Graham Calder Mullen

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Bamey Money Market Fund (See explanation) — Int/Div

Smith Bamey Money Market Fund (See explanation) — Int/Div

Central Fund - Canada — Int/Div

Intel Corp — Int/Div

Merck & Co — Int/Div

Proctor & Gamble — Int/Div

General Electric — Int/Div

Starbucks — Int/Div

TEVA Pharmaceuticals — Int/Div

Permanent Portfolio — Int/Div

Apple — Int/Div

Goldman Sachs Rising Div — Int/Div

IRA (See explanation)

Loomis Sayles Funds IT Strategic Inc Fund — Int/Div

Columbia Contrarian Core Fd C1 Z — Int/Div

Oppenheimer Int'l Small Co. Fund — Int/Div

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Int/Div

Blackrock Global Allocation — Int/Div

Columbia Select Large Cap Growth Fd — Int/Div

Delaware Pooled TR Diversified Inc Fd — Int/Div

First Eagle Fds Global Fd — Int/Div

Templeton Fds - TR Global Bd Advisor — Int/Div

MFS - Int'l New Discovery Fd — Int/Div

Neuberger Berman Income New Strategic Fd — Int/Div

John Hancock Fds 11 Strategic Income Opptys — Int/Div

Paxworld FDS SER TRI-PRSIX — Int/Div

Putnam FDS TR Capital Spectrum FD PVSYX — Int/Div

Undiscovered Mgr Behavioral Val UBVLX — Int/Div

ISORAY — None — Sold

Mosaic — Int/Div

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

Whole Life mum — Int/Div

NML Whole Life pm — Int/Div

NML Whole Life mmm — Int/Div

NML Whole Life pum — Int/Div

NML Extraord. Life pu — Int/Div

NML Adjustable Comp mms — Int/Div

NML 65 Life mm — Int/Div

NML 65 Life pm — Int/Div

NML Whole Life pm — Int/Div

NML Whole Life pm — None

Chart Indus — None

Nanoviricides — None — Sold

International Stem Cell Corp. — None — Sold

Galectin Therapeutics — None — Sold

Mast Therapeutics — None — Buy (add'l)

Mast Therapeutics — Sold (part)

Mast Therapeutics — Sold

Alliance Grain Traders (AGXXF) — Int/Div

Clearbridge Energy (EMO) — Int/Div

Parkway Properties (merged with Cousins Properties on October 7, 2016) — Int/Div

Blackstone Group — Int/Div

Twitter — None — Sold

lconix Brand — None

Clearbridge Ener MLP — Int/Div

US Global Inv — Int/Div

Capital Sr. Living — None

First Trust MLP — Int/Div

Freeport McMoran — Int/Div

Northfield Bank — Int/Div

Oculus Innovative Sciences (name change Sonoma Pharmaceuticals) — None

Anthera Pharm — None — Sold

Silver Wheaton — Int/Div

Morgan Stanley Discretionary mm Account (See Explanation.) — Int/Div — Sold

Coach — Int/Div — Sold

S&W Seed — None

Synergy Pharm — None — Buy

Synergy Pharm — Sold

Homorary Lite Member, Duke Umiversity Law School Board of Visitors

Liability — American Express — Gold Card

Liability — LSAA — MasterCard

Liability — Barclay Card — MasterCard

Income — 11011616 — Sold Personal Property — $630.00

EXPLANATION OF LINE ITEMS CONTAINED IN PART VII,

Lines 3 and $ - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 27 - The IRA was established from my Thrift Suvings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund. All dividents are reinvested. There are no partial sales

or buys for 2016.

Line 132 - Per mstruction via e-mail from the Financial Disclosure Office, Morgan Stanley Discretionary Account is listed rather than individual stocks that do

not exceed $1,000.

AMENDMENT.

Line 44 - The Yachtman Fd does not appear in our current Account. We are attempting to find out when it was sold and will file an Amendment when we have that

information .

SELF INITIATED AMENDMENT FOR 2016 AND 2015.

Line 44 - The Yacktman Fund has been removed. This was SOLD on 03/30/15. Value code J.