Alan Bond Johnson

2014Annual

Ask Donna

Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 160

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 4

    income

  • 1

    spouse income

Named parties

  • DIST
  • Cheyenne Regional Medical Center, Home Health Services
  • I'rust #2, See Explanation and Description at Part VII and Part VII
  • Trust #3, See Explanation and Description at Part VII and Part VII
  • Trust #1, See Explanation and Description at Part VII and Part VII
  • Young Men's Literary Club
  • The American Heritage Center of the University of Wyoming
  • Wyoming Judicial Retirement - Monthly
  • State Employers Retirement - Monthly
  • DFAS - Retirement - Monthly
  • Manx Oil Corporation - payment for legal services rendered approximately 50 years ago
  • Lockheed Martin Corp Master Retirement Trust - Monthly

As filed

CHASE BANK ACCOUNT — Int/Div

CHASE BANK ACCOUNT — Int/Div

CHASE INVESTMENT SERVICES MONEY MARKET ACCT. — Int/Div

TRUST #2 "ALAN B JOHNSON PREMARITAL REVOCABLE TRUST"

AMERICAN NATIONAL BANK — Interest

WELLS FARGO — Interest

AMERICAN NATIONAL BANK - JOINT ACCOUNT — Interest

TRUST #3 JOINT REV. TRUST

FIDELITY BROKERAGE ACCT MONEY MARKET ACCT. — Int/Div

BARCLAYS BANK PLC IPATH ETN 12.6-36 — None — Sold (part)

BARCLAYS BANK PLC IPATH ETN 12.6-36 — Sold

BARCLAYS BANK PLC IPATH BLOOMBERG COMMODITY — None — Buy

BARCLAYS BANK PLC IPATH BLOOMBERG COMMODITY — Sold

CALAMOS GROWTH & INCOME CL A — Ine — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold

DFA INTERNATIONAL VECOTR EQUITY PORT — Int/Div — Buy

DFA INTERNATIONAL VECOTR EQUITY PORT — Buy (add'l)

DODGE & COX INTL STOCK — Int/Div

FIDELITY ADVISOR NEW INSIGHTS 1 — Int/Div

FIDELITY CASH CLEARING (X) — Int/Div

ISHARES TR MODERATE ALLOCATION ETF — None — Buy

ISHARES TR MODERATE ALLOCATION ETF — Sold

ISHARES TR INTL DEVELOPED REAL ESTATE ETF — Int/Div — Buy

ISHARES TR INTL DEVELOPED REAL ESTATE ETF — Buy (add'l)

ISHARES JP MORGAN USD EMERGING MARKETS BOND — Int/Div — Buy

ISHARES JP MORGAN USD EMERGING MARKETS BOND — Sold

J IPATH DJ-UBS COMMOD IDX TR — with line 11)

LOOMIS SAYLES BD INST L — Int/Div

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

MERGER FUND — Int/Div — Buy (add'l)

DFA US CORE EQUITY II — Int

PIMCO ALL ASSET All AUTHORITY INSTCL — Int/Div — Buy (add'l)

PIMCO ALL ASSET All AUTHORITY INSTCL — Sold (part)

PIMCO ALL ASSET All AUTHORITY INSTCL — Sold (part)

PIMCO ALL ASSET AUTHORITY CLD — Int/Div — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold

PIMCO TOTAL RETURN ADMIN SHS — Int/Div — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO REAL RETURN BOND INSTL Ix) — Int

PIMCO TOT RET INSTL — Int/Div

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Int/Div — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Sold

PIMCO COMMODITY REAL RETURN INST — None — Buy

PIMCO COMMODITY REAL RETURN INST — Sold (part)

PIMCO EMERGING LOCAL BOND FD INST CL — Int/Div — Buy (add'l)

PIMCO EMERGING LOCAL BOND FD INST CL — Sold (part)

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Int/Div — Buy (add'l)

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Buy (add'l)

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Buy (add'l)

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Buy (add'l)

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Buy (add'l)

PIMCO REAL RETURN ADMIN CLASS — Int/Div — Buy (add'l)

PIMCO REAL RETURN ADMIN CLASS — Buy (add'l)

PIMCO REAL RETURN ADMIN CLASS — Buy (add'l)

PIMCO REAL RETURN ADMIN CLASS — Buy (add'l)

SPARTAN INTL INDEX FID ADV CLASS — Int/Div — Buy (add'l)

SPARTAN INTL INDEX FID ADV CLASS — Sold

SPARTAN EMERGING MKT INDEX FUND — Int/Div — Buy (add'l)

SPARTAN EMERGING MKT INDEX FUND — Buy (add'l)

SPARTAN EMERGING MKT INDEX FUND — Sold (part)

SPARTAN REAL ESTATE INDEX FD INVESTOR CL — Int/Div — Buy

SPARTAN TOTAL MKT INDX INVESTOR CLASS — Int/Div — Buy

SPARTAN TOTAL MKT INDX INVESTOR CLASS — Buy (add'l)

VANGUARD ALL-WLD EX-US — Int/Div — Sold

VANGUARD INDEX FDS VANGUARD REIT ETF — Int/Div

VANGUARD MSCI EMERGING — Int — Sold

VANGUARD GLOBAL REAL — Int/Div

GATEWAY FUND — Int/Div — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

MATTHEWS ASIA DIVIDEND — Int/Div — Sold (part)

MATTHEWS ASIA DIVIDEND — Sold

PWRSHRS RAFI LS 1000 — Int/Div

PWRSHRS RAFI LS 1500 — Int/Div

NEW YORK LIFE INS WHOLE LIFE — Int/Div

WYOMING DEFERRED COMP

OPPENHEIMER GLOBAL — Int/Div — Sold (part) — DIST

TROWE PRICE NEW HORIZON — Int/Div — Sold (part) — DIST

ARTISAN MID CAP FUND — Int/Div — Sold (part) — DIST

WYOMING STATE RET. SYSTEM BEN ACCT — Int/Div

XCEL ENERGY 1017.165 SHS — Int/Div

AXA EQUITABLE LIFE INS COMPANY — Interest

UNITED STATES AUTO ASSOC — Interest

TRUST 24 - "SPOUSE REV. TRUST"

BARCLAYS BANK PLCD IPATH ETN xX) — None — Sold

DODGE & COX INTERNATL STOCK FUND — Int/Div

AMERICAN CAPITAL WORLD GRWTH & INC — Inv

AMERICAN NEW WORLD CLASS FI — Int/Div

BRIDGEWAY ULTRA SMALL CO MARKET — Int/Div

CALAMOS GROWTH & INCOME CL A — Int/Div — Sold (part)

CALAMOS GROWTH & INCOME CL A — Sold

CALAMOS GROWTH & INCOME CL — Int/Div — Sold

COHEN & STEERS INTL REALTY INC CLA — hy — Sold

FIDELITY ADVISOR NEW INSIGHTS CL — hy — Sold (part)

FIDELITY CASH CLEARING ACCOUNT xX) — Interest

FIDELITY CORE ACCOUNT — Interest

GATEWAY FUND CLASS A — Int/Div — Sold (part)

GATEWAY FUND CLASS A — Sold

GATEWAY FUNDCLASS Y — Int/Div — Buy (add'l)

GATEWAY FUNDCLASS Y — Sold (part)

ISHARES TR S&P SO0/VALUE INDEX FD — Int/Div — Sold

ISHARES TR INTL DEVELOPED REAL ESTATE ETF — Int/Div — Buy

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Sold (part)

LOOMIS SAYLES BOND RETAIL SHARES — Sold (part)

MERGER FUND — None — Buy (add'l)

MERGER FUND — Sold

PIMCO ALL ASSETS ALL ALTHORITY CLD — Int — Sold

PIMCO ALL ASSET ALL AUTHORITY INSTIT CL — Int/Div — Buy

PIMCO ALL ASSET ALL AUTHORITY INSTIT CL — Sold

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Int/Div — Buy

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Int/Div — Buy (add'l)

PIMCO EMERGING LOCAL BOND FD INST CL — Int/Div

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Int/Div — Buy

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMINISTRATIVE SHS — Sold (part)

POWERSHARES FTSE RAFI US 1000 — Int/Div

SPRTN TOTAL MKT INDX INVESTOR CLASS — Int/Div — Buy (add'l)

SPRTN TOTAL MKT INDX INVESTOR CLASS — Buy (add'l)

SPRTN TOTAL MKT INDX INVESTOR CLASS — Buy (add'l)

SPRTN TOTAL MKT INDX INVESTOR CLASS — with line 155)

SPARTAN EMERGING MKT INDEX FUND INVESTOR — Int. — Buy

SPARTAN EMERGING MKT INDEX FUND INVESTOR — Buy (add'l)

SPARTAN EMERGING MKT INDEX FUND INVESTOR — Buy (add'l)

SPRTN TOTAL MKT INDEX FID ADVANTAGE CLASS — Int/Div — Buy

SPRTN TOTAL MKT INDEX FID ADVANTAGE CLASS — Buy (add'l)

SPRTN TOTAL MKT INDEX FID ADVANTAGE CLASS — Buy (add'l)

SPARTAN INTL INDEX INVESTOR CLASS — None — Buy

VANGUARD INTL EQUITY INDEX FDS MSC1 — Int/Div — Sold

VANGUARD ALL-WLD EX-US SM CP ET — Int/Div

WILLIAM BLAIR INT'L GROWTH — Int/Div

Member, Advisory Board, Cheyenne Regional Medical Center, Home Health Services

Trustee, I'rust #2, See Explanation and Description at Part VII and Part VII

Trustee, Trust #3, See Explanation and Description at Part VII and Part VII

Trustee, Trust #1, See Explanation and Description at Part VII and Part VII

Member, Local Discussion Group, Young Men's Literary Club

Member, Advisory Board, The American Heritage Center of the University of Wyoming

Income — 2014 — Wyoming Judicial Retirement - Monthly — $5269.00

Income — 2014 — State Employers Retirement - Monthly — S46 00

Income — 2004 — DFAS - Retirement - Monthly — S11. 450.00

Income — 2014 — Manx Oil Corporation - payment for legal services rendered approximately 50 years ago — $1,500.00

Spouse's income — 2014 — Lockheed Martin Corp Master Retirement Trust - Monthly

Cheyenne Regional Medical Center is the local hospital organization. The provision of nursing and care services to patients in their homes is one of the services

provided through Cheyenne Regional Medical Center. As part of the concern for the quality of patient care members of the public as well as medical professionals

have been placed on an advisory board, which meets periodically.

Young Mens’ Literury Club is a small organization {less than 50 including honorary and emeriti) that meets weekly during the fall, winter and spring to discuss

current events and review assigned papers. The organization has exsisted for the past 110 years. The Secretary/ Treasurer receives nominal dues for rent of the

meeting room and keeps meeting minutes that are deposited and preserved in the State Archives,

The American Heritage Center of the University of Wyoming functions us a public trust to collect, preserve and make accessible "a clearly defined set of

primary sources and rare books - reflecting the written image, and audio history of Wyoming, the Rocky Mountain region, and selected aspects of the American

past." (From mission statement of AHC) Reporting party was invited to serve a 4 year term.

Trust #1 is a trust that was established by [Jill BIE 't contains financial investments listed on schedule VII that | believe are the sole financial interests of the

trust. No potion of the trust is derived from my assets, income or activities or those of my spouse. During 2010 I became successor trustee of the trust and have

therefore listed on Schedule VII. 1am not an income or principal beneficiary of the trust, however my two duughters are beneficiaries. During the reporting

period 1 did not derive or expect to derive a benefit from the trust.

Trust #2 and Trust #3 were created to implement premarital and estate planning. It is anticipated that additional assets will be placed in the trusts in the future.

Trust #2 holds and controls items listed on schedule VII, bank accounts at American National Bank now ANB Bunk and Wells Fargo National Bank, Part VIL

Trust #3 holds and controls items listed on schedule VIL

Trust #4 is another trust established by Jl IN osscts. | am not a trustee or beneficiary of this trust, the assets listed are listed due to the

filing of a joint income tax return in 2012.

Wyoming Deferred Compensation Plan 1s & program for State Employees to deposit earnings for deferred tux investment. 1 received reports entitled Wyoming

Retirement System 457 Deferred Compensation Plan c/o Great West Retirement. There are various options that an employee may use for investment. In 2010,

detailed assets (three mutual funds) were listed in total, however in this report they have been separately listed. See following paragraph regarding 2010 changes

that will be forthcoming. In 2010 it became incument upon undersigned to take distributions from this plan and pay tax on the income. If all goes as directed, a

sum will be withdrawn each year and will be taxed.

Joint reported assets with [JIN covsists of the checking account at American National Bank now ANB Bunk.

Line 33 - Asset was listed twice on the 2013 report under two different names, Asset was reported correctly in 2014 on line 11,

Line 29 - Asset reported in Part VII, Line 18 of 2013 return under the name ISHARES FTSE EPRA/NAREIT GLOBAL REAL ESTATE. Asset traded under

ticker symbol IFGL in 2013 and 2014, but nume shown on brokerage statement changed in 2014 to ISHARES TR INTL DEVELOPED REAL ESTATE.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Alan Bond Johnson | Frix