Charles Novack

IRA #1 — Int/Div

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Accenture PLC Class A

Baxter International, Inc — Sold

Donaldson Company, Inc. (common) — Buy

Donaldson Company, Inc. (common) — Buy (add'l)

Donaldson Company, Inc. (common) — Buy (add'l)

Colgate Palmolive Co. (common)

Canadian National Railways Co. (common)

Factset Research System, Inc. (common)

Granger WW, Inc. (common)

Hormel (common)

Magellan Midstream Partners (common) — Sold (part)

Metronic, Inc. (common)

Nike. Inc. (common)

Novo - Nordisk as ADR

Petsmart, Inc — Sold

Polaris Industries (common) — Buy

Praxair. Inc. (common)

Seonpps Nwk Interactive (common) — Buy

Seonpps Nwk Interactive (common) — Buy (add'l)

Target Corporation — Sold

TIX Companies (common)

T. Rowe Price Group (common)

Toronto Dominion Bank

United Health Group, Inc (common) — Buy

Walgreen Company (common )

Xilinx. Inc. (common)

361 Managed Futures Strat. Fund C1 1 — Buy (add'l)

Doubleline Total Return Bond Fund C11

Guggenheim Exch TRD FD Bullet Shares 2014 Corp Bond ETF — Matured

Guggenheim Exch TRD FD Bullet Shares 2015 Corp Bond ETF — Buy (add'l)

Guggenheim Ech TRD FD Bullet Shares 2016 Corp Bond ETF — Buy

Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Buy

Guggenheim ETF Bullet Shares 2018 Corp Bond

Guggenheim ETF Bullet Shares 2020 Corp Bond — Buy

Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy

Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy (add'l)

Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy (add'l)

Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy (add'l)

IShares Tr. Bond 1-3 Year Credit Bond ETF — Sold — Part VII

IShares 2020 ETF New Corporate Ex. Financials Term — Buy (add'l)

PIMCO All Asset All Authority CL Inst — Buy

PIMCO Income Fund Institutional Class — Buy

PIMCO Exh. Corp. Bond ETF Intermediate Term — Sold

Templeton Global Bond Fund A — Buy (add'l)

SPDR Fincl. Select Shares — Sold

Vanguard International Equity Index All World — Sold (part)

Vanguard Bond Index Fund — Buy (add'l)

T. Rowe Price Emerging Markets Fund — Sold (part)

IRA #2 — hy

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Accenture PLC Class A

Baxter International Inc — Sold

Canadian National Railways Co (common) — Sold (part)

Colgate Palmolive Co. (common)

Donaldson Company (common) — Buy

Donaldson Company (common) — Buy (add'l)

Donaldson Company (common) — Buy (add'l)

Factset Research. Inc. (common)

Grainger WW, Inc. (common)

Hormel (common)

Magellan Midstream Partners — Sold (part)

Medtronic. Inc. (common) — Sold (part)

Nike, Inc. (common) — Sold (part)

Novo Nordisk as ADR — Sold (part)

Petsmart (common) — Buy

Target Corporation — Sold

Toronto Dominion Bank F

Petsmart — Sold

Polans Industries (common) — Buy

Praxair, Inc. (common)

Scripps Ntwk Interactive (common) — Buy

Scripps Ntwk Interactive (common) — Buy (add'l)

T. Rowe Price Group (common)

TIX Companies (common)

United Health Group (common) — Buy

361 Managed Futures Strat Fund C1 — Buy (add'l)

Doubleline Total Return Bond Fund C1 1

Guggenheim ETF Bullet Shares 2014 Corp Bond ETF — Matured

Guggenheim ETF Bullet Shares 2015 Corp Bond Fund ETF — Buy

Guggenheim ETF Bullet Shares 2016 Comp Bond Fund ETF — Buy

Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Buy (add'l)

Guggenheim ETF Bullet Shares 2018 Comp Bond ETF — Buy (add'l)

Guggenheim ETF Bullet Shares 2020 Corp Bond — Buy (add'l)

Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy

IShares 2020 ETF Corp Ex-Financials Term — Buy (add'l)

PIMCO Exh Traded Fund 1-5 yr US TPs Index Exh, — Buy

PIMCO Exh Traded Fund 1-5 yr US TPs Index Exh, — Sold

PIMCO All Asset All Authority C1 Inst — Buy (add'l)

PIMCO All Asset All Authority C1 Inst — Buy (add'l)

PIMCO Income Fund Institutional Class — Buy

Vanguard Bond Index Fund — Buy (add'l)

Vanguard Intl Eqty Index ETF

SPDR Fine! SelectShares of Beneficial Int, — Sold

TT. Rowe Price - Emerging Markets Fund

Templeton Global Bond Fund

XILINX, Inc. (common) — Sold (part)

Walgreen, Inc. (common) — Sold

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Bank of America Account — Interest — Closed

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Interest

RBC Wealth Management U.S, Govt Money Market Account — Int/Div

Vanguard 500 Index IRA #3 — Int/Div

Fidelity Cal. Muni Market — Int

Schwab Adv. Cash Reserve — Interest

Vanguard Limited Term Tax Exempt Investor SHR — Int/Div — Sold

Vanguard Intl Equity Index Fund — Int/Div — Buy

Brown Cap. Mgmt. Small Company Inv Shares — Distribution

UBS Cash Fund — Interest

Fidelity Blue Chip Growth — Int/Div

Fidelity Growth Strategies Fund — Int/Div

Novack mmm LLC — None

Co-Trustee, Estate #1

Agreement — 1999 — GATX Pension Plan, in which J has some unknown future benetit. J terminated employment in December 204.

Spouse's income — 2014 — Self-employed attorney

Investments and Trusts: IRA #1 owns two similarly named Templeton Bond Funds: Templeton Global Bond Fund CL A and Templeton Global Bond Fund Adv.

Cl. The prior disclosure forms reported all of the transactions in both funds under one name. For purposes of simplicity, this and future disclosure forms will

continue this,

Investment and Trusts: The 2013 disclosure form should have stated that the entire investment in 1Shares Tr. Bond 1 -3 Year Credit ETF in IRA #1 was sold on

10/07/13. It errononeously did not, and it appears on this year's form. To rectify this, this form will report that it was sold in full.

Investment and Trusts: The 2013 disclosure form should have stated that the investment in Guggenheim ETF Bullet 2014 Shares was a "J" amount, not a "K"

amount. This investment matured in 2014, and the amount which matured is correctly listed as a "J" amount.

Investment and Trusts: The property in the Novack Jl LLC was appraised in February 2012.

Positions: Estate #1 has been fully administered.

Line 134 wus amended to include the full name of the mutual fund.