Catherine Caldwell Eagles

2011Annual

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Pull out the substance of this filing.

What was filed

  • 45

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 2

    spouse income

Named parties

  • Matthew Bender & Co - Book Rovalties
  • Consohdated Judicial Retirement System of NC « Pension
  • Higgs, Benjamin, Eagles & Adams, PLLC - Share of PLLC income
  • Elon University Law School - eamings for teaching

As filed

Brokerage Account #1

BNC Bancorp — None — Sold

Dommion Resources Inc. VA New Stock — Int/Div — Sold (part)

Duke Energy — Int/Div

Piedmont Natural Gas — Int/Div

Progress Energy — Int/Div

Public Service Enterprise Group — Int/Div

Southern Bancshares NC Inc — Int/Div

Spectra Energy — Int/Div

The Southern Company — Int/Div

Brokerage Account #1

Invesco Charter Fund Cl A — Int/Div

Growth Fund America Cl A Mutual Fund — Int/Div

Investment Co. America C1 A AIVSX — Int/Div

Wash Mut] Invs Fd Inc. C1 A AWSHX — Int/Div

Brokerage Account #1

Bank of India Cert of Deposit — None — Buy

Wells Fargo Advisors Money Market Account — Interest

IRA #1]

Amer. Balanced Fd C1 A Mutual Fund — Int/Div

Inv, Co. of America CL A — Int/Div

IRA #2

Wells Fargo Advtg Cl Value Fd (Y)

Wells Fargo Equity Value Fd CL A (X) — Int/Div

IRA 23

Growth Fund Am. CL A — Int/Div

IRA #4

Cash - Wells Fargo Advisors — Interest

Inv. Co. Am CL A AIVSX — Int/Div

Amer Balanced FA CL A — Int/Div — Buy

Capital Income Bldr CL A(X) — Int/Div

IRA HS

Growth Fund Am CL A AGTHX — Int/Div

NC Large Cap Index Fund Mutual Fund — None — with line 28)

NC Large Cap Value Fund Mutual Fund — None — with lime 28)

NC Large Cap Growth Fund Mutual Fund — None — with line 28)

401k #2

Growth Fund America R2 Mutual Fund — None

Capital Income Builder R2 Mutual Fund — None

Inv. Co. of Am. Class A — Int/Div

Lincoln National Life Insurance Co Policies Surrrender Value — None

Wachovia Bank Account — Interest

Eagles Farms LLC — Distribution

Bank of America Account — Int/Div

Auspice stock (X) — None — Redeemed

Income — 2011 — Matthew Bender & Co - Book Rovalties — S209.15

Income — 2011 — Consohdated Judicial Retirement System of NC « Pension — $71,306.16

Spouse's income — 2011 — Higgs, Benjamin, Eagles & Adams, PLLC - Share of PLLC income

Spouse's income — 2011 — Elon University Law School - eamings for teaching

Part 1. Positions listed on nomination report are no longer held.

Part 11. 401(k) NC Supplemental Retirement Plan listed on line 11. | of nomination report was rolled over on (08/03/11) into IRA #4, an account managed by Wells

Fargo Advisors. The account where the funds are now held

is listed in Part VII, lines 27-31 of this report.

Part VIL. BB&T stock reported on line 2 of nomination report was sold at a loss on 12/20/10, after filing of nomination report but before confirmation.

Citigroup stock (reported as "Citicorp™ on line 4 of nomination report) was sold at i loss on 05/11/10, after filing of nomination report but before Senate

confirmation.

GlaxoSmithKline stock reported on line 7 of nomination report was sold on 3/10/09, after reporting period for nomination report and before confirmation.

Lincoln National Corp. stock reported on line 8 of nomination report was sold on 3/10/09, 3/24/09, 7/30/09 and 11/20/09, after reporting period for nomination

report and before confirmation.

Sprint stock reported on line 15 of nomination report was sold at a loss on 05/11/10, after filing of nomination report but before Senate confirmation.

AIM Equity Funds in Charter FD listed on line 17 of nomination report changed names in April, 2010 to Invesco Charter Fund, Invesco Charter Fund holdings

are listed on line 12 of this report.

Evergreen Equity Income FD CL A listed on line 26 of nomination report changed names in July, 2010 10 Wells Fargo Advantage Classic Value Fd CL A, listed

on line 23 of this report. On 8/30/11, Wells Fargo Advantage Classic Value Fd CL A was

exchanged for Wells Fargo Equity Value FD CL A, listed on line 24 of this report.

Line 3- Donated shares of Dominion Resources Inc. VA New Stock on 5/4/11. Approximate value of donated shares = $5,075.

Line 18 - Reflects cash in money market account in Brokerage Acct, #1. Listed on line 42 of nomination report,

Line 31 - Capital Income Bldr CL A - Shares purchased 4/20/10, after filing of nomination report but before Senate confirmation.

Lines 34-37 - Funds on lines 34-37 (reported on lines 34-37 of nomination report) were rolled over on 8/3/11 into IRA #4, listed on lines 27-31 of this 2011 report

Line 41 - This fund is the same as fund reported on line 21 of nomination report.

Line 46 - Auspice stock reported on line 45 had a value of less than $1,000, and thus was not included on nomination report. All shares were liquidated mn 2011;

liquidation distribution reported here. | do not know the date of the distribution.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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