Christian F. Hummel

First Niagara Bank Account — Interest

Chase Bank (X) — Interest

SEFC.U. Account — Interest

Capitol One Bank — Interest

Altria Group, Inc. Common Stock — Int/Div

db-X 2020 Target Date ETF, Deutsche Bank Symbol TDH (IRA) — Int/Div

The Hartford Variable Annuity (IRA) — Int/Div

Hartford Small Cap Growth Fund

Hartford Mortgage Securities Fund

International Capital Appreciation Fun

Hartford Capital Appreciation Fund

Hartford Mid Cap Value Fund

Hartford Stock Fund

Hartford Value Fund

Hartford Advisors Fund

Hartford High Yield Fund

Hartford Total Return Bond Fund

The Hartford Vanable Annuity (IRA) — Int/Div

Hartford Total Return Bond Fund

Hartford Hi Yield HLS

Hartford US Government Securities HLS Fund

Hartford International Opportunities HLS Fund

Hartford Advisors HLS Fund

Hartford Capital Appreciation HLS Fund

Hartford MidCap Value HLS Fund

Hartford Small Cap Growth HLS Fund

Hartford Stock HLS Fund

Glens Falls National Bank - Carter, Conboy, etal 0K) — Int/Div

Vanguard Wellington Fund

New York State Deferred Compensation Plan — Int/Div

T Rowe Price Retire 2020

T Rowe Price Retire 2030

Intl Equity Fund - Active

Juans Fund T Symbol JANSX

Vanguard Wellington Fund Fd AD

Stable Income Fund NYS DCP

Chase Bank IRA Account — Interest — Buy

IRA Account #1 — Int/Div

SunAmerica Dynamic Allocation — Buy

SunAmerica Dynamic Strategy — Buy

Secure Value Account — Buy

New York State Deferred Compensation Plan — Int/Div — Distributed

Brokerage Account #1 — Int/Div

SEI Large Cap Value — Int/Div

SEI Core Fund Income — Int/Div

SEI High Yield Bond — Int/Div

SEI Small Cap Value — Int/Div

SEI Large Cap Growth — Int./hv

SEI Small Cap Growth — Int/Div

SEI Int'l Emerg Mkts Debt — Int/Div

SEI Int'l Emerg Mkts Fund — Int/Div

SEI Intl Equity Fund — Int/Div

SE! Int] Fixed Income — Int/Div

SEI Liquid Asset Prime — Int/Div

Legg Mason Global Asset (Roth IRA) (X) — hy

LM Lifestyle Alocation (X)

IRA Account 22 - SEI Funds — Int/Div

SEI Large Cap — Buy

SEI Small Cap — Buy

SEI INT] Equity — Buy

SEI Emergmg Mkts — Buy

SEI High Yield Bond — Buy

SEI Emerg Mkts Debt — Buy

SEI Multi-Asset — Buy

SEI Prime Obligation — Buy

Kev Bank Account (Y)

Agreement — 2013 — New York State Retirement System, currently receiving pension

Income — 2013 — State University of New York — S4.419.20

Spouse's income — 2013 — New York State Unified Court System

As noted in "Letter of Inquiry,” the previous year's (2012) report included, on line 46-66, two IRA accounts with Hartford Advisors. These were actually accounts

that were duplicated in 2012 und thus should not appear on this report,

Per my phone call to the Committe on Financial Disclosure, 1 am to simply note this on the 2013 report, and not amend the 2012 report