Robert Michael Dow jr

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Community Bank accounts {X) — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Prudential Growth Allocation Portfolio — None — Sold (part)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Bond Portfolio 2023 (Y)

AST Bond Portfolio 2025 — None — Buy

AST Bond Portfolio 2025 — Buy (add'l)

AST Bond Portfolio 2025 — Buy (add'l)

AST Bond Portfolio 2025 — Sold (part)

AST Capital Growth Asset Allocation Portfolio — None — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

AST Franklin Templeton Founding Funds Plus Portfolio — None — Sold (part)

AST Franklin Templeton Founding Funds Plus Portfolio — Sold (part)

AST Franklin Templeton Founding Funds Plus Portfolio — Sold

AST Schroders Global Tactical Portfolio — None — Sold (part)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Sold (part)

AST RCM World Trends Portfolio — None — Buy

AST RCM World Trends Portfolio — Sold (part)

AST RCM World Trends Portfolio — Sold (part)

AST Schroders Multi-Asset World Strategies Portfolio — None — Sold (part)

AST Schroders Multi-Asset World Strategies Portfolio — Sold (part)

AST Schroders Multi-Asset World Strategies Portfolio — Sold

Harris Bank accounts — Interest

GOOG Mutual Fund

American Funds Furo Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GOG 529 Fund #1

EuroPacific Growth Fund 529A — Int/Div

American Funds New Economy Fund — Int/Div

AMCAP Fund -- 529A — Int/Div

American Balanced Fund - 529A — Int/Div

Capital Income Builder — 529A — Int/Div

GOOG 529 Fund #2

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America S20A — Int/Div

GOG 529 Fund #3

New Perspective Fund S29A — Int/Div

American Funds Fundamental Investors L20A — Int/Div

GOG 529 Fund #4

American Funds SmallCap World Fund S20A — Int/Div

American Funds Capital Income Builder L20A — Int/Div

TD Ameritrade HSA Bank) — None

Sauk Valley Community Bank Common Stock — Int/Div

MS) Inc. Common Stock (Y)

Buffalo International Fund #1449 — Int/Div — Buy (add'l)

Buffalo International Fund #1449 — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Small Cap Fund — Int/Div — Buy (add'l)

Buffalo Small Cap Fund — Sold (part)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Sold (part)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo Large Cap Fund — Sold (part)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Sold (part)

Northern Inst. Tax -Exempt — None

Bailey & Glasser 401k Profit Sharing Plan (spouse)

Goldman Sachs Growth Opp C1 10 — Int/Div — Distributed

Prud Jenn Natural Resources A — Int/Div — Distnbuted

Oppenheimer Developing Markets A — Int/Div — Distnbuted

American Funds Cap Wid Gr Inc R3 — Int/Div — Distributed

Nuveen Small Cap Index A — Int/Div — Distnibuted

Securian Rollover IRA Account

Federated Prime Cash Oblig Sve — Interest — Buy

Invesco Convertible Sec Fund — Int/Div — Buy

Dodge & Cox Intl Fund — Int/Div — Buy

Goldman Sachs Mid-Cap Value Fund — Int/Div — Buy

Harbor Int]! Fund — Int/Div — Buy

Homestead Value Fund — Int/Div — Buy

JP Morgan Small-Cap Growth Fund — Int/Div — Buy

Loomis Sayles Strat Income Fund — Int/Div — Buy

MFS Intl New Discovery Fund — Int/Div — Buy

Northern Small Cap Value Fund — Int/Div — Buy

Oppenheimer Developing Markets — Int/Div — Buy

Primecap Odyssey Growth Fund — Int/Div — Buy

Principal High Yield Fund Class P — Int/Div — Buy

Prudential Global Real Estate Fund — Int/Div — Buy

T Rowe Price Blue Chip Growth — Int/Div — Buy

Templeton Global Bond Fund Advisor — Int/Div — Buy

Van Eck Global Hard Assets Fund — Int./y — Buy

Sequella, Inc — None

IRX Therapeutics, Inc — None

Director, Arthur J. Schimatt Foundation

Liability — Chase Bank — credit card

Reimbursement — on Rule 23 proposed. amendments

Reimbursement — American Bar Association — 192015 — San Francisco, CA — ABA conference on class actions — transportabon, meals

Reimbursement — Justice — on Rule 23 proposed. amendments

Reimbursement — Duke University Law School — 172015 1INS/ 2018 — Durham NC — Conference on MDL and aggregate litigation — ransportanon, meals, lodging

Spouse's income — 2015 — Bailey & Glasser LLP «« mcome as partner at law firm

Spouse's income — 2015 — State of Hlinois — income as Associate Judge for 12th Judicial Circuit of Hhinois

5.24Part VII;

1. Lines 4, 37,43, 49, 52,

55

3, 83

and 90 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines

below each header.

2. For line 58, the HSA account with TD Ameritrade (HSA Bank) has a zero balance and will be closed during 2016,

3. For lines 5-35, the trades between the various Prudential accounts take place to keep a guaranteed minimum value in the account.

4. For lines 25 and 60, the (Y) indicates an asset that was closed in 2014 and thus no longer needs to be reported in 2015.

5. For lines 85-90, my spouse resigned as a partner in her law firm during 2015 to take a position as a state court judge. After her departure, her 401K account wis

distributed and then rolled over into 4 new IRA account.

6. For lines 91-108, this is my spouse's new rollover IRA account where she deposited the funds from the 401K plan at her former law firm.