William F Stone jr
2013Annual
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What was filed
124
investments
3
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income
Named parties
- market
- stock merger
- see line #90)
- line # 108
- Trust #1
- Estate of IEEE (sce note # 9)
- Vanous
- Scott & Stringfellow
- Monthly retirement benefit paid to spouse from the Virgimia Retirement System for service as teacher
As filed
IRA 43 (H)
Kroger Co. — Int/Div
Baxter Intl, Inc — Int/Div
BPPLC — Int/Div
Cardinal Health, Inc — Int/Div
Carefusion Corp. — None
Chevron Texaco Corp. (see note #1) — Int/Div
Coca Cola (see note #1) — Int/Div
BB&T Corporation — Int/Div
Branch Banking & Trust Co. Insured Deposit Program — Interest
Colgate Palmolive Co — Int/Div
Conagra Foods, Inc — Int/Div
EL duPont — Int/Div — Sold (part) — market
Eaton Corporation PLC — Int/Div — Sold (part) — market
Eastman Kodak (see note 22) — None — Closed
Exxon Mobil Corp. (see note 21) — Int/Div — Sold (part)
Freeport McMoran Copper & Gold — Int/Div
General Electric Corp — Int/Div
Eagle - JP Morgan Prime Money Market Fund — Int/Div
Raymond James Bank Deposit Program — Interest
IBM — Int/Div
Ingles Markets, Inc — Int/Div
International Paper — Int/Div
NCR Comp — None
Norfolk Southern Corp — Int/Div
Northwestern Mutual Life Ins. Co. (see note ‘an — Int/Div
Schlumberger Ltd — Int/Div
Sealed Air Corp. (common) — Int/Div
Sprint Nextel Corp. (see notes #1 & 3) — None — with line 3) — stock merger
Ultralife Batteries, Inc — None
YUM Brands. Inc. (see note £1) — Int/Div
Sprint Corp., Ser. (see notes #1 & 3) (see line 27) — None — stock merger
Pepsico, Inc. (see note #1) — Int/Div
AT&T (see note 21) — Int/Div
Branch Banking & Trust Co. of VA Acts (see note #1) — Interest
Stifel Nicolaus Insured Bank Deposit Program — Interest
Fromtier Communications Corp. — Int/Div — Sold (part) — market
Republic Services, Inc — Int/Div — Sold (part) — market
Eagle Growth & Income Fund Class A M/F (see note #1) — Int/Div
Federated VA Muni Service (formerly VA Muncipal Cash Trust) — Interest
Archer Daniels Midland Co — Int/Div
Bristol Myers Squibb Co — Int/Div
Eastman Chemical Co. — Int/Div
Glaxo Smith Kline PLC (see note £ 1) — Int/Div
Honeywell Int'l Inc — Int/Div
Intel Corp. (see note 21) — Int/Div
Whirlpool Corp — Int/Div
Microsoft Corp. — Int/Div
Johnson & Johnson — Int/Div
Texas Instruments Inc — Int/Div
Xerox Corporation — Int/Div
Zimmer Holdings — Int/Div
Federated Strategic Value Div Fund Class A MF — Int/Div
Pimco Total Return Fund Class A M/F — Int/Div
Thomburg Investment Income Builder Fund Class N/L — Int/Div
VanGuard Short Term Bond Index Fund Investor Class N/L — Int/Div
SPDR Index SHS Funds S&P INTL Div FTF — Int/Div
SPDR Senes Trust S&P Div ETF — Int/Div
Sector SPDR TR SBI INT-UTILS — Int/Div
General Mls Inc — Int/Div
IRA #2 (H)
Verizon Comm. (GTE) Debenture — Interest
Eagle Capital Appreciation Trust Fund — Int/Div
Eagle Growth & Income Trust Fund — Int/Div
Eagle Mid Cap Stock Fund — Int/Div
Eagle International Equity Fund — None — Sold — market
Raymond James Bank Deposit Program (cash balance) — Interest
Eagle Intl Equity Fund Class A — None — Sold — market
Eagle Mid Cap Stock Fund Class A — Int/Div
Eagle Growth & Income Trust Fund — Int/Div
Trust #1 (1/3 beneficiary) (see note # 4) (H)
Abbott Labs (see note £6) — Int/Div — Sold (part) — see line #90)
Aston/River Road Div All Cap Val Fund — Int/Div
BB&T Comp — Int/Div
Chevron Texaco Corp. — Int/Div
General Electric Co. Com — Int/Div
linois Tool Works, Inc — Int/Div
Intel Corp — Int/Div
Lowes Companies, Inc — Int/Div
Merk Hard Currency Fund — Int/Div
Minnesota Mining & Manuf — Int/Div
Norfolk Southern Corp — Int/Div
Oracle Corp. — Int/Div
Raymond James Money Market Account (cash balance) — Interest
Unilever Plc Adr — Int/Div — Buy (add'l) — market
United Technologies Corp. — Int/Div
Verizon Communications — Int/Div — Sold (part) — market
TD Ameritrade Money Market Acct — Interest
Northwestern Mutual Life Insurance Co. — Int/Div
Abbvie, Inc.(see note 26) — Int/Div — from line 72)
Sector SPDR TR SBI — Int/Div
Powershares ETF Intl Divd Achievers — Int/Div
SPDR Series Trust S& P Divid E1¥ — Int/Div
Vanguard Short Term Bond Stock Index Fund — Int/Div — Sold — market
Ishares TR DJ Sel Div Inx — Int/Div
Ishares TR Hgh Div Eqt Fd — Int/Div
Trust #2 (H)
BB&T checking account — Interest
Centurylnk (see note £ 1) — Int/Div
Windstream Corp. (common) (see notes #1 &7) — Int/Div — line # 108
Phzer Ine — Int/Div
Fundamental Investors 529 Plan — Int/Div
Washington Mutual Investors Fund 529 Plan — Int/Div
AMCAP Fund 529 Plan — Int/Div
SMALLCAP World Fund 529 Plan — Int/Div
Investment Company of America 529 Plan — Int/Div
Unilever N.V. NY SHS New — Int/Div
Windstream Holdings, Inc. (see notes # & n — Int/Div — from line 100)
Rental Property, Myrtle Beach, SC (see note 48) — Rent
Capital Income Builder - $29A — Int/Div — Buy — market
Trust #5 (see note £5) (H)
BP PLC — Int/Div — Sold — market
Duke Energy Corp. New — Int/Div — Sold (part) — market
Frontier Communications Corp. — Int/Div — Sold — market
Piedmont Nat Gas — Int/Div — Sold — market
Southern Company — Int/Div — Sold — market
Spectra Energy Corp. — Int/Div
Travelers Companies Inc — Int/Div
Verizon Communications Inc — Int/Div
Raymond James Bank Deposit Program — Interest
IShares Russell 1000 GRW ETF — Int/Div — Buy — market
IShares Russell 2000 ETF — Int/Div — Buy — market
SPDR Series Trust S&P Diy — Int/Div — Buy — market
SPDR S&P Midcap 400 ETF Trust — Int/Div — Buy — market
Co-Trustee, Trust #1
Executor, Estate of IEEE (sce note # 9)
Inactive Trustee of var. deeds of trust as a result of prior law practice, Vanous
Liability — Scott & Stringfellow — margin account loan for vacation home improvements, paid in full by 30172013
Spouse's income — 2013 — Monthly retirement benefit paid to spouse from the Virgimia Retirement System for service as teacher
1. Investments in sume companies of reporting person and spouse have been combined for this report.
2. Asa result of its bankruptcy proceeding the common stock of Eastman Kodak was determined to be worthless on 09/11/13.
3. On 7/11/13 Sprint Nextel Corp. completed a merger transaction as a result of which its stock was exhanged for a combination of cash and stock in Sprint Corp.
Ser 1.
4. The reporting person is a co-trustee and deemed to be one of three principal beneficiaries of this family trust, Accordingly, 1/3rd of trust asset values and
income is reported.
5. The reporting person's [Jl is the trustee and principal present beneficiary of this Trust.
6, On 01/02/13 Abbott Labs distributed to its shareholders stock in a corporation named Abbvie, Inc.
7. On 09/13/13 Windstream Corp. merged mto a new corporation named Windstream Holdings, Inc. and the former's stock wus converted into shares of the
surviving corporation, share for share. No entrry is made in Column D(1) for this transaction because the FDR software program for some unknown reason will
not accept a “merger” input at line 100,
8. The purchase price of the real estate, in 2010, was $405,000, $20,000 of which was allocated to furnishings in the property, Part VII, line 123,
9. The only undistributed assets held in the Estate of [JN arc & very few unsold items of personalty. Part I, line 3.
10. The filer's successor wis sworn in on 01/02/14 and therefore that day was the filer's last day in office. No material change in any information provided in this
report occurred between 12/31/13 and that date. Effective as of thut same date the reporting person received a one year “recall” appointment as bankruptcy judge
from the Court of Appeals for the Fourth Circuit. It is anticipated, however, that the services expected to be rendered due to this recall appointment will be fewer
than sixty (60) days so as to obviate the need to file a further annual report. Accordingly, the filer REQUESTS THAT THE COMMITTEE ACCEPT THIS AS
The adddress
A FINAL REPORT on th eunderstanding that if the services actually rendered are above the threshold level, a further report will be filed in 2015,
used is that of the filers last day in regular service and mail may continue to be addressed to the reporting person at such address. The reporting person serves
without any personal staff and has no chambers address other than us noted here, although his deemed duty station as recall judge is his residence address, which is
not provided for security reasons.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.