Dow Jones Total Mkt Port Enhanced Index St — Int/Div — Redeemed

Invesco Unit Trs Unit 1630 High Income Allocation Port 2016-1 — Int/Div — Buy

Invesco Unit Trs Unit 1630 High Income Allocation Port 2016-1 — Closed

INVESTORS CAPITAL IRA ACCOUNT (Hy

Pershing Prime Reserves — Interest — Closed

American Balanced Fund Class A — Int/Div — Closed

American Funds Global Balanced Fund Class A — Int/Div — Closed

American High Income Trust Class A — Int/Div — Closed

American Mutual Fund Class A — Int/Div — Closed

The Bond Fund of America Class A — Int/Div — Closed

Capital Income Builder Fund Class A — Int/Div — Closed

Capital World Bond Fund Class A — Int/Div — Closed

Europacific Growth Fund Class A — None — Buy (add'l)

Europacific Growth Fund Class A — Closed

Franklin Balanced Fund Class A — Int/Div — Sold (part)

Franklin Balanced Fund Class A — Closed

Franklin Small-Cap Value Fund Class A — None — Sold (part)

Franklin Small-Cap Value Fund Class A — Closed

Fundamental Investors Class A — Int/Div — Buy (add'l)

Fundamental Investors Class A — Closed

The Growth Fund of America Class A — None — Closed

The Hartford Mid-Cap Value Fund Class A — None — Sold (part)

The Hartford Mid-Cap Value Fund Class A — Closed

The Hartford Balance Income Fund Class A — Int/Div — Sold (part)

The Hartford Balance Income Fund Class A — Closed

The Income Fund of America Class A — Int/Div — Closed

The NewEconomy Fund Class A — None — Closed

New World Fund Class A — None — Closed

Build Amer Bds Income Tr Unit 61 — Int/Div — Closed

First Tr Combined Ser Unit 354 Build Amer Bds Port Ser 28 — Int/Div — Closed

Investment Grade Income TR 10-20-Y'r Unit Ser 2 — Int/Div — Closed

Investment Grade Income TR 10-20 Yr Unit Ser 6 — Int/Div — Closed

INDEPENDENT FINANCIAL GROUP BROKERAGE ACCOUNT (HY

Franklin Convertible Secs Fund Class A — Int/Div — Open

Franklin Michigan Tax-Free Income Fund Class A — Int/Div — Open

Hartford Equity Income Fund Class A — Int/Div — Open

Invesco Unit Trs Unit 1630 High Income Allocation — Int/Div — Open

Wayne St Univ Mich Univ Revs Rfdg-Gen Ser A — Interest — Open

Dreyfus Ins Deposit Program ( — Int/Div — Open

American Short-Term Tax-Exempt Bond Fund Class A — Int/Div — Buy

American High-Income Municipal Bond Fund Class A — Int/Div — Buy

Limited Term Tax Exempt Bond Fund of America — Int/Div — Buy

INDEPENDENT FINANCIAL GROUP IRA (H)

American Balanced Fund Class A — Int/Div — Open

American Funds Global Balanced Fund Class A — Int/Div — Open

American High Income Trust Class A — Int/Div — Open

American Mutual Fund Class A — Int/Div — Open

The Bond Fund of America Class A — Int/Div — Open

Build Amer Bds Income Tr Unit 61 — Int/Div — Open

Capital Income Builder Fund Class A — Int/Div — Open

Capital World Fund Class A — Int/Div — Open

Europacific Growth Fund Class A — Int/Div — Open

First Tr Combined Ser Unit 354 Build Amer Bds Port Ser 28 — Int/Div — Open

Franklin Balanced Fund Class A — Int/Div — Open

Franklin Small-Cap Value Fund Class A — Int/Div — Open

Fundamental Investors Class A — Int/Div — Open

The Growth Fund of America — Int/Div — Open

The Hartford Mid-Cap Value Fund Class A — Int/Div — Open

The Hartford Balanced Income Fund Class A — Int/Div — Open

The Income Fund of America Class A — Int/Div — Open

Investment Grade Income Tr 10-20 Yr Unit Ser 2 — Int/Div — Open

Investment Grade Income Tr 10-20 Yr Unit Ser 6 — Int/Div — Open

The New Economy Fund Class A — Int/Div — Open

New World Fund Class A — Int/Div — Open

Dreyfus Ins Deposit Program ( — Interest — Open

Agreement — 1982 — State of Michigan Defined Benefit Plan (pension)

Agreement — 1982 — County of Wayne Defined Benefit Plan (pension)

Income — 2016 — Wayne County Retirement System — SIS 3834

NOTE: THE INVESTORS CAPITAL IRA ACCOUNT (H) (lines 90 - 118) WAS TRANSFERRED TO INDEPENDENT FINANCIAL GROUP IRA

ACCOUNT (H) (lines 131 - 153) ON 09/02/16

NOTE: THE INVESTORS CAPITAL BROKERAGE ACCOUNT (H) (lines 74 - 88) WAS TRANSFERRED TO INDEPENDENT FINANCIAL GROUP

BROKERAGE ACCOUNT (H) (lines 120 - 129) ON 09/02/16.