Frank J. Santoro

Farm, 1/2 interest, Isle of Wight County. Virginia July 03 — None

FSNC, LLC, 88% Membership Interest — None

Milcamp Self Storage — None

Geeks on Call. Convertible Preferred Stock — None

Waterside Capital Corporation — None

Alliance/Bemstein Growth and Income Fund UGMA Fund Y — None — Sold

Hampton Roads Bankshares Inc.under LUGMAY — Int/Div

Gateway Fund Class A — Int/Div

Ivy Global Natural Resources Fund Class A — None — Sold

American Funds Capital Income Builder Fund Class F — None — Sold

Blackrock Global Allocation Fund Inc A — None

Ivy Asset Strategy Fund Class A — None

Growth Fund of America Class A — Int/Div

American Mutual Fund Class A — None — Sold

New Perspective Fund Inc. Class A — Ine

Washington Mutual Inv. Fund Inc. Class A — Int/Div

Capital World Growth and Income Fund Inc. — Int/Div

New World Fund Inc. Class A — Int/Div

Pace Money Market Investments Fund Class P — Int/Div

Blackrock U. S. Opportunities A — None — Sold

Oppenheimer Developing Markets Fund Class A — Int/Div

Prudential Jennison 20/20 Focus Fund A — None — Sold

Rovce Premier Fund — Int/Div

Thomburg International Value Fund Class A — None — Sold

Blackrock Inflation Protected Bond A — None — Sold

Delaware Diversified Income Fund Class A — None — Sold

Oppenheimer Bond Fund Class A — None — Sold

Pimco Emerging Markets Local Bond Fund A — Int/Div

Pimco Total Return Fund Class A — None — Sold

Natixsis ASG Global Fund Alternative A — Int/Div

Prudential Jennison Natural Resources Fund Inc A — Int/Div

Blackrock Global Allocation Fund Inc A — Int

Oakmark Equity and Income Fund Class A — Int/Div

Oakmark Equity and Income Fund Class 1 — Int/Div

Oppenhemmer International Bond Fund Class A — None — Sold

Davenport Prime Cash Trust — Int/Div

AMCAP Fund Inc. Class A — Int/Div — Buy

New Economy Fund Class A — Int/Div — Buy

Ivy Mid-Cap Growth Fund Class A — Int/Div — Buy

JP Morgan Large Cap Growth Fund Class A — hy — Buy

Franklin Templeton Global Bond Fund Class A — Int/Div — Buy

Loomis Sayles Atrategic Income Fund — Int — Buy

Pimco All Assets Auth A — Int/Div — Buy

Pimco Global Mult: Asset Fund Class A — Int/Div — Buy

First Eagle Global Fund Class A — Int/Div — Buy

S10.

Reimbursement — Southestern Bankruptcy Law Institute (SBLI1) — 04/13/2001 110 4/16/2011 — Atlanta, GA — Teach at professional education seminar — Food, lodging, transportation

Reimbursement — Northern Virginia Bankruptcy Bar Association — 06/29/2011 10 06/29/2011 — Fairfax, VA — Teach at professional education seminar — Food, lodging, transportation

Reimbursement — Maryland Bankruptcy Bar Ass'n — 05/05/2011 to 05/06:2011 — Amapohs, Maryland — Teach at professional education seminar — Food, lodgmg, transportation

Reimbursement — Vugma CLE Foundation — 09/23/2010 to 09/252010 — Charlottesville, VA — Teach at professional education seminar — Food, lodging, transportation

Part VIL.

Lines 7 and 8 are holdings owned by [Jl who is no longer [JI 1 am still reflected on the account statements.

Holdings in lines 11, 12, 19,21, 23, 28, 30 through 34 and 39 through 45, inclusive are mutual funds maintained at UBS.

Holdings in lines 3 through I8 inclusive and lines 36 through 38 inclusive are mutual funds maintained at Davenport & Company