Daniel Paul Collins

Mountain View Family Physicians, PLLC - Medical Practice — None

401K #)

Oppenheimer Funds-Cash Reserves — Int/Div

Oppenheimer Funds-Rising Dividends Fund — None — Sold

Oppenheimer Funds-Discovery Fund — Int/Div

Oppenheimer Funds-Small and MidCap Value Fund — Int/Div

Oppenheimer Funds-Intemational Diversified Fund — Int/Div

Oppenheimer Funds-Real Estate Fund — None — Sold

Oppenheimer Funds-Capital Income Fund — Int/Div — Buy (add'l)

Oppemtheimer Funds-Global Fund — Int/Div

Global Opportunities Fund — Int/Div

Discovery Mid Cap Growth Fund — Int/Div

Mam Street Fund — Int/Div

Mamn Street Small Cap Fund — None — Sold

Total Return Bond Fund R — Int — Buy

401K #2

Schwab Investor Money Fund — None — Sold

Manning & Napier Pro-Blend Cnsrv Term < — None — Sold

Vanguard Total Bond Market Index Inv — None — Sold

Vanguard Federal Money Market Fund — Int/Div — Buy

Vova Intermediate Bond Fund - R6 — Int/Div — Buy

DFA Inflation Protected Securities Portfolio Inst — Int/Div — Buy

Vanguard STAR-Inv — hy — Buy

Vanguard Value Index Fund - Admiral — Int/Div — Buy

Allianz--Bonus Dex Annuity — Int

Allanz--Accumulator Bonus Maxx Annuity — Int/Div

IRA #1

AllianceBemstein Discovery — Int/Div

Eaton Vance Dividend Builder — Int/Div

Fidelity Advisors New Insights C Fund — Int/Div

Franklin Income FDS — Int/Div

lvy Asset Strategy Fund — Int/Div

Templeton Global Bond Fund — Int./hv

Pershing Prime Reserves Money Market — None

IRA #2

Fidelity Advisors New Insights C Fund — None — Sold

Templeton Select Shares Money Market Fund — Int/Div — Buy (add'l)

IRA #4

Vanguard - WellingtonAdmiral Fund — Int/Div

Vanguard - Windsor 11 Admiral Fund — hy — Buy (add'l)

IRA #5

Vanguard-Wellington Admiral Fund — Int/Div

Vanguard - Windsor 11 Admiral Fund — Int — Buy (add'l)

Athene - Retirement Annuity — Int/Div

JP Morgan Chase Bank - savings and checking accounts — Interest

Janus Fund — Int/Div

Vanguard - 500 Index Fund - MIC — Int/Div

Vanguard 529 Plan - AMC

Mid-Cap Index — Int/Div

Small-Cap Index — Int/Div

Total Intemational Stock Index — Int/Div

Value Index — Int

Vanguard 529 Plan - MJC

Aggress Growth — Int/Div

Small-Cap Index — Int/Div

Total International Stock Index — Int/Div

Amencan Funds

Growth Fund of Amenca 529C-KV( — Int/Div

Growth Fund of America $29C - AMC — Int/Div

Merrill Lynch-MILM Equity Portfolio S Fund - MJC — None — Sold

Franklin Templeton-Aged Based Growth Asset Allocation 13-16 - MJC — Int/Div

Fidelity -- AZ Aggressive Growth - KVC — Int/Div

Fidelity -- AZ Aggressive Growth - AM( — Int/Div

Board Member, University of Arizong Law School Board of Visitors

Board of Directors, American Bankruptcy Institute

Board of Govemors, National Conference of Bankruptcy Judges

Liability — Umversity of Southern Cahiforma — College Tuition

Liability — Loyola Marymount University — College Tuition

Liability — Brophy College Preparatory — High School Tuition

Reimbursement — ORIG ros Institute — aga — Duberstein Bankruptcy Moot Court Competition

Reimbursement — American Bankruptcy Institute — 4/19/17 to 04/22/17 — Washmgton, DX — Speaker at 2017 Annual Spring Meeting — Transportation, meals and lodging.

Reimbursement — Arizona State Bar — IS 171006016017 — Tucson, Arizona — Speaker at Arizona State Bar Convention. — Mileage and lodging

Reimbursement — American Bankruplcy Institute — 0906/17 10090917 — San Diego, CA — Speaker at 2017 Southwest Bankruptcy Conference — Transportation, meals und lodging

Reimbursement — National Conference of Bankruptcy Judges — 1007/17 to 1¥11/17 — Las Vegas, NV — Speaker at 2017 Conference — Transportation and lodging

Spouse's income — 2017 — Mountain View Family Physicians, PLLC - K-1 income from medical practice

Part VII, line 4, Oppenheimer Funds - Rising Dividends Fund was sold on 10/20/17 to fund the purchase of Oppenheimer Funds - Capital Income Fund (line 9).

Part VII, line 8, Oppenheimer Funds - Real Estate Fund was sold on 03/31/17 to fund the purchase of Oppenheimer Funds - Total Return Bond Fund R (line 15).

Part VIL, line 9, Oppenheimer Funds - Capital Income Fund was funded on 10/20/17 from the sale of Oppenheimer Funds - Rising Dividends Fund (line 4) and

Main Street Small Cap Fund Class R (line 14).

Part VII, line 14, Oppenheimer Funds - Main Street Small Cap Fund was sold on 1020/17 to fund the purchase of Oppenheimer Funds - Capital Income Fund (line

9.

Part VII, line 15, Oppenheimer Funds - Total Return Bond Fund R was funded on 03/31/17 by the sale of Real Estate Fund (Ime 8).

Part VII, lines 17-19, 401K #2, Schwab Investor Money Fund, Manning & Napier Pro-Blend Cnsrv Term § and Vanguard Total Bond Market Index Inv were sold

on 03/02/17 to fund the purchase of Vanguard Federul Money Market Fund (line 20), Voya Intermediate Bond R6 (line 21), DFA Inflation Protected Securities

Portfolio lnst(line 22), Vanguard STAR-Inv (line 23) and Vanguard Value Index Fund - Admiral (line 24).

Part VIL line 36, IRA #2, Fidelity Advisors New Insights C Fund was sold on 09/13/17 to fund the purchase of Templeton Select Shares Money Market Fund (line

37).

Part VIL, line 37, IRA #2, Templeton Select Shares Money Market Fund was funded on 09/13/17 by the sale of Fidelity Advisors New Insights C Fund (line 36).

Part VIL, line 60, Merrill Lynch-MILM Equity Portfolio S Fund - MIC was sold on 01/26/17.