Robert E Gerber

INBROKERAGE ACCT #1 (Fidelity Investments):

Columbia Acorn Fund Mutual Fund Shares — Int/Div — Sold (part)

Same — Sold (part) — Applicable

Rockland Co. NY, 3.50%, 2013, Muni Bonds — Interest

NY State Thruway Auth., 5.00%, 2012, Muni Bonds — Interest — Matured — Applicable

NY State Thruway Auth, 5.50%, 2013, Muni Bonds — Interest — Matured — Applicable

NY State Thruway 5.0%, 2019, Muni Bonds — Interest

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

Vanguard Limited Term Tax Exempt Fund Mutual Fund Shares — Int/Div

Same — Buy (add'l) — Applicable

Fidelity Contrafund Mut Fund Shares — Int/Div

American Growth Fund of America C1 F Mut Fund Shares — None — Sold — Applicable

Baron Growth Fund Mut Fund Shares — Int/Div

Pimco Total Return Fund Mut Fund Shares — Int/Div

Templeton Global Bond Fund Advisor Class — Int/Div

Rovee Total Return Fund Mut Fund Shares — Int/Div — Sold (part) — Applicable

Same — Sold — Applicable

BlackRock Equity Dividend Fund Institut Mut Fund Shares — Int/Div

JP Morgan Large Cap Growth Class Mut Fund Shares — Int/Div — Buy — Applicable

BBH Core Select Fund Class N Mut Fund Shares — Int/Div — Buy — Applicable

IN BROKERAGE ACCT #2 (Fidelity Investments):

Rockland Co. NY, 3.50%, 2014, Muni Bonds — Interest — Sold — Applicable

NY State Housing Finance Agency, 5.25%, 2015, Muni Bonds — Interest

NY City, NY 5.500%, 2014, Muni Bonds — Interest — Matured — NotApplicable

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

Vanguard Intermediate Term Tax Exempt Mutual Fund Shares — Int/Div — Buy — Applicable

ROLLOVER IRA #1, FIDELITY INVESTMENTS — Int/Div

Fidelity Cash Reserves Money Mkt Mut Fund Shares

Royce Total Return Fund Mut] Fund Shares — Sold — Applicable

Tweedy Browne Global Value Fund Mut Fund Shares

Baron Growth Mut Fund Shares — Sold — Applicable

Fidelity Contrafund Mut Fund Shares

Ivy Asset Strategy Fund C1 1 Mut Fund Shares

Morgan Stanley Global Long/Short Fund Mut Fund Shares

BlackRock Global Allocation Fund Instit Mut Fund Shares

Pimco Total Rund Fund Institutional Mut Fund Shares

BBH Core Select Fund Class N Mut Fund Shares — Buy — Applicable

JP Morgan Large Cap Growth Sel Class Mut Fund Shares — Buy — Applicable

IRA (£1), FIDELITY INVESTMENTS — Int/Div

Fidelity Cash Reserves Money Mkt Mut Fund Shares

Templeton Global Bond Advisor Class Mut Fund Shares

IRA (#2), FIDELITY INVESTMENTS — Int/Div

Tweedy Browne Global Value Fund Mut Fund Shares

Baron Growth Mut Fund Shares

Fidelity Contrafund Mut Fund Shares

Fidelity Cash Reserves Money Mkt Mut Fund Shares

IN BROKERAGE ACCOUNT #3

Spartan 500 Index Fid Investor Class Mutual Fund Shares — Int/Div

Baron Growth Mutual Fund Shares — Int/Div

Fidelity Municipal Money Mkt Mut Fund Shares — Int/Div

LIMITED PARTNERSHIP INTERESTS.

Broadway 72 Assocs, Lid Partnership Interest — Distribution

FFHS&K Investment Assocs. 1983-1, Lid Partnership Interest — None

ROLLOVER IRA #2, FIDELITY INVESTMENTS — Int/Div

Fidelity Cash Reserves Money Market Mut Fund Shares

Rovee Total Return Fund Mut Fund Shares — Sold — Applicable

American Growth Fund of America Mut Fund Shares — Sold — Applicable

Fidelity Contrafund Mut Fund Shares

Federal Farm Credit Bank, 4.875%, 2018 Bonds

Pimco Total Return Fund- Institutional Mut Fund Shares

Blackrock Global Allocat Fund-Institut'l Mut Fund Shares

Ivy Asset Strategy Fund Class Mut Fund Shares

Baron Growth Fund Mut Fund Shares — Sold — Applicable

BBH Core Select Fund Class N Mut Fund Shares — Buy — Applicable

JP Morgan Large Cap Growth Sel Class — Buy — Applicable

Fidelity Low Price Stock Mut Fund Shares — Buy — Applicable

S29 PLAN. FIDELITY INVESTMENTS — None

Fidelity UNIQUE 2015 Portfolio

INSURANCE POLICIES

Northwestern Mutual Whole Life Policy #1 — Int/Div

Northwestern Mutual Whole Life Policy 0 — Int/Div

Northwestern Mutual Whole Life Policy "21 — Int/Div

Northwestern Mutual Whole Life Policy Wd — Int/Div

Northwestern Mutual Whole Life Policy ws — Int/Div

ROLLOVER IRA #3 (Morgan Stanley Smith Bamey) — Interest

Dreyfus Money Mkt Govt Secur Series Mut Fund Shares

WI Clean Water 4.391% 2019 Muni Bonds

NY Environmental Facilities 4.469% 2019 Muni Bonds

NY City NY 4.899% 2020 Muni Bonds

Timpanogos UT 4.69% 2018 Muni Bonds

San Luis Obispo Cnty CA 7.45% 2019 Muni Bonds

Brazoria Coty TX 4.594% 2019 Muni Bonds

FL St Board of Ed 4.941% 2018 Muni Bonds

Kauai Cnty H1 4.556% 2021 Mum Bonds

Stevens Pt WI 4.40% 2018 Muni Bonds — Sold — Applicable

Dallas TX 4.489% 2020 Muni Bonds

Anchorage AK 4.518% 2020 Muni Bonds

Los Angeles CA 4.53% 2022 Muni Bonds

Director, American College of Bankruptcy

Director, American Bankruptcy Institute

Member of Board of Governors, National Conference of Bankruptcy Judges

Liability — Northwestern Mutual Life — Policy Loans

Reimbursement — Pennsylvania Bankruptcy Conference — OR TRON, NUE ITS Dae as La ow ei

Reimbursement — American Bankruptcy Institute — 2212-2/4/12 — San Juan, PR — Speaker at Program — Transportation, Lodgmg, Food

Reimbursement — Pennsylvania Bar Institute — 3/13/12-3/14/12 — Philadelphia, PA — Speaker at Program — Transportation, Lodging, Food

Reimbursement — American College of Bankruptcy — 3/15/12-3/17/12 — Washington, DX — Meeting and Board Meeting — Transportation, Lodging, Food

Reimbursement — Natwonal Conference of Bankruptcy Judges — 319/12-3/20012 — Miami, FL — Board Meeting — Transportation, Lodgmg, Food

Reimbursement — Turnaround Management Association — 43/12-4/4/12 — Atlanta GA — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Institute — Meetings, Speaker at Program — mad Pee en nL RA re a TI. mam mT

Reimbursement — American Bankruptcy Institute — MI212-71512 — Bretton Woods, NH — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Hudson Valley Bankruptcy Bar Association — 96/12-9/7/12 — Hyde Park, NY — Speaker at Program — Transportation, Lodging, Food

Reimbursement — State Bar of Texas — 9/12/12-9/14/12 — Houston, TX — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Georgetown University Law School — 10/4/12-1005/12 — Washington, DC — Speaker at Program — Transportation, Lodging, Food

Reimbursement — American College of ) Bankruptcy — 10012/12-10013/12 — Pittsburgh, PA — Speaker at Program — Transportation, Lodging, Food

Reimbursement — Nanonal College of Bankruptcy — 10023/12-10028/12 — San Diego, CA — Board Meetings, Speaker at Program — Transportation, Lodging, Food

Reimbursement — New York Bankruptcy Bar Association — By, a ae tin TTT -,

Reimbursement — Commercial Law League of : America — 11912 — New York, NY — Speaker at Program — Transportation, Food

Reimbursement — A £5 Institute — Meetings, Speaker at Program — a SW La Ay

Income — 2012 — Matthew Bender & Co. (LexisNexis), compensation for chapters written as contributing author to Collier on Bankruptcy — $3.520.00

Income — 2012 — Hudson Valley Bankruptcy Bar Assn, lecture — S100.00

Spouse's income — 2012 — Self-employed writer

Part VII: The dividends shown for mutual funds, as in the past, include capital gains dividends.

As in the past, routine deposits or withdrawals (i.e., purchases or sales) of money market funds have not been deemed to be reportable transactions, and have not

been shown, but again as in the past, the income from the money market funds during the Reporting Period has been shown, However, when 1 have made final

sales, and initial purchases, of such money market funds, I have shown such final sales, and initial purchases, as reportable "Sell" and "Buy” transactions.

Transactions involving the remvestment of mutual fund dividends and capital gams distributions are not shown as reportable transactions; however, the income

from them is shown,

Tn 2006 and prior years, in the case of the whole life insurznce policies shown on Lines #70 through #74 of this report, the "Income" shown had been the increase

in cash value in cach policy. In 2007, I began to apply dividends on the policies to reduce policy louns, and since then the increase in cash value is no longer

the sume as the dividend on each policy. As in my reports for 2007 and thereafter, the "Income" shown is the dividend on each policy, and not the cash value

increase, as the former is a better indication of the income on each policy. The value shown for each policy is its net cash value, after subtracting outstanding

loans from the gross cash value.

Twelve equal monthly purchases of less than $1,000 cach were made of shares of the Fidelity UNIQUE 2015 Portfolio in the 529 Plan. They are not individually

shown, since investments that do not exceed $1,000 are not to be individually reported. The aggregate value of the plan at the end of the year, which is to be

reported, reflects those purchases, and investment results with respect to them.

The bonds listed on Lines #45, 6, and 24 were called before maturity. As the FDR softwares transaction type descriptions do not include "Called," I have used

“Matured” as an approximation for that.

The limited partnership shown on line #52 made material distributions to me in 2012. It is obvious that an investment that could generate distributions at the "E*

level has more than minimal value. But it is not publicly traded or otherwise valued, and, as in past years, only the book value of that investment is known. Thus

the "J" Code, based on that book value, continues to be shown for 2012,

For ease of entry, and review, account name headers appear for accounts that are not aggregate ownership accounts.