Judith C. Herrera

Bank of America Cash Account — Interest

Bank of America Building account (X) — Interest

Rental Property #1 Santa Fe, NM Purchased 1/30/94 — Rent

Family Partnership #1 (now an LLC) Santa Fe. NM — None

NW Mutual Life Ins pms — Int/Div

NW Mutual Life Ins pum — Int/Div

NW Mutual Life Ins pom — Int/Div

NW Mutual Life Ins pom — Int/Div

NW Mutual Variable Extra Ordinary Life [ — Int/Div

NW Mutual Variable Extra Ordinary Life [ — Int/Div

NW Mutual Variable Extra Ordinary Life — Int/Div

Aetma he — Int/Div — Sold

Amazon — None

Applied Materials — Int/Div — Buy (add'l)

Ark lmmovation ETF — Int/Div — Buy

Ark Web X0ETF — Int/Div — Buy

Broadcom LTD F — Int/Div — Buy (add'l)

Calithera Bioscience — None — Sold

Calithera Bioscience — Buy

Calithera Bioscience — Buy

Calithera Bioscience — Buy

Diodes Incorporated — None — Buy

DXC Technology COM — None — Buy

Electro Scientific — None — Buy

First Solar Inc — None — Buy

Kemet Corporation — None — Sold

Kemet Corporation — Buy

Kemet Corporation — Buy

Lam Research Corp — Int/Div — Buy

ON semiconductor Co — None — Buy

Micron Technology — None — Buy

Micron Technology — Sold

Micron Technology — Buy

Nvidia Corp — Int/Div — Buy

Opiant Pharmaceutical — None — Buy

Synthetic Biologics — None — Sold

Synthetic Biologics — Buy

Tesoro Corporation — None — Sold

Tower Semiconductor — None — Buy

Triton Intemational Lid — None — Buy

TTM Technologies — None — Buy (add'l)

Liability — Zwns Bank — Rental Property #1

Part VII, Line 4.

The appraisal was conducted in December, 2015

Part VII, Line 17. The Amazon stock was inadvertently left off of the 2016 report,