Nancy H. Lord

Neuberger Berman Large Cap Value Fund Investor Class — Int/Div

Neuberger Berman Focus Fund Investor Class — Int/Div

MetLife, Inc common stock (MetLife Policy Holder Trust) — Int/Div

MetLife "Whole Life" Policy — Int/Div

Prudential (Herzfeld & Rubin, P.C. Empl 401K Plan) Stable Value Fund — Int/Div

LP. Morgan Chase IRA (CD) Y — None — Closed

Kev Bank (Cash Accounts) X — None

Prudential (H&R, P.C. Empl. 401K Plan) Loomis Sayles Global Markets Y — Int/Div

Prudential (H&R, P.C. Empl. 401K Plan) Invesco Comstock A — Int/Div

Prudential (H&R, P.C, Empl. 401K Plan) MFS International Value R4 — Int/Div

Prudential (H&R, P.C. Empl. 401K Plan) Oppenheimer Int'l Growth Y — Int

Agreement — 12/28/12 — Pension - New York State Employees’ Retirement System - Monthly Pension Check (no control)

Liability — Key Bank — Unsecured Preferred Credit Line Account

Liability — MetLife — Loan against Own "Whole Lite" Life Insurance Proceeds

Liability — L.L. Bean Visa (Barclaycard) — Revolving Charge Account (Credit Card)

Liability — Mamiott Rewards Visa (Chase) — Revolving Charge Account (Credit Card)

Income — 1207 — Income Denved from Monthly Payment from NYS Retirement System (NYS & Local Employees Retirement System) — $20,791.08

Income — 2007 — Income Derived from Monthly Payment from NYS Teachers Retirement System {as Surviving Spouse of Pensioner) — $45,574.28

Part VIL. Investments and Trusts

Re - Prudential / Herzfeld & Rubin, P.C. Employees’ 401(k) Plan. Nothing is being contributed by Herzfeld & Rubin, P.C. or has been contributed by Herzfeld &

Rubin, P.C. (a former employer) since 1 left the firm's employ in 1999.

Part VIL Investments and Trusts

Re: JP Morgan Chase CDVIRA was closed and the funds were transferred via a rollover to my TSP account. (Gross Value Code J)

Part VIL. Investments and Trusts

Item 4 - A dividend is earned each year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.

Since the anniversary date is in June each year, | have included the dividend amount for 2017, (the dividend amount would fall within category "C* but the amount

of additional insurance that the dividend purchased falls within category "D",

so I used category ("D"). For “gross value" at end of the reporting period, 1 have

provided the cash surrender value information which fulls within category "K".