Gregory R. Schaaf

Republic Bank, Cash Account — Int/Div

General American Life (whole life) — None

H)Retirement Account - No. 1 (risk based)

ARTIX (investor cl) — None — Buy

ARTIX (investor cl) — Sold

DODGX (Stock) — Int/Div — Sold (part)

DODGX (Stock) — Sold

AEPFX (CL F2) — None — Buy (add'l)

AEPFX (CL F2) — Sold

HAINX (last Ch — Int/Div — Sold (part)

HAINX (last Ch — Sold

SBPYX (Clearbridge Small Cap Growth Cl — None — Sold

PELPX (Local Bond CL P) — Int/Div — Sold

PFBPX (Bond Hedged C1 P) — Int/Div — Sold (part)

PFBPX (Bond Hedged C1 P) — Sold

TRBCX (Blue Chip Growth) — None — Sold (part)

TRBCX (Blue Chip Growth) — Sold

PRSVX (Value) — None — Sold (part)

PRSVX (Value) — Sold

HIEMX (Markets Opportunities CL 1) — None — Sold (part)

HIEMX (Markets Opportunities CL 1) — Sold

STDFX (Cap Growth Admin CL) — None — Sold (part)

STDFX (Cap Growth Admin CL) — Sold

ESIDX (Intl Bond Admin C1) — None — Sold (part)

ESIDX (Intl Bond Admin C1) — Sold

BCOIX — Int/Div — Buy (add'l)

BCOIX — Sold

HWHIX — Int/Div — Sold (part)

HWHIX — Sold

Federated Treasury Obligations Fund — Int/Div — Sold (part)

Federated Treasury Obligations Fund — Buy (add'l)

Federated Treasury Obligations Fund — Buy

Federated Treasury Obligations Fund — Sold (part)

Federated Treasury Obligations Fund — Buy (add'l)

Federated Treasury Obligations Fund — Sold (part)

Federated Treasury Obligations Fund — Buy (add'l)

Federated Treasury Obligations Fund — Sold (part)

Federated Treasury Obligations Fund — Buy (add'l)

BAUUX — Sold

BAUUX — None — Buy

BAUUX — Int/Div — Buy

BAUUX — Int/Div — Buy

QTEC — Int/Div — Buy

QTEC — Int/Div — Buy

QTEC — Sold

QTEC — Int/Div — Buy

QTEC — Int/Div — Sold

First Trust Target High Qual Div 16 MO FE RE — Int/Div — Buy

First Trust Target High Qual Div 16 MO FE RE — Buy (add'l)

S10. — Sold (part)

First Truste Target GLB DIV LDRS 4QTR 16 MO FE RE — Int/Div — Buy

First Truste Target GLB DIV LDRS 4QTR 16 MO FE RE — Buy (add'l)

First Truste Target GLB DIV LDRS 4QTR 16 MO FE RE — Sold (part)

HYLS — Int/Div — Buy

LHYS — Int/Div — Buy

HLEMX — None — Buy

HLEMX — Sold

HLEMX — Int/Div — Buy

GOOG — None — Buy

AAPL — Int/Div — Buy

BRK/B — None — Buy

BRK/B — Int/Div — Buy

BRK/B — None — Buy

BRK/B — None — Buy

EXPD — Int/Div — Buy

EXPD — Int/Div — Buy

FAST — Int/Div — Buy

FAST — None — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — None — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

MSFT — Int/Div — Buy

NTRS — None — Buy

NTRS — None — Buy

NTRS — Int/Div — Buy

NTRS — None — Buy

SPLS — None — Buy

SPLS — Int/Div — Buy

SPLS — None — Buy

LUNP — Int/Div — Buy

LUNP — Int/Div — Buy

H)End Retirement Account - No.

H)investement Account - No.

CSCO — Int/Div

CSCO — Int/Div — Sold

CSCO — Int/Div — Sold

FDN — Int/Div

FDN — None — Sold

FDN — None — Sold

FDN — Int/Div — Buy

FDN — Int/Div — Buy

QTEC — Int/Div — Buy

Hilliard Lyons Insured at Citizens Bank {temporary cash account) — Int/Div — Open

Hilliard Lyons Insured at Programs Bank {temporary cash account) — Int/Div — Closed

H)End Investment Account - No.

H)Retirement Account - No. 2

TIAA Tradl — Int/Div — Buy (add'l)

CREF Stock — Int/Div — Buy (add'l)

TIAA Real Estate — Int/Div — Buy (add'l)

CREF In'l Linked Bond — Int/Div — Buy (add'l)

H)End Retirement Account - No. 2

H)lnvestment Account - No. 2

VFIAX — Int/Div

VEXAX — Int/Div

VMMXX — Int/Div

VBTLX — Int/Div

VTIAX (X) — Interest

H)End Investment Account - No. 2

Community Trust Bank — Interest

H)invetsment Account - No. 3

Oppenhiemer Steelpath MLP Income Fund A — Int/Div

H)End Investment Account - No. 3

PNC Bank — Interest

H)Retirement Account «- No. 3

ABMD — None — Sold

LL GNX — Int/Div — Sold

LL GNX — Int/Div — Sold

LL GNX — Int/Div — Sold

FDN — None

FDN — None — Sold

FBT ARC Biotech — None — Sold

FBT (Target Hi Quality) Div 11 Mo FE RE — Int/Div — Sold

FBT (Target Global Dvd Ldrs) 3Q15 Mo FE RF — Int/Div — Buy (add'l)

FBT (Target Global Dvd Ldrs) 3Q15 Mo FE RF — Int/Div — Sold

GILD — Int/Div — Sold

GILD — Int/Div — Sold

GILD — None — Sold

GILD — Int/Div — Sold

GILD — Int/Div — Sold

SAIA — None — Sold

SWKS — Int/Div — Sold

SMRT — Int/Div — Sold

SMRT — Int/Div — Sold

FOXA — Int/Div — Sold

UTHR — None — Sold

UTHR — Int/Div — Sold

UTHR — Int/Div — Buy

UTHR — Int/Div — Buy

QTEC — Int/Div — Buy

First Trust Target High Qual Div 16 Mo FE RE — Int/Div — Buy

First Trust Target High Qual Div 16 Mo FE RE — Sold

First Trust Target GLB Div LDRS 4Q16 Mo FE RE — Int/Div — Buy

First Trust Target GLB Div LDRS 4Q16 Mo FE RE — Sold

First Trust Target GLB Div LDRS 4Q16 Mo FE RE — Buy

Federated Treasury Obligations Fund (1) (Xsee note) — Int/Div — Sold (part)

Federated Treasury Obligations Fund (1) (Xsee note) — Buy (add'l)

Federated Treasury Obligations Fund (1) (Xsee note) — Sold (part)

Federated Treasury Obligations Fund (1) (Xsee note) — Buy (add'l)

Federated Treasury Obligations Fund (1) (Xsee note) — Int/Div — Buy

GOOG — None — Buy

AAPL — Int/Div — Buy

BRK/B — None — Buy

BRK/B — Int/Div — Buy

CSCO — Int/Div — Buy

CSCO — Int/Div — Buy

EXPD — Int/Div — Buy

EXPD — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

FAST — Int/Div — Buy

MSFT — Int/Div — Buy

NTRS — Int/Div — Buy

NTRS — Int/Div — Buy

NTRS — Int/Div — Buy

NTRS — None — Buy

SPLS — Int/Div — Buy

SPLS — Int/Div — Buy

SPLS — Int/Div — Buy

SPLS — Int/Div — Buy

SPLS — Int/Div — Buy

H)End Retirement Account « No. 3

General American Life (X) — None

Member, Board of Director, God's Pantry Food Bank (Lexington, KY)

Reimbursement — American Inst of CPAs — 1108-1 1/10/2016 — Nashville, TN — Speaking Engagement at Forensics' Valuation Conf — Hotel, transport, food

Reimbursement — Institute — MRBS Summer Conference

Reimbursement — Nat'l Associaton of Bankruptcy Trustees — 407041002016 — Atlanta, GA — Speaking Engagement Annual Conference — Hotel, trunsport, food

Spouse's income — 2016 — Atlanta International School, Atlanta, Ga; salary

Part VII, Line 148: Information regarding the Federated Treasury Obligations Fund was inadvertantly omitted from my 2015 report. Please accept this note

us an amendment to my 2015 report. The account was established September 22, 2015, to hold the funds that were not used to purchase the securities noted in

September 2015 on my report when the account was established. The market value of the acquisition was “L”, between $50,001 and $100,000. There were two

reportable sales on October 19 and October 30, 2015, of “J7, $15,000 or less. There was one reportable sile on November 30, 2015, of “J”, $15,000 or less. The

final balance on December 31, 2015, at market value was “K”, $15,001 - $50,000.