Cathy L. Waldor

H) Brokerage Account #1 (44)

Clearbridge Tactical Dividend Income Fund CC — Int/Div — Buy (add'l)

Gugenheim Small Cap Value Fund C1 C (X) — Int/Div

Mainstay Epoch Global Equity Yield CC — Int/Div

Mainstay High Yield Muni Bond Fund C1 xX) — Interest — Sold

NJ Higher Education Stu SR a RV (X) — Int/Div — Sold

Prncipal Investors Preferred Securities Fund CC — Int/Div

RS Floating Rate Fund C1 C — Int/Div

Nuveen Insd Dividend Adv Muni (X) — Int/Div — Sold

Franklin Templeton Income Fund C1 C (X) — Int/Div

Thomburg Income Builder C1 C — Int/Div — Buy (add'l)

Unts FT Rich Bernstem Advisors Quality Ine Port Ser 3 (X) — Int/Div — Redeemed

Goldman Sachs Income Builder Fund C1 C — Int/Div — Buy

Market Vectors High Yield Muni ETF — Int/Div — Buy

Sun America Polaris Choice IV - Annuity — None — Buy

Sun America Polaris Choice IV « Annuity — None — Buy (add'l)

MetLife Investors USA Inc. Co. Series L Annuity (X) — None

H) Brokerage Account #2 (45)

SPDR Nuveen Barclays Short Term Bond FTF — Int/Div — Buy

SPDR Ser Trust Nuveen High Yield ETF — Int/Div — Buy

SPDR Ser Trust Nuveen High Yield ET — None — Sold

iShares Trust Russell 2000 Index ETF — Int/Div — Buy

iShares Trust Core S&P Mid Cap E11 — Int/Div — Buy

iShares Mortgage Real Estate Capped ETF — Int/Div — Buy

iShares Mortgage Real Estate Capped ETF — None — Sold

iShares TIPS Bond ETF — Int/Div — Buy

Vanguard FTSE Emerging Market ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Market ETF — None — Sold (part)

Vanguard Index Funds Vanguard Growth FTF — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (X) — Int/Div — Sold (part)

Vanguard Index Fund S & P 500 ETF — Int/Div — Sold (part)

Vanguard High Divid Yield ETF — Int/Div — Sold (part)

Vanguard Divid Appreciation ETF — Int/Div — Sold (part)

Vanguard Mega Cap ETF — Int/Div — Sold (part)

Market Vectors Short Municipal Index ETF — Int/Div — Buy

Market Vectors High Yield Muni ETF — Int/Div — Buy

H) Brokerage Account 43 (41)

Vanguard Index Funds Vanguard Growth FTF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — None — Sold (part)

Vanguard FTSE Emerging Markets ETF — None — Sold (part)

Vanguard High Divid Yield ETF SHS — Int/Div — Sold (part)

Vanguard Index FDS S&P 500 ETF SHS — Int/Div — Sold (part)

Vanguard Total Stock Mkt ETF — Int/Div — Sold (part)

Vanguard Mega Cap ETF DE — Int/Div — Sold (part)

Vanguard Divid Appreciation ETF — Int/Div — Sold (part)

SPDR Ser Trust Nuv Hehyld ETF — Int/Div — Buy

SPDR Ser Trust Nuv Hghyld ETF — None — Sold (part)

SPDR Ser Trust Nuv Hghyld ETF — None — Sold

SPDR Nuveen Barclays Short Term BD FTF — Int/Div — Buy

iShares Mortgage Real Estate Capped ETF — Int/Div — Buy

iShares Mortgage Real Estate Capped ETF — None — Sold

iShares Tips Bond E17 DE — Int/Div — Buy

iShares Trust Core S&P Mid-Cap ETF — Int/Div — Sold (part)

iShares Trust Russell 2000 Index Fund — Int/Div — Sold (part)

Market Vectors High Yield Muni ETF — None — Buy

Market Vectors Trust Short Municipal Index FTF — None — Buy

H) Brokerage Account #4 (40)

JPMorgan Income Builder Class C — Int/Div — Buy (add'l)

Principal Global Diversified Income Fund — Int/Div — Buy (add'l)

Clearbridge Tactical Dividend Income — Int/Div — Buy

Thomburg Income Builder Class C — Int/Div — Buy (add'l)

Principal-Smallcap Dividend Income Funds — Int/Div — Buy

Cohen & Steers Preferred Sec & Inc Fund C xX) — Int/Div

Nuveen NJ Div Adv 2 Muni Fund Term Preferred Due 1101/15 (X) — Int/Div

Franklin Income Fund C (X) — Int/Div

H)(X) Brokerage Account #5 (51)

Principal MidCap Fund Class C — Int/Div — Buy

Principal MidCap Fund Class C — None — Buy (add'l)

Blackrock Basic Value Fund C — Int/Div

Blackrock Global Allocation Fund Inc € — Int/Div

Blackrock Equity Dividend Fund € — Int/Div — Sold

Franklin Templeton Mutual Global Discover Fund C1C — Int/Div

Frunklin Templeton Income € — Int/Div

American Funds American Balanced Fund iC — Int/Div

First Eagle Global Fund C1C — Int/Div

Ivy Asset Strategy fund C1 C — Int/Div

JP Morgan Income Builder — Int/Div

Thomburg Income Builder C1 C — Int/Div

H) Brokerage Account #6 (52)

Vanguard Total Stock Market ETF — Int/Div — Buy

Vanguard Total Stock Market ETF — None — Sold

Vanguard FTSE Europe ETF — Int/Div — Buy

Vanguard FTSE Emerging Market ETF (X) — Int/Div — Sold

Vanguard Bond Index Fund Inc. Total Bond Mkt ETF — Int/Div — Sold (part)

Vanguard Bond Index Fund Inc. Total Bond Mkt ETF — None — Sold (part)

iShares Trust Core S & P Small-Cap ETF — Int/Div — Buy

iShares Trust Core S & P Small-Cap ETF — None — Sold

iShares Trust Core S & P Small-Cap ETF — None — Buy

iShares Trust Russell MidCap Index Fund FTF — Int/Div — Buy

iShares Russell MidCap Growth ETF — Int/Div — Buy

iShares 1-3 Credit Bond ETF — Int/Div — Buy

iShares Gold Trust ETF (X) — None — Sold

iShares MSC1 EAFE Index Fund — None — Sold

SPDR Barclays 1-3 Month T-Bill ETF — None — Buy (add'l)

SPDR Barclays 1-3 Month T-Bill ETF — None — Buy (add'l)

SPDR Barclays 1-3 Month T-Bill ETF — None — Buy (add'l)

SPDR Barclays 1-3 Month T-Bill ETF — None — Sold (part)

SPDR Barclays 1-3 Month T-Bill ETF — None — Sold (part)

SPDR Barclays 1-3 Month T-Bill ETF — None — Sold

SPDR S&P SOO ETF TR — Int/Div — Buy (add'l)

SPDR S&P SOO ETF TR — None — Sold (part)

Riverpark/Wedgewood Retail Funds — Int/Div — Buy (add'l)

Oppenheimer Senior Floating Rate Fund Class A — Int/Div — Buy

Oppenheimer Senior Floating Rate Fund Class A — None — Buy (add'l)

FMI Large Cap Fund — Int/Div — Buy (add'l)

Mainstay ICAP International Fund A — Int/Div — Buy (add'l)

Paradigm Value Fund (X) — None — Sold

Prudential Jennison Mid-Cap Growth Fund — None — Sold

John Hancock Disciplined Value Mid Cap Fund C1 A — Int/Div

Manning & Napier World Opportunities — Int/Div

Franklin Templeton Global Bond Fund F1 A — Int/Div

JP Morgan Core Bond Fund — Int/Div

Virtus Multi-Sector Short Term Bond Fund CLA — Int/Div

HY (X) IRA #1 (42)

First Eagle Global Fund Class C — Int/Div — Buy (add'l)

Blackrock Equity Dividend Fund C — Int/Div

Blackrock Global Allocation Fund — Int/Div

Franklin Templeton Mutual Global Discovery Fund C1 C — Int/Div

Franklin Templeton Income C — Int/Div

American funds American Balanced Fund CC — Int/Div

H) IRA £2 (43)

American Funds American Balanced Fund QC — Int/Div

Blackrock Global Allocation Fund C1 C — Int/Div

AXA Equitable Flexible Premium Variable Life Insurance #1 (X) — None

AXA Equitable Flexible Premium Variable Life Insurance #2 (X) — None

Market Vectors ETF Tr Gold Miners (X) — None

Vomado Rity Senior Unsecured Notes TRIS% (XO — None

Line 71 - This account was inadvertently omitted from the 2012 disclosure.

Line 121 - This account was inadvertently omitted from the 2012 disclosure.

Line 133 - This insurance policy was inadvertently omitted from the 2012 disclosure.

Line 135 - This insurance policy was inadvertently omitted from the 2012 disclosure.

Line 3 - This same asset was reported in Line 26 of the 2012 disclosure as the Rydex SGI Small Cap Value Fund, The name of the asset was changed in 2012 to

the Gugenheim Small Cap Value Fund C1 C. It should also have been reported in 2012 as the Gugenheim Small Cap Value Fund CIC.

Line § - This same asset was reported in Line 12 of the 2012 disclosure as the Mainstay High Yield Municipal Bond Fund. Although it is the sume asset, it was

inadvertently identified in 2012 with a slightly different name.

Line 6 - This same asset was reported in Line 20 of the 2012 disclosure as the NJ ST Higher Ed Student LN Rev 4.25% June 01 16. Although it is the same asset,

it was inadvertently identified in 2012 with a slightly different name.

Line 9 - This same asset was reported in Line 22 of the 2012 disclosure as the Nuveen Adv Muni PFD shares 2.95% Ser 2014. Although it is the same asset, it was

inadvertently identified in 2012 with a slightly different name.

Line 10 - This same asset was reported in Line 9 of the 2012 disclosure as the Franklin Income Fund. Although it is the same asset, it was inadvertently identified

in 2012 with a slightly different name.

Line 12 - This same asset was reported in Line 10 of the 2012 disclosure us the Richard Bemstein Advisors Quality Inc Port Ser 2. Although it is the same asset, it

was inadvertently identified in 2012 with a slightly different name.

Line 17 « This annuity was inadvertently omitted from the 2012 disclosure.

Line 31 - This asset was inadvertently omitted from the 2012 disclosure,

Line 67 - This asset was inadvertently omitted from the 2012 disclosure.

Line 68 - This asset was inadvertently omitted from the 2012 disclosure.

Line 69 - This asset was inadvertently omitted from the 2012 disclosure.

Line 89 - This asset was inadvertently omitted from the 2012 disclosure.

Line 98 - This asset was inadvertently omitted from the 2012 disclosure.

Line 113 - This asset was inadvertently omitted from the 2012 disclosure.

Line 137 - This asset was reported in Line 13 of the 2012 disclosure, The sale of this asset on 07/25/12 was indavertently omitted from the 2012 disclosure. The

Value Code in Column D (3) was J. The Gain Code in Column D 4 was A.

Line 138 - This asset was reported in Line 27 of the 2012 disclosure. The sale of this asset on 07/25/12 was indavertently omitted from the 2012 disclosure. The

Value Code in Column D (3) was K. The Gain Code in Column D 4 was B.