D Michael Lynn

Safeguard Scientifics Inc — None — Buy (add'l)

Safeguard Scientifics Inc — Sold

Telephone & Data System at 7.00% — Interest — Buy

Telephone & Data System at 7.00% — Sold

Kayne Anderson MLP Investment Co — Int/Div — Sold

Allianz RCM Technology — None

UBS Retirement Money Fund — Interest

Putnam Premier Income — None — Sold

Enterprise Products Partner LP MLP — Int/Div — Sold

Enerplus Resources FD TR Unit New — Int/Div — Sold

Enerplus Corp Cad — None — Buy

Apollo Inv. Corp — Int/Div — Sold

Windstream — Int/Div — Sold

Dallas Fort Worth Texas — Interest

PIMCO Commodity Real Return — Int/Div — Sold

Boardwalk Pipeline Partners, LP — None — Sold

Boardwalk Pipeline Partners, LP — Int/Div — Buy

Philadelphia PA S/D Ser E OID @ 95.9775 — Int/Div — Sold

USB USA Deposit Acct — Interest

Hewlett Packard Co — None — Buy

Hewlett Packard Co — Sold

Hewlett Packard Co — None — Buy

Hewlett Packard Co — Int/Div — Buy

NY Exchange — None — Buy

Phazer Inc — Int/Div — Buy

Phazer Inc — None — Sold (part)

Vodafone — Int/Div — Buy

Buckeve Partners — None — Buy

Buckeve Partners — Sold

Buckeve Partners — Int/Div — Buy

Eagle Rock Energy Partners LTD — None — Buy

Eagle Rock Energy Partners LTD — None — Buy (add'l)

Eagle Rock Energy Partners LTD — None — Buy (add'l)

Eagle Rock Energy Partners LTD — Sold

El Paso Pipeline Partners LP. Units Repstg LTD Partner Ints — Int/Div — Buy

El Paso Pipeline Partners LP. Units Repstg LTD Partner Ints — Sold

GOLUB Capital BDC INC — None — Buy

GOLUB Capital BDC INC — Sold

Hemz HJ Co — None — Buy

Hemz HJ Co — Sold

Board of Directors, Samaritan House (Resigned, October 2011)

Board of Editors, Bloomberg Law: Bankruptcy Treatise (Not a formal organization)

Liability — Bank of America — Mortgage Loan

Reimbursement — University of Texas — Nov. 18,2011 — Austin, Texas — Speaker at bankruptcy seminar — Mileage, hotel, and parking

Income — 2011 — Texas Weselyan University, teaching — S6.000.00)

Income — 2011 — Matthew Bender & Co, Inc., royalities — $934.53

Income — 2001 — Bloomberg Law, royalties — $6922 83