Michael R. Wilner

Brokerage Acct #3

Brokerage Acct #

BMO INTERM TAX FREE BOND FUND — Distribution

MFS EMERGING MARKETS DEBT FUND — istnibution — Sold

RIDGEWORTH SEIX FLOATING RATE INCOME FUND — Distribution — Sold

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — Sold

SCHWAB CA TAX FREE BOND FUND — Distribution

VANGUARD CA INTERM TERM TAX FREE — istrnibution

ACADIAN EMERGING MARKETS FUND — Distribution — Sold

BARONSMALL CAP FUND — Distribution — Sold

BROWN ADVISORY GROWTH FUND — Distribution

DIAMOND HILL SMALL CAP — Distribution

HARBOR INTERNATIONAL FUND — Distribution — Sold

HODGES SMALL CAP FUND — Distribution

OAKMARK INTL FUND — Distribution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

ISHARES MSCI VALUE ETF — istrnibution

ISHARES RUSSELL 10040 VALUE ETF — Distribution

ISHARES S&P S00 GROWTH ETF — istmbution

ISHARES RUSSELL 1000 GROWTH ETF — Distribution

ISHARES RUSSELL 2000 GROWTH ETF — Distribution

ISHARES MSCI EAFE SMALL CAP ETF — Distribution

ISHARES NATL MUNI BOND ETF — Distribution

SCHWAB US TREASURY ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US MIDCAP ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution — Sold

SCHWAB INTL EQUITY ETF — istmbution — Sold

SCHWAB INTL SMALL CAP ETF — istmbution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USSMALL CAPETF — Distribution — Buy (add'l)

VANGARD FTSE EMERGING MARKETS ETF — Distribution — Buy

VANGUARD FTSE DEVELOPED MARKETS ETF — istnbution — Buy

POWERSHARES EMRG MKTS SOVRGN DBT ETF — Distribution — Buy

SCHWAB FUNDAMENTAL INL LARGE COMETF — Iistnbution — Buy

SPDR MSC ACWIEX-US ETF — Distribution — Buy

Brokerage Acct #2

BMO INTERM TAX FREE BOND FUND — Distribution

RIDGEWORTH SEIX FLOATING RATE INCOME FUND — istnbution — Sold

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — Sold

SCHWAB CA TAX FREE BOND FUND — Distribution — Buy (add'l)

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — istmbution — Sold

HODGES SMALL CAP FUND — Distribution

LAUDLS US LARGE CAP GROWTH FUND — Distribution

OAKMARK INTL FUND — Distribution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

SCHWAB US TREASLRY ETF — Distribution — Buy (add'l)

SCHWAB AGGR BOND ETF — istnibution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — istrnibution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Sold (part)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

SPDR MSCI ACW! EX-US ETF — Distribution — Buy

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Buy

BMO INTERM TAX FREE BOND FUND — Distribution

RIDGEWORTH SEIX FLOATING RATE — Distribution — Sold

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — Sold

SCHWAB CA TAX FREE BOND FUND — Distribution — Buy (add'l)

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Iistnbution — Sold

JANUS VENTURE FUND — Distribution

LAUDLUS US LARGE CAP GROWTH FUND — istmbution

OAKMARK INTL FUND — Distribution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

SCHWAB SMALL CAP EQUITY FUND — Distribution — Sold

UNDISCOVERED MANAGERS VALUE FUND — Distribution

ISHARES CALIF AMT FREE MUNI ETF — Iistnbution — Buy

ISHARES NATL MUNIBOND ETF — Distribution

SCHWAB US TREASURY ETF — istnbution

SCHWAB AGGR BOND ETF — Distribution — Buy

SCHWAB US DIVIDEND EQUITY ETF — istmbution

SCHWABUS TIPS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Sold (part)

SCHWAB INTL EQUITY ETF — istmbution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Sold (part)

SCHWAB US LARGE CAPETF — Distribution — Buy (add'l)

SCHWAB USSMALLCAPETF — Distribution — Buy (add'l)

SCHWAB FUNDA EMG MKTS LARGE COM ETF — istmbution — Buy

SPDR MSC! ACW! EX-US ETF — Distribution — Buy

Brokerage Acct #4

SCHWAB CA TAX FREE BOND FUND — istnbution — Buy (add'l)

ACADIAN EMERGING MARKETS FUND — Distribution — Sold

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution — Sold

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — istnbution

OAKMARK INTL FUND — Distribution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

SCHWAB AGGR BOND ETF — Distribution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US TIPS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution — Sold (part)

SCHWAB EMERGING MARKETS ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Sold (part)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAP ETF — Distribution — Buy (add'l)

SPDR MSCI ACWI EX-US ETF — Distribution — Buy

VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Buy

POWERSHARES INTL DIVIDEND ETF — Distribution

Brokerage Acct # §

ACADIAN EMERGING MARKETS FUND — Distribution

BROWN ADVISORY GROWTH FUND — istmbution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — Distribution

MOTLEY FOOL GREAT AMERICAN FUND — istmbution

OAKMARK INTL FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Iistnbution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

POWERSHARES INTL DIVIDEND ACHIEVERS ETF — istnbution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Iistnbution

SCHWAB INTL EQUITY Err — Distribution

SCHWAB US LARGE CAP ETF — istmbution

SCHWAB US SMALL CAPETF — Distribution

Brokerage Acct #6

BAIRD CORE PLUS BOND FUND — Distribution

PIMCO TOTAL RETURN FUND — Distribution

BROWN ADVISORY GROWTH FUND — istnbution

HARBOR INTERNATIONAL FUND — istnbution

HODGES SMALL CAP FUND — Distribution

PARNASSUS CORE EQUITY FUND — istmbution

PRINCIPAL EQUITY INCOME FUND — istnbution

POWERSHARES HIGH YIELD BOND ETF — Distribution

SCHWAB AGGR BOND ETF — Distribution

SCHWAB USTIPSETF — istmbution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USSMALL CAPETF — istnbution

SPDR BARCLAYS EX-US TREASURY ETF — Distribution

Brokerage #7

IPATH BLOOMBERG COMMODITY INDEX ETF — Distribution — Sold

ISHARES AMT BOND ETF — Distribution

VANGUARD TOTAL STOCK MARKET ETF — Distribution

VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Sold

VANGUARD ENERGY ETF — Distribution — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Distribution — Sold

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Sold

ISHARES CORE MSCI EMERGING MARKETS — Distribution — Buy

SELECT SECTOR SPDR ENERGY TRUST — Distribution — Buy

SCHWAB INTL EQUITY ETF — Distribution — Buy

SCHWAB US BROAD MARKET ETF — istnibution — Buy

SCHWAB US DIVIDEND EQUITY ETF — Distribution — Buy

Brokerage ¢ 8

SCHWAB US REITETF — Distribution — Buy

ISHARES GOLD ETF — Iistnbution — Buy

ISHARES HIGH YIELD CORPORATE BOND ETF — Distribution — Buy

MARKET VECTORS EMERGING MARKET ETF — Distribution — Buy

SCHWAB EMERGING MARKETS ETF — Distribution — Buy

SCHWAB FUNDAMENTAL EMERGING MARKETS ETF — Distribution — Buy

SCHWAB FUNDAMENTAL INTL LARGE CAP ETF — Distribution — Buy

SCHWAB FUNDAMENTAL INTL SMALL CAPETF — istmbution — Buy

SCHWAB FUNDAMENTAL US LARGE CAPETF — Distribution — Buy

SCHWAB FUNDAMENTAL US SMALL CAPETF — Distribution — Buy

SCHWAB INTERNATIONAL ETF — Distribution — Buy

SCHWAB INTERNATIONAL SMALL CAPETF — istmbution — Buy

SCHWAB US LARGE CAP ETF — Distribution — Buy

SCHWAB USC SMALL CAPETF — istnbution — Buy

SPDR CALIF MUNI ETF — Distribution — Buy

VANGUARD GLOBAL EXUS REAL ESTATE ETF — Distribution — Buy

VANGUARD TOTAL INTERNATIONAL BOND ETF — istnbution — Buy

Schwab Checking / Brokerage Sweep Accls — Int./y

Citibank Checking / Savings Accts — Int/Div

Capital One Bank Savings Acct — Int/Div

529 Account #1 New York Col Savings Prog Cons™od Growth (no control) — Distribution

Board Member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court