Randal S. Mashburn
2016Annual
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What was filed
133
investments
1
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
0
spouse income
Named parties
- Nashville Bar Association (non-profit organization )
- Nr 3 diy ) Zoic 25 Conference
As filed
BANK ACCOUNTS (H) = Lines 2-10
Bank of America (Accounts/CDs) — Interest
Bank of Nashville (Accounts/CDs) — Interest
Civic Bank & Trust (Accounts/CDs) — Interest
Community First Bank & Trust (Accounts/ CDs) — Interest
Pmnacle National Bank ( Accounts/CDs) — Interest
Fifth Third Bank — Interest — Open
Inshank {Accounts/CDs) — Interest
Legends Bank (Accounts/CDs) — Interest
First Citizens National Bank (Account) X) — Interest
BROKERAGE ACCT (H) = Items 12 to 51 below
America Movil SAB. De C.V. (Common Stock) — Int/Div
Anheuser Busch InBev Spon ADR (Common Stock) — Int/Div — Buy
Apple Inc. (Common Stock) — Int/Div
Bristol Myers Sgiobb Co. (Common Stock) — Int/Div — Buy
EOG Resources Inc. (Common Stock) — Int/Div — Buy
EQT Corp (Common Stock) — Int/Div
Express Scripts Holding Co. (Common Stock) — None
Exxon Mobil Corp. (Common Stock) — Int/Div
Fortmet Inc. (Common Stock) — None — Buy
Genume Parts Co. (Common Stock) — Int/Div
Home Depo Ine. (Common Stock) — Int/Div — Buy
Merck & Co. Inc. New Com (Common Stock) — Int/Div — Buy
Microsoft Corp. {Common Stock) — Int/Div
Pepsico Inc. (Common Stock) — Int/Div
Pfizer Inc. (Common Stock) — Int/Div
Rackspace Hosting Inc. (Common Stock) — None — Sold
Verizon Communications Inc. (Common Stock) — Int/Div — Sold
Walmart de Mexico S.A.B. de CV (Common Stock) — Int/Div
Walgreen Co. (Common Stock) — Int/Div
Whole Foods (Common Stock) — Int/Div — Buy
Alger Spectra Fund Class C (Mutual Fund) — Int/Div
American Funds Euro Pacific Growth Fun (Mutual Fund) — Int/Div
FT-Franklin Federal Fund (Mutual Fund) — Int/Div
Vertus Global Multi Sector (Common Stock) — Int/Div
Metro Govt. Nashville/Davidson Bonds #1 (Govt, Bonds) — Interest
Metro Govt. Nashville/Davidson Bonds #2 (Govt. Bonds) — Interest
Blount County Tenn. Public Bonds (Govt Bonds) — Interest
State of Texas Bonds #1 (Govt, Bonds) — Interest
Hamilton County Tenn. Bonds (Govt Bonds) — Interest
Texas State Trans/Comm Bonds (Gove Bonds) — Interest — Sold
State of Texas Bonds #2 (Govt. Bonds) — Interest
Metro Govt. Nashville/Davidson Bonds #3 (Govt, Bonds) — Interest
New York Municipal Water Fin. Auth (Govt. Bonds) — Interest
Tennessee State Bonds SR (Govt, Bonds) — Interest
Temnessee State School Bonds #1 (Govt Bonds) — Interest
Temnessee State School Bonds #2 (Govt Bonds) — Interest
Texas A&M Univ. (Govt. Bonds) — Interest
Memphis Airport Bonds (Govt. Bonds) — Interest
Southem Company Bonds — Interest — Buy
UBS Money Market Account — Interest
ROTH IRA (H) #1 -- Lines 53-65
Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 53-54) — None
NW AMFDS NVIT AsstAlloc. 11 - L1.1%
NW NVIT Inv. Dest. Mod 11 - 48.9%
Ohio National Oncore Value Annuity (Variable) (%s on lines 56-63) — None
Franklin Founding Funds Allocation VIP «25.5%
Janus Aspen INTECH U.S, Low Volatility - 25.3%
PIMCO Total Return Portfolio - 14.7%
Bond Portfolio Ohio Natl - 14.7%
JP Morgan Ins. Trust Mid Cap Value £0%
Ivy Funds VIP Science and Tech - §%
Small Cap Growth Portfolio-Janus - 4.9%
Janus Aspen Series Overseas Portfolio 4.9%
First Eagle Global Fund (Mutual Fund) — Int/Div
ROTH IRA (H) #2 — Lines 67-83
Genworth Retireready Annuity (Variable) (%s shown lines 67-68) — None
Blk Global Allocation V.1 «= 49.9%
SSG Total Return - Class 3 - S0.1%
Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 70-71) — None
NW AMFDS NVIT AsstAlloc. 11 - S1.1%
NW NVIT Inv. Dest. Mod 11 - 48.9%
Ohio National Oncore Value Annuity (Variable) (%s on lines 73-80) — None
Franklin Founding Funds Allocation VIP «25.5%
Janus Aspen INTECH U.S. Low Volatility - 25.3%
PIMCO Total Return Portfolio - 14.7%
Bond Portfolio Ohio Natl - 14.7%
IP Morgan Ins. Trust Mid Cap Value $0%
Ivy Funds VIP Science and Tech - 5%
Small Cap Growth Portfolio-Janus - 4.9%
Janus Aspen Series Overseas Portfolio 49%
First Eagle Global Fund (Mutual Fund) — Int/Div
American Funds New Perspective (Mutual Fund) — Int/Div
S29 COLLEGE FUND #1(H) -- Lines 85-88
Growth Fund of America — Int/Div
Bond Fund of America — Int/Div
Amencan Balanced Fund — Int/Div
Capital Income Builder Fund — Int/Div
529 COLLEGE FUND #2 (H) -- Lines 90.95
Growth Fund of America — Int/Div — Sold (part)
Bond Fund of America — Int/Div — Sold (part)
American Balanced Fund — Int/Div — Sold
Capital Income Builder Fund — Int/Div — Sold (part)
Intermediate Bond Fund of America — Int/Div — Buy
Intermediate Bond Fund of America — Sold (part)
NORTHWESTERN BROKERAGE ACCT (H) Lines 97-102
Northwestern Mutual Single Premium Whole Life Insurance Policy — Int/Div
Northwestern Mutual General Money Market Fund C1 B — Int/Div
EuroPacific Growth Fund — Int/Div
Tax-Exempt Bond Fund of America — Int/Div
Localshares Nashville Area ETF — Int/Div
Vanguard Index Funds — Int/Div
IRA #1 — UBS (prior 401k) (H) - Lines 104-120
Pace Money Market Investment Fund — Int/Div
Alger Spectra Fund Class A — Int/Div
Columbia Convertible Securities Fund — None — Sold
Delaware Value Fund — Int/Div
First Eagle Overseas Fund Class A — Int/Div
Vova Global Real Estate Fund — Int/Div
Loomis Sayles Bond Fund Class Retail — Int/Div
Lord Abbett Short Duration Income Fund Class A — Int/Div — Sold
Natixis Vaughan Nelson Value Opp Fund — Int/Div — Sold
Oppenheimer Intl Bond Fund Class A — Int/Div
Principal Preferred Securities Fund — Int/Div
Blackrock Global Allocation Fund Inc A — Int/Div
Mamstay Marketfield Fund — None — Sold
Allisanzgi Global Water Fund Class P — Int/Div — Buy
Diamond Hill Small Mid Cap Fund Class — Int/Div — Buy
RMB Mendon Fin. Serv. Fund Class A — Int/Div — Buy
Double Line Total Return Fund Inst! — Int/Div — Buy
IRA #2 - UBS (prior 401k) (H) - Lines 122.130
UBS Bank USA Deposit Account — Interest
Berkshire Hathaway Inc New CL B {Common Stock) — None
ConocoPhillips B/E Bonds — Interest
United Parcel Service DPB Inc B/E Bonds — Interest
Duke Energy Carolina Bonds — Interest
Coca Cola Co. Com NTS B/E Bonds — Interest
Anheuser-Busch lnvey WDR Bonds — Interest
Verizon Communications Bonds — Interest
Virtus Multi-Sector Short Term Bond Fund «Class C — Int/Div
OTHER MISC, INVESTMENTS (H) Lines 132.133
Maury County TN Farm — Rent
Center Hill Lake TN Undeveloped Real Estate — None
Director, Nashville Bar Association (non-profit organization )
Reimbursement — Nr 3 diy ) Zoic 25 Conference — Ese, (rt ES SOE 4 presentation at seminar on bankruptcy.
Reimbursement — conference of bankruptcy midges.
Note 1: On line 10, there is an enry for a First Citizens Bank account. In the 2015 report, it showed a First Citizens Bank account being closed. However, it has
come to the filer's attention that there were actually two First Citizens Bank accounts in existence in 2015, One account was indeed closed, but there is another
account in which the filer has no ownership interest but filer's spouse has a limited interest in conjunction with a sibling. Since there is actually still a small
reportable account in which filer's spouse holds an ownership interest, the line for First Citizens Bank has been added back to the 2016 report even though this
particular bunk was shown as having 4 closed account in 2015.
Note 2: Regarding lines $4 thru 64 and 67 thru $1: As requested by the Committee in a prior year, information is now provided on these lines regarding the
investment components of the annuities in the Roth IRA accounts. The end-of-year reporting received by the filer reflects the gross values of each annuity -- not
the individual amounts attributable to any particular investment (and the filer has no control over these investment decisions). The information available to filer
shows only the percentages attributable to each investment vehicle in cach annuity. Therefore those percentages have been reported on the lines immediately
below each annuity. Since the end-of-year information is limited to the gross values for each annuity as a whole, the lines under columns B and C have been left
blank for the investment components of the annuity, while the lines next to the overall annuity have been filled in with the appropriate cumulative information
about the respective annuity's value, etc. based on the year-end information provided to the filer. It should also be noted that the filer does not receive information
about how individual investment vehicles in the annuities perform, und the ultimate value of the annuities is tied to contractual death benefits, lifetime annuity
payments, surrender value and other factors rather than simply the performance of specific investment components. Since no dividends or distributions are made
to filer, and since the information available to filer merely shows the increase or decrease in overall value of the policies, Column B-1 next to each annuity has
been left blank, and Column B-2 has been marked None.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.