Benjamin A. Kahn

Wells Fargo Account — Interest

Collegebound Fd 529 Agressive Growth 1996-1998 ALR — Int/Div

Collegebound Fd 529 Aggressive Growth 1999.2001 AR — Int/Div

Wells Fargo Investment Account £1(H)

SPYETF — Int/Div — Closed

Wells Fargo HSA Account — Interest — Closed

Wells Fargo Investment Account 23(H)

SPY LEIF — Int/Div — Closed

Wells Fargo Investment Account 24(H)

SPY ETF — Int/Div — Closed

Wells Fargo IRA £1(H)

Bank Deposit Sweep — Interest — Closed

AAPL Common — Int/Div — Closed

SPY ETF — Int/Div — Closed

Wells Fargo 401K #1(H)

Wells Fargo Stable Value Fund — Int/Div — Closed

S&P S00 Index Fund — Int/Div — Closed

Wells Fargo Large Cap Growth Fund — Int/Div — Closed

S&P Midcap Index — Int/Div — Closed

Russell Small Cap Index Fund — Int/Div — Closed

Wells Fargo Intemational Index Fund — Int/Div — Closed

Wells Fargo Emerging Market Equity Fund — Int/Div — Closed

Nasdaq 100 Index Fund — Int/Div — Closed

Wells Fargo 401K #2(H)

Wells Fargo Stable Value Fund — Int/Div — Closed

S&P S00 Index Fund — Int/Div — Closed

Wells Fargo Large Cap Growth Fund — Int/Div — Closed

S&P Midcap Index — Int/Div — Closed

Russell Smallcap Index Fund — Int/Div — Closed

Wells Fargo Intemational Index Fund — Int/Div — Closed

Wells Fargo Emerging Market Equity Fund — Int/Div — Closed

Nasdaq 100 Index Fund — Int/Div — Closed

Wells Fargo Investment Account 25(H)

CD-12 month Deposit — Interest

S&P Midcap Index Fund — Int/Div

Russell Smallcap Index Fund — Int/Div

Nasdaq 100 Index Fund — Int/Div

Emerging Market Equity Fund — Int/Div — Sold

S&P SOO Index Fund — Int/Div

Wells Fargo Intemational Equity Fund — Int/Div

Wells Fargo Rollover IRA #1(H)

Morgan Stanley Frontier Emerging Markets Fund — Int/Div — Closed

Ridgeworth Seix Floating Rate Fund — Int/Div — Closed

Vova Real Estate Fund — Int/Div — Closed

Credit Suisse Commodity Return Strategy Fund — Int/Div — Closed

Wells Fargo Secured Market Deposit Fund — Int/Div — Closed

Robeco B/P Long/Short Fund — Int/Div — Closed

ASG Global Alternative Fund — Int/Div — Closed

Harbor Capital Appreciation Fund — Int/Div — Closed

Federated Strategic Value Fund — Int/Div — Closed

Calvert Capital Accumulation Fund — Int/Div — Sold

Oppenheimer Developmg Market Fund — Int/Div — Closed

Harbor International Fund — Int/Div — Closed

Dodge & Cox Int'l Stock Fund — Int/Div — Closed

Fidelity Advisors Emerging Market Income Fund — Int/Div — Closed

iShares Russell Mid-Cap Value — Int/Div — Closed

iShares Core S & P Small Cap — Int/Div — Closed

SPDR S&P S00 ETF — Int/Div — Closed

Vanguard High Yield Corp Fund — Int/Div — Buy

Vanguard High Yield Corp Fund — Closed

Vanguard Intermediate Term Bond Fund — Int/Div — Buy

Vanguard Intermediate Term Bond Fund — Closed

T Rowe Price Short Term Bond Fund — Int/Div — Closed

Vova Int'l Real Estate Fund — Int/Div — Closed

Wells Fargo Rollover IRA #2 (H)

Morgan Stanley Frontier Emerging Markets — Int/Div — Closed

Ridgeworth Seix Floating Rate Fund — Int/Div — Closed

Vova Real Estate Fund — Int/Div — Closed

Credit Suisse Commodity Return Strategy Fund — Int/Div — Closed

Robeco B/P Long/Short Fund — Int/Div — Closed

ASG Global Alternatives Fund — Int/Div — Closed

Harbor Capital Appreciation Fund — Int/Div — Closed

Federated Strategic Value Fund — Int/Div — Closed

Calvert Capital Accumulation Fund — Int/Div — Sold

Oppenheimer Developing Market Fund — Int/Div — Closed

Harbor Intemational Fund — Int/Div — Closed

Dodge & Cox Int] Stock Fund — Int/Div — Closed

Fidehty Advisors Emerging Market Income Fund — Int/Div — Closed

iShares Russell Mid-Cap Value — Int/Div — Closed

iShares Core S & P Small Cap — Int/Div — Closed

Vova Int'l Real Estate Fund — Int/Div — Closed

Wells Fargo Secured Market Deposit Fund — Int/Div — Closed

T Rowe S-T Bond Fund — Int/Div — Closed

Vanguard High Yield Corp Fund — Int/Div — Buy

Vanguard High Yield Corp Fund — Closed

Vanguard Intermediate Term Bond Fund — Int/Div — Buy

Vanguard Intermediate Term Bond Fund — Closed

SPDR S&P S00 ETF — Int/Div — Closed

Wells Fargo Inv. Account #6(H)

ASG Global Alternatives Fund — Int/Div — Closed

Calvert Capital Accumulation Fund — Int/Div — Sold

Dodge & Cox Int'l Stock Fund — Int/Div — Closed

Driehaus Active Income Fund — Int/Div — Closed

Federated Strategic Value Fund — Int/Div — Closed

Fidelity Advisors Emerging Markets Income Fund — Int/Div — Closed

Harbor Capital Appreciation Fund — Int/Div — Closed

Harbor Intemational Fund — Int/Div — Closed

iShares Core S&P Small Cap — Int/Div — Closed

iShares Russell Midcap Value — Int/Div — Closed

Morgan Stanley Frontiere Emerging Fund — Int/Div — Closed

Nuveen Limited Term Muni Bond — Int/Div — Closed

Ridgeworth Seix Floating Rate Fund — Int/Div — Closed

Vova Intemational Real Estate Fund — Int/Div — Closed

Vova Real Estate Fund — Int/Div — Closed

Barclays Bloomberg 1Path — Int/Div — Sold

SPDR S&P S00 ETF — Int/Div — Closed

Wells Fargo Secured Market Deposit Fund — Int/Div — Closed

Vanguard FTSE Emerging Markets ETF — Int/Div — Closed

Vanguard High Yield Corp Fund — Int/Div — Buy

Vanguard High Yield Corp Fund — Closed

Vanguard Intermediate Term Bond Fund — Int/Div — Buy

Vanguard Intermediate Term Bond Fund — Closed

Powershares DB Commodity Index — Int/Div — Buy

Powershares DB Commodity Index — Closed

SunTrust Cash Accounts — Interest — Open

SunTrust Investment Account 21(H)

SPY LIF — Int/Div — Open

SunTrust Investment Account 22(H)

SunTrust Fiduciary Master Deposit Account — Int/Div — Open

Drichaus Active Income Fund — Int/Div — Open

Fidelity Advisors Emerging Markets Income Fund — Int/Div — Open

Nuveen Limited Term Municipal Bond Fund — Int/Div — Open

Ridgeworth Seix Floating Rate Fund — Int/Div — Open

Vanguard High Yield Corp Fund — Int/Div — Open

Vanguard Intermediate Term Bond Fund — Int/Div — Open

Dodge & Cox Int'l Stock Fund — Int/Div — Open

Federated Strategic Value Fund — Int/Div — Open

Harbor Capital Appreciation Fund — Int/Div — Open

Harbor Intemational Fund — Int/Div — Open

iShares Core S&P Small Cap ETF — Int/Div — Open

iShares Russell Midcap ETF — Int/Div — Open

Morgan Stanley Frontier Emerging Fund — Int/Div — Open

SPDR S&P S00 ETF — Int/Div — Open

Vanguard FTSE Emergmg Fund — Int/Div — Open

ASG Global Alternatives Fund — Int/Div — Open

Vova Intemational Real Estate Fund(X) — Int/Div — Sold

Vova Real Estate Fund(X) — Int/Div — Sold

Powershares DB Commodity Index(X) — Int/Div — Sold

SunTrust Investment Account 23(H)

Federated Government Obligations Trust — Int/Div — Buy

SPDR S&P 500 ETF — Int/Div — Open

SunTrust Investment Account 24(H)

Federated Government Obligations Trust — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Open

SunTrust IRA Rollover 23(H)

Federated Money Market Treasury Fund — Int/Div — Buy

SunTrust Fiduciary Master Deposit Account — Int/Div — Buy

AAPL Common — Int/Div — Open

l-shares Core S&P Small Cap ETF — Int/Div — Buy

l-shares DJ Select Div ETF — Int/Div — Buy

l-shares MSC1 EAFE ETF — Int/Div — Buy

l-shares Russell Midcap ETF — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Buy

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

SunTrust IRA Rollover 24(H)

SunTrust Fiduciary Master Deposit Account — Int/Div — Buy

l-shares Core S&P Small Cap ETF — Int/Div — Buy

l-shares DJ Select Div ETF — Int/Div — Buy

l-shares MSCI EAFE ETF — Int/Div — Buy

l-shares Russell Midcap ETF — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Buy

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

SunTrust IRA Rollover £1(H)

SunTrust Fiduciary Master Deposit Account — Int/Div — Open

Fidelity Advisor Emerging Markets Income Fund — Int/Div — Open

Ridgeworth Seix Floating Rate Fund — Int/Div — Open

T-Rowe Price ST Bond Fund — Int/Div — Open

Vanguard High-Yield Corp Fund — Int/Div — Open

Vanguard Intermediate Term Bond Fund — Int/Div — Open

Dodge & Cox Intl Stock Fund — Int/Div — Open

Federated Strategic Val DivFund — Int/Div — Open

Harbor Capital Appreciation Fund — Int/Div — Open

Harbor Intemational Fund — Int/Div — Open

l-shares Core S&P Small Cap ETF — Int/Div — Open

l-shares Russell Midcap ETF — Int/Div — Open

Morgan Stanley Frontier Emerging Fund — Int/Div — Open

Oppenheimer Dev. Markets Fund — Int/Div — Open

SPDR S&P S00 ETF — Int/Div — Open

ASG Global Alternatives Fund — Int/Div — Open

Boston Partners Long/Short Fund — Int/Div — Open

Credit Suisse Commodity Fund(X) — Int/Div — Sold

Vova Real Estate Fund(X) — Int/Div — Sold

Vova Int'l Real Estate Fund(X) — Int/Div — Sold

SunTrust IRA Rollover 22(H)

SunTrust Fiduciary Master Deposit Account — Int/Div — Open

Fidelity Advisor Emerging Markets Income Fund — Int/Div — Open

Ridgeworth Seix Floating Rate Fund — Int/Div — Open

T-Rowe Price ST Bond Fund — Int/Div — Open

Vanguard High Yield Corp Fund — Int/Div — Open

Vanguard Intermediate Term Corp Fund — Int/Div — Open

Dodge & Cox Int'l Stock Fund — Int/Div — Open

Federated Strategic Val. Div. Fund — Int/Div — Open

Harbor Capital Appreciation Fund — Int/Div — Open

Harbor International Fund — Int/Div — Open

l-shares Core S&P Small Cap ETF — Int/Div — Open

l-shares Russell Midcap ETF — Int/Div — Open

Morgan Stanley Frontier Emerging Fund — Int/Div — Open

Oppenheimer Dev. Markets Fund — Int/Div — Open

SPDR S&P S00 ETF — Int/Div — Open

ASG Global Alternatives Fund — Int/Div — Open

Boston Partners Long/Short Fund — Int/Div — Open

Credit Suisse Commodity Fund(X) — Int/Div — Sold

Vova Real Estate Fund(X) — Int/Div — Sold

Vova International Real Estate Fund(X) — Int/Div — Sold

SunTrust 401-K (H)

Vanguard Insitutional Index Fund — Int/Div — Buy

Vanguard Russell Extended Market Index — Int/Div — Buy

Vanguard Total Intemational Stock Index — Int/Div — Buy

Vanguard Treasury Money Market — Int/Div — Buy

Vanguard Short Term Bond Index — Int/Div — Buy

Optum HSA Account — Interest — Buy

Reimbursement — American Bar Association — Jan. 19-22, 2016 — San Francisco, CA — Construction / Bankruptcy Semimar — Hotel, travel, meals

Reimbursement — Administrative Office of the Court

Reimbursement — National Conference of Bankruptcy Judges — October 25-30, 2016 — San Francisco, CA — Annual Meeting — Hotel, travel

Reimbursement — Bar Association — November 17-18, 2006 — New Berm, NC — NC Bankruptcy Institute — Hotel, mileage, meals

Spouse's income — 2016 — Wells Fargo - salary

The assets listed m Part VI on lines 115-144, 148, 163-204 were assets that were held m accounts that were closed in 2016. The assets in their entirety were

transferred to new accounts during 2016,