Colin H. Lindsay

Alliance Bernstein CollegeBoundfund 529 — None — Sold (part)

Alliance Bernstein CollegeBoundfund 529 — Sold (part)

Alliance Bernstein CollegeBoundfund 529 — Sold (part)

Alliance Bernstein CollegeBoundfund 529 — None

American Funds Capital Income Builders Fund — Int/Div — Sold (part)

American Funds Capital Income Builders Fund — Sold (part)

American Funds Capital Income Builders Fund — Buy (add'l)

American Funds Capital Income Builders Fund — Sold (part)

American Funds New World Fund — Int/Div — Buy (add'l)

American Funds New World Fund — Sold (part)

American Funds New World Fund — Buy (add'l)

American Funds New World Fund — Buy (add'l)

American Funds The Growth Fund of Amenci — Int/Div — Buy (add'l)

American Funds The Growth Fund of Amenci — Sold (part)

American Funds The Growth Fund of Amenci — Buy (add'l)

American Funds The Growth Fund of Amenci — Sold (part)

AQR Managed Funds Strategy Funds — Int/Div — Sold (part)

AQR Managed Funds Strategy Funds — Sold (part)

AQR Managed Funds Strategy Funds — Buy (add'l)

AQR Managed Funds Strategy Funds — Sold (part)

Calamos Growth & Income Fund — Int/Div — Buy (add'l)

Calamos Growth & Income Fund — Sold (part)

Calamos Growth & Income Fund — Buy (add'l)

Calamos Growth & Income Fund — Sold (part)

Charles Schwab Money Market — Interest

Calvert Global Energy Fund — Int/Div — Buy (add'l)

Calvert Global Energy Fund — Sold (part)

Calvert Global Energy Fund — Buy (add'l)

Calvert Global Energy Fund — Buy (add'l)

Cohen & Steers Realty Fund — Int/Div — Sold (part)

Cohen & Steers Realty Fund — Sold (part)

Cohen & Steers Realty Fund — Buy (add'l)

Cohen & Steers Realty Fund — Sold (part)

Davis New York Venture Fund — Int/Div — Sold (part)

Davis New York Venture Fund — Sold (part)

Davis New York Venture Fund — Buy (add'l)

Davis New York Venture Fund — Sold (part)

Deleware Diversified Income Fund — Int/Div — Sold (part)

Deleware Diversified Income Fund — Sold (part)

Deleware Diversified Income Fund — Buy (add'l)

Deleware Diversified Income Fund — Sold (part)

Diamond Hill Long Short Fund — Int/Div — Sold (part)

Diamond Hill Long Short Fund — Sold (part)

Diamond Hill Long Short Fund — Buy (add'l)

Diamond Hill Long Short Fund — Sold (part)

Dreyfus Midcap Index Fund — Int/Div — Buy (add'l)

Dreyfus Midcap Index Fund — Sold (part)

Dreyfus Midcap Index Fund — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold

Eaton Vance Floating Rate Fund — Int/Div — Sold (part)

Eaton Vance Floating Rate Fund — Sold (part)

Eaton Vance Floating Rate Fund — Buy (add'l)

Eaton Vance Floating Rate Fund — Sold (part)

Fidelity Advisor Materials Fund — Int/Div — Sold (part)

Fidelity Advisor Materials Fund — Sold (part)

Fidelity Advisor Materials Fund — Buy (add'l)

Fidelity Advisor Materials Fund — Buy (add'l)

First Eagle Overseas Fund — Int/Div — Buy (add'l)

First Eagle Overseas Fund — Sold (part)

First Eagle Overseas Fund — Buy (add'l)

First Eagle Overseas Fund — Buy (add'l)

Franklin Templeton Global Bond Fund — Int/Div — Sold (part)

Franklin Templeton Global Bond Fund — Sold (part)

Franklin Templeton Global Bond Fund — Buy (add'l)

Franklin Templeton Global Bond Fund — Buy (add'l)

Franklin Utilibes Fund — Int/Div — Sold (part)

Franklin Utilibes Fund — Sold (part)

Franklin Utilibes Fund — Buy (add'l)

Franklin Utilibes Fund — Sold (part)

Oppenhemmer Developing Markets Fund — Int/Div — Buy (add'l)

Oppenhemmer Developing Markets Fund — Sold (part)

Oppenhemmer Developing Markets Fund — Buy (add'l)

Oppenhemmer Developing Markets Fund — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Int/Div — Sold

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Sold (part)

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

ROYCE Opportunity Fund — Int/Div — Buy (add'l)

ROYCE Opportunity Fund — Sold (part)

ROYCE Opportunity Fund — Buy (add'l)

ROYCE Opportunity Fund — Buy (add'l)

SCOUT International Fund — Int/Div — Buy (add'l)

SCOUT International Fund — Sold (part)

SCOUT International Fund — Buy (add'l)

SCOUT International Fund — Buy (add'l)

Vanguard Mid Cap ETF (X) — Int/Div — Buy

VOYA International Real Estate Fund (FKA ING International RE Fund) — Int/Div — Buy (add'l)

VOYA International Real Estate Fund (FKA ING International RE Fund) — Sold (part)

VOYA International Real Estate Fund (FKA ING International RE Fund) — Buy (add'l)

VOYA International Real Estate Fund (FKA ING International RE Fund) — Sold (part)

Wasatch Small Cap Growth Fund — Int/Div — Buy (add'l)

Wasatch Small Cap Growth Fund — Sold (part)

Wasatch Small Cap Growth Fund — Buy (add'l)

Wasatch Small Cap Growth Fund — Buy (add'l)

Westcore Plus Bond Fund — Int/Div — Sold

American Funds Capital Income Builder (X) — Int/Div

American Funds New World Fund (X) — Int/Div

American Funds The Growth Fund of America (X) — Int/Div

AQR Managed Future Strategy Fund (X) — Int/Div

Calamos Growth and Income Fund (X) — Int/Div

Calvert Global Energy Fund (X) — Int/Div

Charles Schwab Money Market (X) — None

Cohen & Steers Realty Fund (X) — Int/Div

Davis New York Venture Fund (X) — Int/Div

Deleware Diversified Income Fund (X) — Int/Div

Diamond Hill Long Short Fund (X) — Int/Div

Eaton Vance Floating Rate Fund (X) — Int/Div

First Eagle Overseas Fund (X) — Int/Div

Franklin Templeton Global Bond Fund (X) — Int/Div

Franklin Utilities Fund (X) — None

Oppenheimer Developing Markets Fund (X) — None

PACE Alternative Strategies Investment Fund — None — Sold

PACE Global Real Estate Securities Investment Fund (Y)

PACE Government Securities Fixed Income Investment Fund (Y)

PACE High Yield Investment Fund — Int/Div — Sold

PACE Intermediate Fixed Income Investment Fund (Y)

PACE International Emerging Markets Equity Investment Funds (Y)

PACE International Equity Investment Fund {yY)

PACE International Fixed Income Investment Fund (Y)

PACE Large Company Growth Equity Investment Fund — None — Sold

PACE Large Company Value Equity Investment Fund — None — Sold

PACE Mortgage Backed Securities Fixed Income Investment Fund (Y)

PACE Small/Medium Company Growth Equity Investments Fund (Y)

PACE Small/Medium Company Value Equity Investment Fund (Y)

PACE Strategic Fixed Income Investment Fund — Int/Div — Sold

PIMCO Commodity Real Return Strategy Fund (X) — Int/Div

ROYCE Opportunity Fund (X) — Int/Div

SCOUT International Fund (X) — Int/Div

Vanguard Midcap ETF (X) — Int/Div

VOYA Intemational Real Estate Fund (X) (FKA ING Real Estate Fund) — Int/Div

Wasatch Small Cap Growth Fund (X) — Int/Div

Delegate to the American Bar Association House of Delegates, Lowsville Bar Association

Agreement — 12/302014 — Return of capital and mterest in former firm (Dmsmore & Shohl) commencing 12/31/2015 and ending 12/31/2017

Liability — American Express — Credit Card

Reimbursement — American Bar Association — 262015-2/10/2015 — Houston, TX — Attend ABA Midyear Meeting — Aartare

Reimbursement — Louisville Bar Association — 2/6/2015-2/10072015 — Houston, TX — Attend ABA Midyear Meeting — Lodging, Meals, Local Transportation

Income — 121022015 — Dinsmore & Shohl LLP; return of capital — S23.005.00

Income — 2015 — Dinsmore & Shohl LLP: return of mterest m firm — S13.450.00

Spouse's income — 2015 — Salary: Louisville Bar Association

Part VII. Investments and Trusts-All investments held during the reporting period are listed under A. If there were no Dividends or Interest paid during the

reporting period for an investment part B was left blank for that investment. If an investment was not held on 12/31/15 part C for that investment is blank,

Part VII. Investments and Trusts-Both accounts were transferred from UBS Financial Services to Charles Schwab in February 2015, Spouse's entire portfolio was

switched from PACE mvestments to our current portfolio. The account is small and most transactions were not above the $1000.00 threshold. These assets will not

show up for the 2016 report.

In response to the letter of inquiry:

Part VII. Investments and Trusts-The Hartford Inflation Plus Fund was sold completely on April 15th, 2014. The codes are as follows... Column D

1-Sell

2-4/152014

3

4-B

S-Leave Blank

In response to the letter of inquiry:

Part VIL. Investments and Trusts-ING International Real Estate Fund went through a company name change and is now VOY A International Real Estate Fund.

This has been reflected in Part VII