Robert J. Faris

Bank of Hawaii accounts — Interest

IRA account #1 (H) — Int/Div

Schwab money market fund — Buy (add'l)

Vanguard Index Trust S&P 500

IRA account 22 (H) — Int/Div

Schwab money market fund — Buy (add'l)

Vanguard Index Trust S&P 500

Trust #1 (H)

Bank of Hawai account — Interest

Trust #2 (H) — Int

Schwab money market fund — Sold (part)

Schwab money market fund — Sold (part)

Vanguard Index Trust S&P 500 — Sold (part)

Goldman Sachs Bank CD — Matured

American Express Cent. Bank CD

GE Capital Retail Bank CD — Matured

Goldman Sachs Bank CD

American Express Cent, Bank CD

GE Capital Retail Bank CD

GE Capital Finl, Inc. CD — Buy

Trust #3 (H) — Int/Div

Schwab money market fund — Buy (add'l)

Schwab money market fund — Sold (part)

Vanguard Index Trust S&P 500 — Sold (part)

Vanguard Index Trust S&P 500 — Sold (part)

American Century ACITX

PIMCO Total Return PTTDX

Metropolitan West High Yield MWHYX

PIMCO Foreign Bond Fund PFBDX

Schwab Small Cap Income Fund — Buy

Glenmeade Small Cap Eqty — Buy

Harbor Int! Fund — Buy

Schwab Intl Index Fund — Buy

Brokerage Account #1 (H)

Schwab municipal money market fund — Int/Div

U.S.Savings Bonds — None

pension & profit sharing plan (H) — Int/Div

Schwab money market fund — Buy (add'l)

Vanguard Index Trust S&P 500

Hawaii Residency Programs Inc. 403(b) retirement plan (H) — Int/Div

ING VP Growth and Income Portfolio

State of Hawaii PTS Deferred Comp Retirement Plan — Int/Div

S10.

Reimbursement — 321012. 37112 — Education presentation in high schools

Reimbursement — Art me rr TW yy Association — Eduction presentation in high schools — nr. pt

Income — 2012 — State of Huwan - salary for teaching law school course — $5055.03

Income — 2012 — National Conference of Bankruptcy Judges - sulary for service as associate editor of American Bankruptcy Law Journal — $6,000.00

Part 111.B, line 1, and Part VIL, lines 2 and 37:

he sole, stockholder, officer, and director, and an employee, of a corporation through which

conducts

medical practice.