Joan B. Gottschall

Vanguard Wellington Fund Symbol VWENX — Int/Div — Sold (part)

Vanguard Wellington Fund Symbol VWENX — Int/Div — Sold (part)

Vanguard Wellesley Fund Symbol VWIAX — Int/Div — Sold (part)

Vanguard Index Trust Symbol VINIX — Int/Div — Sold (part)

Vanguard Index Trust Symbol VINIX — Int/Div — Sold (part)

Vanguard Prime Portfolio Symbol VMRXX — Int/Div — Sold (part)

Vanguard Prime Portfolio Symbol VMRXX — Int/Div — Sold (part)

Fed Empl Credit Union Accts — Interest

IBM c/stock — Int/Div

Intel e/stock — Int/Div

Waste Management c/stock — Int/Div

CVS Caremark ¢/stock — Int/Div

Vanguard Capital Opportunity Fund Symbol VHCAX — Int/Div — Sold (part)

BlackRock Large Cap Value — Int/Div — Sold

BlackRock Value Opportunities — Int/Div — Sold

Dodge & Cox Fds Intl Stk Fd Symbol DODFX — Int/Div

American Fund Capital Income Bldr Symbol CAIFX — Int/Div — Part VIL, No. 2

American Income Fund Symbol AMEFX — Int/Div

American Balanced Fund Symbol AMBFX — Int/Div — Buy (add'l) — Part VIII, No. 2

Amencan Mut Fund Symbol AMRFX — Int/Div — Buy

Capital World Growth Inc. Fund Symbol WGIFX — Int/Div

Wintrust Financial Corp. Accounts® — Interest — Part VIL No.

Texas St Prerefunded C: 882723.)7-7 — Interest — Redeemed

Aldine TX Indpt Sch Dist C: 014393-MW-9 — Interest — Redeemed

Antelope VY-East Kern CA C: 036727. BF-3 — Interest — Redeemed

Boone County KY C: 098825-XH-0 — Interest — Redeemed

California St Preref C: 13063C-H3.7 — Interest — Redeemed

California St Prd C: 13063C-HS5-2 — Interest — Redeemed

Callaway FL Capt Impt Rev C: 131186. AK4 — Interest — Redeemed

Contra Costa Caty CA C: 21226P-MS-4 — Interest — Redeemed

Contra Costa Cnty CA C: 21226P-MT-2 — Interest — Redeemed

Curators Umv MO Sys C: 231266-EW-3 — Interest — Redeemed

Delaware Riv JT Toll Bridge C: 246343. JI1.5 — Interest — Redeemed

Denton Cnty TX Fresh Wir C: 24879Y DR-1 — Interest — Redeemed

Detroit M1 Distr C: 251093.55.0 — Interest — Redeemed

Douglas Cnty GA Sch Dist C: 259030-Q7-4 — Interest — Redeemed

Douglas Coty GA Sch Dist C: 259030-QL-1 — Interest — Redeemed

Eanes TX Indpt Sch Dist C: 270083-ZR-2 — Interest

Edinburg TX Cons C: 280785-QF-6 — Interest

Fishers IN Redev Auth C: 33803T-JR-8 — Interest

Frederick Cnty MD C; 355694-3F-5 — Interest — Redeemed

Gilmer Cnty CA C: 37586R-AT-1 — Interest — Redeemed

Grand Rapids MI Pub Schs C: 386280-PG.0 — Interest — Redeemed

Greens Pkwy Mun Util Dist TX C: 395397. DK-S — Interest — Redeemed

Henrico Cnty VA Wir & Swr C: 426170. IW.T — Interest

Jackson MS Pub Sch Dist C: 468449-HW -6 — Interest — Redeemed

Knoxville TN Wir Rev Svs C: 4998 18.SM-5 — Interest — Redeemed

Lodi CA USD Sch C: 540274-AVAS9 — Interest — Redeemed

Lousiana Loc Gov Env C: 546279-P3.8 — Interest — Redeemed

Lufkin TX Hith Faces C: S49802-BH-8 — Interest — Redeemed

Marysville M1 Pub Schs C: §74446-EQ-9 — Interest — Redeemed

Metro Atlanta Rapid Tran C: 5§91745-D-84 — Interest — Redeemed

Metro Govt Nashville & Davdsn C: 592112- MR-4 — Interest — Redeemed

Michigan Fin Auth C: 59447P-RN-3 — Interest — Redeemed

Missouri St Hwys C: 60636W-KU-8 — Interest — Redeemed

Monmouth Cnty NJ C: 60956P-GM-8 — Interest — Redeemed

Montgomery Cuty MD C: 613340-G5-1 — Interest — Redeemed

New Jersey HC Facs C: 64579F-5X-7 — Interest — Redeemed

New Jersey St Ed Facs C: 646065-NB-4 — Interest — Redeemed

New York NY City C: 649710Q-3V.3 — Interest — Redeemed

New York NY City Mun Wir C: 64972F VX. — Interest — Redeemed

New York NY Prerefunded C: 649661 -XF-3 — Interest — Redeemed

New York St Urban Dev C: 650035-2D-9 — Interest — Redeemed

New York St Urban Dev C: 650035-2D-9 — Interest — Redeemed

New York St Dorm Auth C: 649903.LC-3 — Interest — Redeemed

Nextera Energy C: 65339K-10-0 — Interest

Nutley NJ Sch Dist C: 670607-GN-4 — Interest — Redeemed

Ohio St Higher Ed C: 67756D-HM-1 — Interest — Redeemed

Orlando FL Cap Impt Spl C: 6864 1H-FD-1 — Interest — Redeemed

Palm Coast FL Unl Sys C: 69661 K-BP-4 — Interest — Redeemed

Pearland TX Prerefunded C: 704862-7U-9 — Interest — Redeemed

Rhode Is St HIth & Ed C: 762244.FT-3 — Interest — Redeemed

South Carolina St C: 837147.V3-8 — Interest — Redeemed

South Dakota Conservancy C: 837545-HN-5 — Interest

South Dakota St Bldg C: 83755L-JV-9 — Interest — Redeemed

Springfield MA Preref St C: 850752-PL-4 — Interest — Redeemed

St. Louis MO Mun Fin Corp C: 79165N.- AT — Interest — Redeemed

St. Louis MO Mun Fin Corp C: 79165N- AV.6 — Interest — Redeemed

Texas St Transn Commn C: 88283L-EH-5 — Interest — Redeemed

Troy St Univ AL Stdnt Fee C: 897721-KK-1 — Interest — Redeemed

University CA Revs C: 91412G-ZQ-1 — Interest — Redeemed

University CTC; 914233-ON-4 — Interest — Redeemed

Washington ST Ser R-C C: 93974D-NJ-3 — Interest — Redeemed

Washington ST Var Purpser C: 93974B- 03-9 — Interest — Redeemed

Yuma AZ Mun PPTY CC: 988515-HY-1 — Interest — Redeemed

Alaska Mun Bd Bk C: 011 79R-QOM-8 — Interest — Buy

Baldwin Cnty AL Wis C: 057845-MS-5 — Interest — Buy

California St Dpt Wir C: 13066Y-TJ-8 — Interest — Buy

California St Dpt Wir C: 13066Y-TE-9 — Interest — Buy

California St Dpt Wir C: 13066Y-SY-6 — Interest — Buy

California St Prfd Var C: 13063C-7H-7 — Interest — Buy

California St Dpt Wir C: 13066E-WA-7 — Interest — Buy

Central Wash Univ Sys C: 155839.CL.5S — Interest — Buy

Charlotte Mecklenburg C: 160853-MP-9 — Interest — Buy

Chesterfield Twp NJ Sch C: 166519-BR-8 — Interest — Buy

Christian Cnty KY Hosp C: 170692-CJ-4 — Interest — Buy

Cloverleaf OH Loc Sch Dist C: 18925P- AAH — Interest — Buy

Colorado St Brd Governrs Univ C: 196707. GG-2 — Interest — Buy

Comal TX Indpt Sch Dist C: 199820-V8- — Interest — Buy

Coun St Gen Rev Rvlvng C: 207737-FP-7 — Interest — Buy

Corpus Chnsti TX Util C: 220245-PS-7 — Interest — Buy

Crown Point IN Miti Sch C: 228485.GY 8 — Interest — Buy

Downingtown PA Area School C: 261097. UK-3 — Interest — Buy

East Side Un High S/D CA C: 275282-CH-2 — Interest — Buy

El Paso County TX CTF C: 283497-YL-3 — Interest — Buy

Georgia St Ser BG/O C: 373384.GX-8 — Interest — Buy

Grove City PA C: 399540-DN-O — Interest — Buy

Hamilton Twp PA Mun Auth C: 408104. HR-1 — Interest — Buy

Hawaii St Prerefunded C: 419792.GZ-3 — Interest — Buy

Hawaii St Unrefunded C: 419792-HD-1 — Interest — Buy

Houghton-Portage Twp C: 441587-FK-3 — Interest — Buy

Idaho Hsg & Fin Assn C: 45129W-HH-6 — Interest — Buy

Kansas City MO Spl Oblig C: 485106-CK-2 — Interest — Buy

Lancater PA C: S14328-FZ2-1 — Interest — Buy

Las Vegas Vly NV Wir C: 517845-DR-1 — Interest — Buy

Los Angeles CA Dpt Apts C: 544435.82-5 — Interest — Buy

Maryland St 1st Ser B C: 574192.8C.7 — Interest — Buy

Massachusetts Bay Transn C: $75577-NA-§ — Interest — Buy

Massachusetts St College C: §75832-R2-5 — Interest — Buy

Massachusetts St Dev Fin C: $7584X-YOQ-8 — Interest — Buy

Metropolitan Transn Auth NY C: 59259Y B9.9 — Interest — Buy

Miami-Dade Cnty FL Wir C: 59334D-FM-1 — Interest — Buy

Miamisburg OH City Sch Dist C: 593881 HS-7 — Interest — Buy

Mmnesota St Prerefunded C: 604129-66-1 — Interest — Buy

Mobile AL Pub Ed] Bldg C: 607202-C)-5 — Interest — Buy

Montgomery TX Indpt C: 614121-8C-6 — Interest — Buy

NC Tpk Auth Triangle Expwy C: 65830R ALS — Interest — Buy

New Haven CT C: 645020-XY 9 — Interest — Buy

New Jersey Econ Dev C: 645918.8C-8 — Interest — Buy

New York NY City Trustnl C: 64971 W RK-8 — Interest — Buy

New York St Dorm Auth C: 649903.0Q5-3 — Interest — Buy

New York St Urban Dev C: 650035-5D.6 — Interest — Buy

Ohio St Univ Gen Repts C: 677632-VP-3 — Interest — Buy

Oregon Hlth Sciences C: 685869-CP-2 — Interest — Buy

Pennsylvama St 2nd Ser C: 70914P-KK-7 — Interest — Buy

Pennsylvania St Tpk C: 709224-SY-6 — Interest — Buy

Pennsylvania St Tpk Comm C: 709221. QX-6 — Interest — Buy

Pennsylvania St Tpk Comm C: 709223. WS.6 — Interest — Buy

Pennsylvania St Tpk Comm C: 709224. VV.R — Interest — Buy

RI St Health & Ed] Blg C: 762243-L6-6 — Interest — Buy

Sacramento Cnty CA Arpt C: 786107-JH-6 — Interest — Buy

Santa Fe MN Gross Repts C: 802072-MB-1 — Interest — Buy

Sienna Plantm Mud No. 3 C: 82620T-LR-3 — Interest — Buy

Texas ST Prerefunded C: 882723-LF-4 — Interest — Buy

Texas St Unref Bal C: 882723. LM-9 — Interest — Buy

Texas St Unrefunded Bal C: 882723.LY-3 — Interest — Buy

Titus County TX Pass C: 888514-FK-7 — Interest — Buy

Triborough Brdg & Tunl C: 89602N-MN-1 — Interest — Buy

Tyler TX Indpt Sch Dist C: 902273-S0Q-5 — Interest — Buy

University Houston TX C: 914301-7Y-6 — Interest — Buy

University NE Univ Revs C: 914641-GS-2 — Interest — Buy

Van Dyke MI Pub Schs C: 921067-GO-1 — Interest — Buy

Wapakoneta OH City Sch C: 933747-CZ-8 — Interest — Buy

Washington St Univ Revs C: 940093-X4-4 — Interest — Buy

Wayland MI Un Sch Dist C: 944233.JV-8 — Interest — Buy

Wisconsin St Hlth & Edl Fue C: 97710B- BA-9 — Interest — Buy

Member, Visiting Committee to the Divinity School, Umiversity of Chicago

1. VII, Line 18 -- This is a "sweep" account in both my brokerage and IRA accounts in which money is held pending investment; money is constantly being put

into and taken out of the account,

2. VII, Line 17 and Line 19 have minor title changes to the invesment name. Same investment as previous years but with i clearer title.