Alan Bond Johnson

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 106

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 1

    spouse income

Named parties

  • DIST
  • Cheyenne Regional Medical Center, Home Health Services
  • I'rust #2, See Explanation and Description at Part VII and Part VII
  • Trust #3, See Explanation and Description at Part VII and Part VII
  • Trust #1, See Explanation and Description at Part VII and Part VII
  • Young Men's Literary Club
  • The American Heritage Center of the University of Wyoming
  • Wyoming Judicial Retirement - Monthly
  • State Employers Retirement - Monthly
  • Lockheed Martin Corp Master Retirement Trust - Monthly

As filed

TRUST 4 pps mm

CHASE BANK ACCOUNT — Int/Div

CHASE BANK ACCOUNT — Int/Div

CHASE INVESTMENT SERVICES MONEY MARKET ACCT. — Int/Div

IRUST #2 ms {REVOCABLE TRUST"

AMERICAN NATIONAL BANK — Interest

WELLS FARGO — Interest

AMERICAN NATIONAL BANK - ACCOUNT — Interest

TRUST#3 REV. TRUST

FIDELITY BROKERAGE ACCT MONEY MARKET ACCT. — Int/Div

BARCLAYS BANK PLC IPATH ETN 12.6-36 — None — Buy

BARCLAYS BANK PLC IPATH ETN 12.636 — Buy (add'l)

CALAMOS GROWTH & INCOME CL A — Int/Div

CALAMOS GROWTH & INCOME CL — Int./y — Buy

DODGE & COX INT'L STOCK — Ine — Buy

FIDELITY ADVISOR NEW INSIGHTS — Int/Div — Buy

1SHARES TR S & P MODERATE ALLOC. FD — None — Sold

IPATHDJ-LBS COMMODIDX TR — Int/Div — Buy

JP MORGAN USRE CLASS A(X) — Int/Div

LOOMIS SAYLES BD INGTL — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div — Buy

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

MERGER FUND — Int/Div — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

PIMCO ALL ASSET All AUTHORITY INSTCL — Int/Div — Buy

PIMCO ALL ASSET AUTHORITY CLD — Int/Div — Buy

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

SPIMCO TOTAL RETURN ADMIN SHS — Int/Div — Buy

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

SPIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO EMERG MKTS CURRENCY — hy — Buy

PIMCO EMERG MKTS CURRENCY — Int/Div — Buy

PIMCO REAL RETURN BOND INSTL IX) — Int — Buy

PIMCO TOT RET INSTL — Int/Div — Buy

SPRTN TOTAL MKT INDEX INVESTOR CLASS — Int/Div — Sold (part)

SPRTN TOTAL MKT INDEX INVESTOR CLASS — Sold

VANGUARD ALL-WLD EX-US — Int/Div — Buy

VANGUARD INDEX FDS VANGUARD REIT ETF — Int/Div — Sold (part)

VANGUARD UTILITIES ETF (1X) — Int/Div — Buy

VANGUARD UTILITIES ETF (1X) — Buy (add'l)

VANGUARD UTILITIES ETF (IX) — Buy (add'l)

VANGUARD UTILITIES ETF (IX) — Buy (add'l)

VANGUARD MSCI EMERGING — Int/Div — Buy

VANGUARD GLOBAL REAL — Int/Div — Buy

GATEWAY FUND — Int/Div — Buy

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

MATTHEWS ASIA DIVIDEND — Int — Buy

MATTHEWS ASIA DIVIDEND — Buy (add'l)

MATTHEWS ASIA DIVIDEND — Buy (add'l)

POWERSHARES DB COMMODITY INDEX — Int/Div — Sold

PWRSHRS RAFILS 1000 — Int/Div — Buy

PWRSHRS RAFI LS 1500 — hy — Buy

NEW YORK LIFE INS WHOLE LIFE — Int/Div

WYOMING DEFERRED COMP

OPPENHEIMER GLOBAL — Int/Div — Sold (part) — DIST

TROWE PRICE NEW HORIZON — Int — Sold (part) — DIST

ARTISAN MID CAP FUND — Int/Div — Sold (part) — DIST

WYOMING STATE RET. SYSTEM BEN ACCT (IX) — Int/Div — DIST

XCEL ENERGY SHS — Int/Div

AXA EQUITABLE LIFE INS COMPANY — Interest

UNITED STATES AUTO ASSOC — Interest

OKUST & -

BARCLAYS BANK PLCD IPATH ETN (xX) — Int/Div — Buy

DODGE & COX INTERNATL STOCK FUND — Int/Div — Buy

AMERICAN CAPITAL WORLD GRWTH & INC — Int/Div — Sold (part)

AMERICAN NEW WORLD CLASS FI — Int/Div

BRIDGEWAY ULTRA SMALL CO MARKET — Int/Div

CALAMOS GROWTH & INCOME CL A — Int/Div — Buy

CALAMOS GROWTH & INCOME CL A — Buy (add'l)

CALAMOS GROWTH & INCOME CL 1 — Int/Div

COHEN $ STEERS INTL REALTY INC CLA) — Int/Div

FIDELITY ADVISOR NEW INSIGHTS CL} — Int/Div — Sold (part)

FIDELITY CASH CLEARING ACCOUNT x) — Interest

FIDELITY CORE ACCOUNT — Interest

GATEWAY FUND CLASS A — Int/Div — Sold (part)

GATEWAY FUND CLASS A — Sold (part)

GATEWAY FUND CLASS Y — Int/Div

IPATH DJ-UBS COMMOD IDX TR — Int — Sold

ISHARES TR MSCI EAFE SMALL CAP INDEX FD — Int/Div — Sold

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div

MERGER FUND — Int/Div — Sold (part)

MERGER FUND — Buy

OAKMARK INTERNAT'L SMALL CAP 1 — Int/Div — Sold

PIMCO ALL ASSETS ALL AUTHORITY CLD — Int/Div — Sold (part)

PIMCO ALL ASSETS ALL AUTHORITY CLD — Sold (part)

PIMCO EMERGING MARKETS CY ADMNCL — Int/Div

POWERSHARES FTSE RAFI US 1000 — Int/Div — Buy

VANGUARD INTL EQUITY INDEX FD INC FISE — Int/Div — Buy

VANGUARD INTL EQUITY INDEX FD INC FISE — Sold (part)

VANGUARD INTL EQUITY INDEX FDS MSC — Int/Div — Sold (part)

VANGUARD SECTOR INDEX FDS VANGUARD UTILS — Int/Div — Buy

VANGUARD ALL-WLD EX-US SM CP ET — Int/Div — Buy

WILLIAM BLAIR INT'L GROWTH — Int/Div

Member, Advisory Board, Cheyenne Regional Medical Center, Home Health Services

Trustee, I'rust #2, See Explanation and Description at Part VII and Part VII

Trustee, Trust #3, See Explanation and Description at Part VII and Part VII

Trustee, Trust #1, See Explanation and Description at Part VII and Part VII

Member, Local Discussion Group, Young Men's Literary Club

Member, Advisory Board, The American Heritage Center of the University of Wyoming

Income — 2012 — Wyoming Judicial Retirement - Monthly — S2.863.00

Income — 2012 — State Employers Retirement - Monthly — $272.00

Spouse's income — 2012 — Lockheed Martin Corp Master Retirement Trust - Monthly

Cheyenne Regional Medical Center is the local hospital organization. The provision of nursing and care services to patients m their homes is one of the services

provided through Cheyenne Regional Medical Center, As part of the concern for the quality of patient care members of the public as well as medical professionals

have been placed on an advisory board, which meets periodically.

Young Mens’ Literury Club is a small organization (less than 50 including honorary and emeriti) that meets weekly during the fall, winter and spring to discuss

current events and review assigned papers. The organization has exsisted for the past 110 years. The Secretary/ Treasurer receives nominal dues for rent of the

meeting room and keeps meeting minutes that are deposited and preserved in the State Archives.

The American Heritage Center of the University of Wyoming functions us a public trust to collect, preserve and make accessible "a clearly defined set of

primary sources and rare books - reflecting the written image, and audio history of Wyoming, the Rocky Mountain region, and selected aspects of the American

past." (From mission statement of AHC) Reporting party was invited to serve a 4 year term.

Trust #1 is a trust that was established

. It contains financial investments listed on schedule VII that | believe are the sole financial interests of the

trust. No portion of the trust is derived from my assets, income or activit

or those of my spouse, During 2010 I became successor trustee of the trust and have

therefore listed on Schedule VIL 1am not an income or principal beneficiary of the trust,

. During the reporting

period | did not derive or expect to derive a benefit from the trust.

Trust #2 and Trust #3 were created to implement premarital and estate planning. It is anticipated that additional assets will be placed in the trusts in the future,

Trust #2 holds and controls items listed on schedule VII, bank accounts at American National Bank now ANB Bank and Wells Fargo National Bank, Part VII,

Trust #3 holds and controls items listed on schedule VIL

Trust #4 is another trust established

. Lam not a trustee or beneficiary of this trust, the assets listed are listed due to the

income tax return in 2012.

filing of a

Wyoming Deferred Compensation Plan 1s & program for State Employees to deposit earnings for deferred tax investment. 1 received reports entitled Wyoming

Retirement System 457 Deferred Compensation Plan ¢/o Great West Retirement. There are various options that an employee may use for investment. In 2010,

detailed assets (three mutual funds) were listed in total, however in this report they have been separately listed. Net investment gain is also listed. See following

paragraph regarding 2010 changes that will be forthcoming. In 2010 it became incument upon undersigned to take distributions from this plan and pay tax on the

income. If all goes as directed, & sum will be withdrawn each year and will be taxed.

reported assets

consists of the checking account at American National Bank now ANB Bank.

There were also two small reportable assets that were previously not reported, additional shares in Xcel Energy and an AXA Equitable Life Insurance Policy.

The AXA Equitable Life Insurance Company whole life policy has a small cash value, barely over the reportable limit. This policy was originally established

approximately thirty years ago when the law firm I was with converted a group term policy into whole life.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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