Walter Herbert Rice

What was filed

351
investments
5
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Aviation Hentage Foundation
University of Dayton School of Law
Dayton Dialogue on Race Relations
Ex-Offender Reentry Council
American Veterans Heritage Commission
Ohio Public Emplovees Retirement System; monthly pension checks

As filed

Fifth-Third Bank (cash) — Interest

KevBank (cash) — Interest

Wright-Patterson Credit Union (cash) — Interest

Baltimore MD Rev Sub-Wastewater Proj — Interest

Sector SPDR Energy (XLE) — Int/Div

TRUST #1 (H)

ML Bank Deposit Program (cash) — Interest

Abbive Inc SHS (ABBV) — Int/Div — Buy

Abbive Inc SHS (ABBV) — Buy (add'l)

Abbive Inc SHS (ABBV) — Sold (part)

Abbive Inc SHS (ABBV) — Sold

Air Producrs & Chem (APD) — Int/Div — Buy

Air Producrs & Chem (APD) — Buy (add'l)

Amgen Inc Com (AMGN) — Int/Div — Buy

Amgen Inc Com (AMGN) — Buy (add'l)

Health Care Select SPDR (XLV) — Int/Div — Sold (part)

Health Care Select SPDR (XLV) — Sold (part)

BB&T Corporation {BBT) — Int/Div — Buy (add'l)

BB&T Corporation {BBT) — Buy (add'l)

BB&T Corporation {BBT) — Sold (part)

Boeing Company (BA) — Int/Div — Buy

Boeing Company (BA) — Buy (add'l)

Boeing Company (BA) — Sold (part)

Broadcom Lud (AVGO) — Int/Div — Buy

Broadcom Lud (AVGO) — Buy (add'l)

Camival Corp Paired SHS — Int/Div — Sold (part)

Camival Corp Paired SHS — Sold (part)

Chevron Corp (CVX) — Int/Div — Buy

Chevron Corp (CVX) — Buy (add'l)

Chubb Ltd (CB) — None — Buy

Chubb Ltd (CB) — Buy (add'l)

Cisco Systems Inc Com (CSCO) — Int/Div — Buy (add'l)

Cisco Systems Inc Com (CSCO) — Buy (add'l)

Coca Cola Com (KO) — Int/Div

Crown Castle REIT Inc (CCH — Int/Div — Buy

Crown Castle REIT Inc (CCH — Buy (add'l)

Comm Services Select (XLC) — Int/Div — Buy

Consumer Discretionary SPDR (XLY) — Int/Div — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Sold (part)

Consumer Discretionary SPDR (XLY) — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Sold (part)

Emerson Elec Co (EMR) — Int/Div — Sold (part)

Emerson Elec Co (EMR) — Buy (add'l)

Emerson Elec Co (EMR) — Sold (part)

Emerson Elec Co (EMR) — Sold

Exelon Corporation (EXC) — Int/Div — Buy

Exelon Corporation (EXC) — Buy (add'l)

Exxon Mobile Corp {(XOM) — Int/Div — Buy

Exxon Mobile Corp {(XOM) — Buy (add'l)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — None — Buy (add'l)

Minois Tool Works (ITW) — Buy (add'l)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — Sold (part)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — Buy (add'l)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — Sold (part)

First TR Cloud Comp ETF (SKYY) — Int/Div — Buy (add'l)

First TR Cloud Comp ETF (SKYY) — Sold (part)

First TR Cloud Comp ETF (SKYY) — Buy (add'l)

First TR Cloud Comp ETF (SKYY) — Sold (part)

General Motors Co (GM) — Int/Div — Sold (part)

General Motors Co (GM) — Sold (part)

General Motors Co (GM) — Sold

Intl Business Machines Corp (IBM) — Int/Div — Sold (part)

Intl Business Machines Corp (IBM) — Sold (part)

Intl Business Machines Corp (IBM) — Sold

Johnson & Johnson Com (JNJ) — Int/Div — Buy

Johnson & Johnson Com (JNJ) — Buy (add'l)

Ishares Nasdaq Biotech (IBB) — Int/Div

IShares S&P Small Cap 600 Growth (LIT) — Int/Div

IShares S&P Small Cap 600 Value (LIS) — Int/Div

IShares Core S&P US Growth ETF (1USG) — Int/Div — Sold (part)

IShares Core S&P US Growth ETF (1USG) — Sold (part)

IShares Core S&P US Value ETF (IUSV) — Int/Div

Amn Elec Power (AEP) — Int/Div — Sold (part)

Amn Elec Power (AEP) — Sold (part)

Amn Elec Power (AEP) — Buy (add'l)

Astrazeneca (AZN) — Int/Div — Sold (part)

Astrazeneca (AZN) — Sold (part)

AT&T Inc. (T) — Int/Div — Sold (part)

AT&T Inc. (T) — Buy (add'l)

CME Group Inc. (CME) — Int/Div — Sold (part)

CME Group Inc. (CME) — Sold (part)

Digital Rlty Tr Inc. (DLR) — Int/Div

Duke Energy Corp (DUK) — Int/Div — Buy

Duke Energy Corp (DUK) — Buy (add'l)

Dominion Energy Inc (D) — Int/Div — Sold (part)

Dominion Energy Inc (D) — Sold (part)

Dominion Energy Inc (D) — Sold

HSBC Holding PLC Sp ADR (HSBC) — Int/Div — Buy (add'l)

HSBC Holding PLC Sp ADR (HSBC) — Buy (add'l)

HSBC Holding PLC Sp ADR (HSBC) — Sold (part)

HSBC Holding PLC Sp ADR (HSBC) — Sold

Minois Tool Works (ITW) — Int/Div — Buy

Minois Tool Works (ITW) — Buy (add'l)

Minois Tool Works (ITW) — Sold (part)

Minois Tool Works (ITW) — Sold

Intel Corp (INTC) — Int/Div — Sold (part)

Intel Corp (INTC) — Sold (part)

Intel Corp (INTC) — Sold

JPMorgan Chase & Co. (JPM) — Int/Div — Sold (part)

JPMorgan Chase & Co. (JPM) — Sold (part)

JPMorgan Chase & Co. (JPM) — Buy (add'l)

Kraft (The) Heinz Co SHS (KCH) — Int/Div — Sold (part)

Kraft (The) Heinz Co SHS (KCH) — Sold (part)

Kraft (The) Heinz Co SHS (KCH) — Sold

Kimberly Clark (KMB) — Int/Div — Sold (part)

Kimberly Clark (KMB) — Sold (part)

Kimberly Clark (KMB) — Sold

Lockheed Martin Corp (LMT) — Int/Div — Sold (part)

Lockheed Martin Corp (LMT) — Buy (add'l)

Lockheed Martin Corp (LMT) — Sold (part)

McDonalds Corp. (MCD) — Int/Div — Sold (part)

Merk and Co Ins SHS (MRK) — Int/Div — Buy

Merk and Co Ins SHS (MRK) — Buy (add'l)

Merk and Co Ins SHS (MRK) — Sold (part)

Merk and Co Ins SHS (MRK) — Buy (add'l)

Pepsico Inc (PEP) — Int/Div — Buy

Pepsico Inc (PEP) — Buy (add'l)

MetLife Inc. Com (MET) — None — Sold (part)

MetLife Inc. Com (MET) — Sold (part)

MetLife Inc. Com (MET) — Sold

Occidental Pete Corp (OXY) — Int/Div — Sold (part)

Occidental Pete Corp (OXY) — Sold (part)

Occidental Pete Corp (OXY) — Sold

Paccar Inc. (PCAR) — Int/Div — Sold (part)

Paccar Inc. (PCAR) — Sold (part)

Paccar Inc. (PCAR) — Sold

Philip Morris Intl Inc. (PM) — Int/Div — Sold (part)

Philip Morris Intl Inc. (PM) — Sold (part)

Philip Morris Intl Inc. (PM) — Sold

Phizer Inc. (PFE) — Int/Div — Sold (part)

Phizer Inc. (PFE) — Sold (part)

PPL Corporation (PPL) — Int/Div — Sold

Procter & Gamble Co. (PG) — Int/Div — Sold (part)

Procter & Gamble Co. (PG) — Sold (part)

Procter & Gamble Co. (PG) — Sold

Real Estate Select Sector SPDR FD SHS (XLRE) — Int/Div — Buy (add'l)

Royal Dutch Shell PLC Spons ADR B (RDSB) — Int/Div

Simon Property Group Del (SPG) — Int/Div — Buy

Simon Property Group Del (SPG) — Buy (add'l)

Sysco Corporation (SYY) — Int/Div — Buy

Sysco Corporation (SYY) — Buy (add'l)

Target Corp (TGT) — Int/Div — Buy

Target Corp (TGT) — Buy (add'l)

Sector SPDR Fimancal (XLF) — Int/Div — Sold (part)

Sector SPDR Fimancal (XLF) — Buy (add'l)

Texas Instruments (TXN) — Int/Div — Buy (add'l)

Texas Instruments (TXN) — Buy (add'l)

Texas Instruments (TXN) — Sold (part)

Texas Instruments (TXN) — Sold

Toronto Dominion Bank (TD) — Int/Div

Transcanada Corp (TRP) — Int/Div — Sold (part)

Transcanada Corp (TRP) — Sold (part)

Transcanada Corp (TRP) — Sold

United Techs Corp Com (UTX) — Int/Div — Buy (add'l)

United Techs Corp Com (UTX) — Sold (part)

United Techs Corp Com (UTX) — Buy (add'l)

Vanguard Consumer (VDC) — Int/Div — Buy (add'l)

Vanguard Consumer (VDC) — Sold (part)

Vanguard Consumer (VDC) — Buy (add'l)

Vanguard Consumer (VDC) — Sold (part)

bail — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Sold (part)

Vanguard Industrial (VIS) — Int/Div — Sold (part)

Vanguard Industrial (VIS) — Buy (add'l)

Vanguard Industrial (VIS) — Sold (part)

Vanguard Information Tech (VGT) — Int/Div — Sold (part)

Vanguard Information Tech (VGT) — Sold (part)

Vanguard Materials (VAW) — Int/Div

Ventas Inc. REIT (VTR) — Int/Div — Sold (part)

Ventas Inc. REIT (VTR) — Sold (part)

Ventas Inc. REIT (VTR) — Sold

Verizon Communicatns Com (VZ) — Int/Div — Sold (part)

Verizon Communicatns Com (VZ) — Sold (part)

Vodafone Group PLC ADR (VOD) — Int/Div — Buy (add'l)

Vodafone Group PLC ADR (VOD) — Sold (part)

Vodafone Group PLC ADR (VOD) — Sold

Walmart Inc (WMT) — None — Buy

Walmart Inc (WMT) — Buy (add'l)

Wells Fargo & Co New Del (WFC) — Int/Div — Buy

Wells Fargo & Co New Del (WFC) — Buy (add'l)

R11] — Buy (add'l)

R11] — Sold (part)

TRUST £2 (H)

BIF Money Fund (cash) — Interest

Curators Umv Mo Sys Facs Rev Ser B (I — Interest — Sold

Alaska Mun Bd Bk Ak Mun — Interest

Energy Northwest Wash (EER — Interest — Sold

Flonda St Brd Ed Pub Cap Outlay — Interest — Sold (part)

Massachusetts 51 Dev Fin (EEE — Interest

Wake Coty NC Ltd Ooh (EE — Interest — Buy

Mmnesota St Ser D (EE — Interest

Mississipm St Lt SER B (EE — Interest

North Dakota Pub Fm (E — Interest

Virgima CBA Va Bd JE — Interest

Alburguerque NM Mun SU EEE — Interest

Anzona Wir intrastr EEE — Interest — Sold

Delaware Caty PA Auth Rev Villanova Univ ( — Interest

Met GV I Nashwille-Davidson Co In Ri — Interest

Delaware St Ser 8 RF (EE — Interest

Chicago 111 O Hare intl: SEE — Interest

Honolulu HI CY-CO WW IR Sys Rev Sr First BD (EE — Interest

New York St Dorm Auth St Pers Income Tax Rev D RF — Interest

Sioux Falls SD Sales Tax (EE (X) — Interest

Denver Colo City & Cnty Sch Dist NOT deh GTD — — Interest

New Jersey St Ipk Auth EE — None — Buy

Washmgton St Var Purp EE — Interest — Buy

IRA #1 (H)

Consumer Discretionary (XLY) — Int/Div — Buy

Consumer Discretionary (XLY) — Buy (add'l)

First TR Exchange Traded (FDN) — None — Buy

Health Care Select SPDR (XLV) — Int/Div — Buy

IShares NASDAQ Biotech (IBB) — Int/Div — Buy

IShares S&P Small Cap 600 Growth (LIT) — Int/Div — Sold

IShares S&P Small Cap 600 Value (1JS) — Int/Div — Sold

IShares Core S&P US Growth ETF (IUSG)Y — Int/Div — Sold (part)

IShares Core S&P US Growth ETF (IUSG)Y — Sold (part)

IShares Core S&P US Value ETF (IUSV) — Int/Div — Sold (part)

IShares Core S&P US Value ETF (IUSV) — Sold (part)

Ishares MSCI Emerging (EEMA) — Int/Div — Buy

Matenals Select Sector (XLB) — Int/Div — Buy

Real Estate Select (XLRE) — Int/Div — Buy

Sector SPDR Consmrs Stpl (XLP) — Int/Div — Buy

Sector SPDR Industrial (XL1) — Int/Div — Buy

Vanguard Financials ETF (VFH) — Int/Div — Buy

Vanguard Information (VGT) — Int/Div — Buy

Vanguard Information (VGT) — Sold (part)

Vanguard FTSE Developed Markets ETF {VEA) — Int/Div — Sold (part)

Vanguard FTSE Developed Markets ETF {VEA) — Sold (part)

Trust #3 (H)

ML Bank Deposit - BOA (cash) — Interest — Open

Trustee, Aviation Hentage Foundation

Board of Advisors, University of Dayton School of Law

Chairperson, Dayton Dialogue on Race Relations

Co-chair, Ex-Offender Reentry Council

Chairman of the Board, American Veterans Heritage Commission

Spouse's income — 2018 — Ohio Public Emplovees Retirement System; monthly pension checks

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.