Randal S. Mashburn

2016Annual

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What was filed

  • 133

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Nashville Bar Association (non-profit organization )
  • Nr 3 diy ) Zoic 25 Conference

As filed

BANK ACCOUNTS (H) = Lines 2-10

Bank of America (Accounts/CDs) — Interest

Bank of Nashville (Accounts/CDs) — Interest

Civic Bank & Trust (Accounts/CDs) — Interest

Community First Bank & Trust (Accounts/ CDs) — Interest

Pmnacle National Bank ( Accounts/CDs) — Interest

Fifth Third Bank — Interest — Open

Inshank {Accounts/CDs) — Interest

Legends Bank (Accounts/CDs) — Interest

First Citizens National Bank (Account) X) — Interest

BROKERAGE ACCT (H) = Items 12 to 51 below

America Movil SAB. De C.V. (Common Stock) — Int/Div

Anheuser Busch InBev Spon ADR (Common Stock) — Int/Div — Buy

Apple Inc. (Common Stock) — Int/Div

Bristol Myers Sgiobb Co. (Common Stock) — Int/Div — Buy

EOG Resources Inc. (Common Stock) — Int/Div — Buy

EQT Corp (Common Stock) — Int/Div

Express Scripts Holding Co. (Common Stock) — None

Exxon Mobil Corp. (Common Stock) — Int/Div

Fortmet Inc. (Common Stock) — None — Buy

Genume Parts Co. (Common Stock) — Int/Div

Home Depo Ine. (Common Stock) — Int/Div — Buy

Merck & Co. Inc. New Com (Common Stock) — Int/Div — Buy

Microsoft Corp. {Common Stock) — Int/Div

Pepsico Inc. (Common Stock) — Int/Div

Pfizer Inc. (Common Stock) — Int/Div

Rackspace Hosting Inc. (Common Stock) — None — Sold

Verizon Communications Inc. (Common Stock) — Int/Div — Sold

Walmart de Mexico S.A.B. de CV (Common Stock) — Int/Div

Walgreen Co. (Common Stock) — Int/Div

Whole Foods (Common Stock) — Int/Div — Buy

Alger Spectra Fund Class C (Mutual Fund) — Int/Div

American Funds Euro Pacific Growth Fun (Mutual Fund) — Int/Div

FT-Franklin Federal Fund (Mutual Fund) — Int/Div

Vertus Global Multi Sector (Common Stock) — Int/Div

Metro Govt. Nashville/Davidson Bonds #1 (Govt, Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #2 (Govt. Bonds) — Interest

Blount County Tenn. Public Bonds (Govt Bonds) — Interest

State of Texas Bonds #1 (Govt, Bonds) — Interest

Hamilton County Tenn. Bonds (Govt Bonds) — Interest

Texas State Trans/Comm Bonds (Gove Bonds) — Interest — Sold

State of Texas Bonds #2 (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #3 (Govt, Bonds) — Interest

New York Municipal Water Fin. Auth (Govt. Bonds) — Interest

Tennessee State Bonds SR (Govt, Bonds) — Interest

Temnessee State School Bonds #1 (Govt Bonds) — Interest

Temnessee State School Bonds #2 (Govt Bonds) — Interest

Texas A&M Univ. (Govt. Bonds) — Interest

Memphis Airport Bonds (Govt. Bonds) — Interest

Southem Company Bonds — Interest — Buy

UBS Money Market Account — Interest

ROTH IRA (H) #1 -- Lines 53-65

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 53-54) — None

NW AMFDS NVIT AsstAlloc. 11 - L1.1%

NW NVIT Inv. Dest. Mod 11 - 48.9%

Ohio National Oncore Value Annuity (Variable) (%s on lines 56-63) — None

Franklin Founding Funds Allocation VIP «25.5%

Janus Aspen INTECH U.S, Low Volatility - 25.3%

PIMCO Total Return Portfolio - 14.7%

Bond Portfolio Ohio Natl - 14.7%

JP Morgan Ins. Trust Mid Cap Value £0%

Ivy Funds VIP Science and Tech - §%

Small Cap Growth Portfolio-Janus - 4.9%

Janus Aspen Series Overseas Portfolio 4.9%

First Eagle Global Fund (Mutual Fund) — Int/Div

ROTH IRA (H) #2 — Lines 67-83

Genworth Retireready Annuity (Variable) (%s shown lines 67-68) — None

Blk Global Allocation V.1 «= 49.9%

SSG Total Return - Class 3 - S0.1%

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 70-71) — None

NW AMFDS NVIT AsstAlloc. 11 - S1.1%

NW NVIT Inv. Dest. Mod 11 - 48.9%

Ohio National Oncore Value Annuity (Variable) (%s on lines 73-80) — None

Franklin Founding Funds Allocation VIP «25.5%

Janus Aspen INTECH U.S. Low Volatility - 25.3%

PIMCO Total Return Portfolio - 14.7%

Bond Portfolio Ohio Natl - 14.7%

IP Morgan Ins. Trust Mid Cap Value $0%

Ivy Funds VIP Science and Tech - 5%

Small Cap Growth Portfolio-Janus - 4.9%

Janus Aspen Series Overseas Portfolio 49%

First Eagle Global Fund (Mutual Fund) — Int/Div

American Funds New Perspective (Mutual Fund) — Int/Div

S29 COLLEGE FUND #1(H) -- Lines 85-88

Growth Fund of America — Int/Div

Bond Fund of America — Int/Div

Amencan Balanced Fund — Int/Div

Capital Income Builder Fund — Int/Div

529 COLLEGE FUND #2 (H) -- Lines 90.95

Growth Fund of America — Int/Div — Sold (part)

Bond Fund of America — Int/Div — Sold (part)

American Balanced Fund — Int/Div — Sold

Capital Income Builder Fund — Int/Div — Sold (part)

Intermediate Bond Fund of America — Int/Div — Buy

Intermediate Bond Fund of America — Sold (part)

NORTHWESTERN BROKERAGE ACCT (H) Lines 97-102

Northwestern Mutual Single Premium Whole Life Insurance Policy — Int/Div

Northwestern Mutual General Money Market Fund C1 B — Int/Div

EuroPacific Growth Fund — Int/Div

Tax-Exempt Bond Fund of America — Int/Div

Localshares Nashville Area ETF — Int/Div

Vanguard Index Funds — Int/Div

IRA #1 — UBS (prior 401k) (H) - Lines 104-120

Pace Money Market Investment Fund — Int/Div

Alger Spectra Fund Class A — Int/Div

Columbia Convertible Securities Fund — None — Sold

Delaware Value Fund — Int/Div

First Eagle Overseas Fund Class A — Int/Div

Vova Global Real Estate Fund — Int/Div

Loomis Sayles Bond Fund Class Retail — Int/Div

Lord Abbett Short Duration Income Fund Class A — Int/Div — Sold

Natixis Vaughan Nelson Value Opp Fund — Int/Div — Sold

Oppenheimer Intl Bond Fund Class A — Int/Div

Principal Preferred Securities Fund — Int/Div

Blackrock Global Allocation Fund Inc A — Int/Div

Mamstay Marketfield Fund — None — Sold

Allisanzgi Global Water Fund Class P — Int/Div — Buy

Diamond Hill Small Mid Cap Fund Class — Int/Div — Buy

RMB Mendon Fin. Serv. Fund Class A — Int/Div — Buy

Double Line Total Return Fund Inst! — Int/Div — Buy

IRA #2 - UBS (prior 401k) (H) - Lines 122.130

UBS Bank USA Deposit Account — Interest

Berkshire Hathaway Inc New CL B {Common Stock) — None

ConocoPhillips B/E Bonds — Interest

United Parcel Service DPB Inc B/E Bonds — Interest

Duke Energy Carolina Bonds — Interest

Coca Cola Co. Com NTS B/E Bonds — Interest

Anheuser-Busch lnvey WDR Bonds — Interest

Verizon Communications Bonds — Interest

Virtus Multi-Sector Short Term Bond Fund «Class C — Int/Div

OTHER MISC, INVESTMENTS (H) Lines 132.133

Maury County TN Farm — Rent

Center Hill Lake TN Undeveloped Real Estate — None

Director, Nashville Bar Association (non-profit organization )

Reimbursement — Nr 3 diy ) Zoic 25 Conference — Ese, (rt ES SOE 4 presentation at seminar on bankruptcy.

Reimbursement — conference of bankruptcy midges.

Note 1: On line 10, there is an enry for a First Citizens Bank account. In the 2015 report, it showed a First Citizens Bank account being closed. However, it has

come to the filer's attention that there were actually two First Citizens Bank accounts in existence in 2015, One account was indeed closed, but there is another

account in which the filer has no ownership interest but filer's spouse has a limited interest in conjunction with a sibling. Since there is actually still a small

reportable account in which filer's spouse holds an ownership interest, the line for First Citizens Bank has been added back to the 2016 report even though this

particular bunk was shown as having 4 closed account in 2015.

Note 2: Regarding lines $4 thru 64 and 67 thru $1: As requested by the Committee in a prior year, information is now provided on these lines regarding the

investment components of the annuities in the Roth IRA accounts. The end-of-year reporting received by the filer reflects the gross values of each annuity -- not

the individual amounts attributable to any particular investment (and the filer has no control over these investment decisions). The information available to filer

shows only the percentages attributable to each investment vehicle in cach annuity. Therefore those percentages have been reported on the lines immediately

below each annuity. Since the end-of-year information is limited to the gross values for each annuity as a whole, the lines under columns B and C have been left

blank for the investment components of the annuity, while the lines next to the overall annuity have been filled in with the appropriate cumulative information

about the respective annuity's value, etc. based on the year-end information provided to the filer. It should also be noted that the filer does not receive information

about how individual investment vehicles in the annuities perform, und the ultimate value of the annuities is tied to contractual death benefits, lifetime annuity

payments, surrender value and other factors rather than simply the performance of specific investment components. Since no dividends or distributions are made

to filer, and since the information available to filer merely shows the increase or decrease in overall value of the policies, Column B-1 next to each annuity has

been left blank, and Column B-2 has been marked None.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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