Emmet G. Sullivan

2016Annual

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Pull out the substance of this filing.

What was filed

  • 112

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • Director
  • Pension (D.C. Government)
  • Adjunct Professor, American Umversity Washington College of Law

As filed

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Int/Div — Buy (add'l)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Sold (part)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Buy (add'l)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Sold (part)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Sold (part)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Buy (add'l)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Buy (add'l)

Dreyfus Government Cash Mgmt Fund (prev. Delaware Cash Mgmt Fund) — Buy (add'l)

Alphabet Inc. C1 A — None — Buy

Apple Inc — Int/Div — Buy

Broadcom Ltd. — Int/Div — Buy

Broadcom Ltd. — Buy (add'l)

Celgene Corp. — None — Buy

Delaware Value Institutional Fund (same as Delaware Value Fund) — Int/Div

First Trust Dorsey Wright Focus ETF (same as FT Dorsey Wright Focus) — Int/Div — Buy (add'l)

First Trust Dorsey Wright Focus ETF (same as FT Dorsey Wright Focus) — Sold (part)

First Trust Momingstar Dividend ETF (same as FT Morningstar Dividend) — Int/Div — Sold (part)

Harbor International Institutional Fund — Int/Div — Sold (part)

Henderson European — None — Sold

Home Depot — Int/Div — Buy

IShares Russell 1000 Value ETF — Int/Div

IShares Russell 1000 Growth ETF — Int/Div — Buy (add'l)

IShares Russell 1000 Growth ETF — Sold (part)

IShares Intemational Select Dividend ETF — None — Sold

JP Morgan Mid Cap Value Select (same as IPM Midcap) — Int/Div

MFS International Value Fund — Int/Div — Buy (add'l)

Mainstay Hi Yield Corp Fund — Int/Div — Sold

Mamnstay Floating Rate — Int/Div — Sold

Oppenhemner Internationall Small Mid Co — Int/Div — Sold (part)

Putnam Short Duration Income Fund — Int/Div — Buy

Putnam Short Duration Income Fund — Sold

Templeton Global Bond Fund (same as Templeton Global Bond Adv) — Int/Div — Sold

T Rowe Price Emerging Markets Stock Fund — Int/Div — Buy

T Rowe Price Emerging Markets Stock Fund — Buy (add'l)

T Rowe Price Emerging Markets Stock Fund — Sold (part)

T Rowe Price Growth Stock Fund — Int/Div — Buy (add'l)

T Rowe Price Growth Stock Fund — Sold (part)

Thomburg Developmg World Growth Fund — None — Sold

Tesla — None — Sold

Spider Gold Trust EFT — None — Buy

Spider Gold Trust EFT — Sold

Vanguard Strategic Small Cap — Int/Div — Buy (add'l)

Vanguard Strategic Small Cap — Sold (part)

Prudential Total Return Bond Fund — Int/Div — Buy (add'l)

Prudential Total Return Bond Fund — Buy (add'l)

Prudential Total Return Bond Fund — Buy (add'l)

Prudential Total Return Bond Fund — Sold (part)

Under Armour — None — Buy

United Health Group — Int/Div — Buy

AB Global Bond Advisor — Int/Div — Buy

Vanguard REIT Index ETF — Int/Div — Buy

Vanguard REIT Index ETF — Sold

Vanguard Strategic Small Cap Equity — Int/Div — Buy

Vanguard Strategic Small Cap Equity — Sold (part)

Visa — Int/Div — Buy

Victory Munder Mid Cap Core Growth — None — Sold

Vova Global Real Estate — Int/Div — Sold

Weitz Value Fund — None — Sold

Principal Midcap Fund — None — Buy

Principal Midcap Fund — Sold

First Trust US Equity Opportunity Fund — Int/Div — Buy

First Trust Nasdag ABA Community Bk — Int/Div — Buy

First Trust Emerging Markets Alphadex — Int/Div — Buy

First Trust Europe Alphadex ETF — Int/Div — Buy

First Trust Healthcare Alhpadex ETF — Int/Div — Buy

First Trust Japan Alphadex EFT — Int/Div — Buy

First Trust Large Cap Value Opportunity ETF — Int/Div — Buy

First Trust Large Cap Growth Opportunity — Int/Div — Buy

First Trust Mid Cap Core Alphadex — Int/Div — Buy

First Trust NYSE Arca Bio Tech Index — Int/Div — Buy

First Trust Small Cap Core Alphadex — Int/Div — Buy

First Trust Technology Alphadex — Int/Div — Buy

Prudential Premier Retirement Variable Annuity (H)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — None — Sold (part)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Buy (add'l)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Sold (part)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Buy (add'l)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Buy (add'l)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Buy (add'l)

AST T Rowe Price Asset Allocation (same as AST T Rowe Price in 2015) — Buy (add'l)

AST Prudential Growth Allocation — None — Sold (part)

AST Prudential Growth Allocation — Buy (add'l)

AST Prudential Growth Allocation — Sold (part)

AST Prudential Growth Allocation — Buy (add'l)

AST Prudential Growth Allocation — Buy (add'l)

AST Prudential Growth Allocation — Buy (add'l)

AST Prudential Growth Allocation — Buy (add'l)

AST Advanced Strategies Portfolio — None — Sold (part)

AST Advanced Strategies Portfolio — Buy (add'l)

AST Advanced Strategies Portfolio — Sold (part)

AST Advanced Strategies Portfolio — Buy (add'l)

AST Advanced Strategies Portfolio — Buy (add'l)

AST Advanced Strategies Portfolio — Buy (add'l)

AST Advanced Strategies Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — None — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Investment Grade Bond — None — Buy

AST Investment Grade Bond — Sold (part)

AST Investment Grade Bond — Buy (add'l)

AST Investment Grade Bond — Sold (part)

AST Investment Grade Bond — Sold (part)

AST Investment Grade Bond — Sold (part)

AST Investment Grade Bond — Sold

Prudential Invt 18 Jennison — Int/Div — Sold

Cash - Janney Montgomery Scott, LLC — None

Rental Property Income (Washington, DC) — Rent

Rental Property Il Income (Washington, DCY — Rent

Abramson Scholarship Foundation, Director

Income — 2016 — Pension (D.C. Government) — S66.451.00

Income — 2016 — Adjunct Professor, American Umversity Washington College of Law — $12,200.00

Part VIL. Investments and Trusts.

Line Ttem 111: One-half interest Rental Property 1 (Washington, DC) - the assessed total value is $706,000.00

Line Item 112 : One-third interest in Rental Property 11 (Washington, DC) - the assessed total value is $1.400,000.00

Line 48 of the 2016 report should have indicated "Sold (part)” rather than "Sold". Please accept this as an amendment to the 2016 report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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