Edward A. Godoy

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 8

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • (Home Owners Association)

As filed

Oriental Group (Unit Investment Trust, no control) — Int/Div

Oriental Group - Puerto Rico Cash & Money Market WH — Int/Div — Buy (add'l)

AllianceBemnstein Tx-Mdg With App Strategy Fund CL C (ATWCX) — Int/Div — Sold (part)

AllianceBemnstein Tx-Mdg With App Strategy Fund CL C (ATWCX) — Sold

Caribe Federal Credit Union — Int/Div

Justice Federal Credit Union — Int/Div

Banco Popular Puerto Rico — Interest

Carlos E. Riestra, personal loan, no interest, no note — None

(Home Owners Association)

1) Part VII, Column A, Le 1, Page 4 - The complete name is the Puerto Rico Diversified Tax Managed Total Return IRA Trust. According to the Chief

Compliance Officer of Oriental Group, the IRA is a commingled unit investment trust or a commingled trust, over which | have no control of the investments and

the risk category.

2) Part VII, Column D(3), Line 3, Page 4 - The proceeds from the partial sale on May 7, 2012 of shares of the AllianceBerstein mutual fund were used to pay off

home mortgage.

3) Part VII, Column D(3), Line 4, Page 4 - The proceeds from the sale on December 21, 2012 of all of the remaining shares of the AllianceBernstein mutual fund

were used to buy additional shares of the Oriental Group - Puerto Rico Cash & Money Market WH.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Edward A. Godoy | Frix