Paul Adam Engelmayer

IRA #3 (H)

UTMA #3 (H)

Brokerage #1 (H)

Aberdeen Emerging Markets Instl — Int/Div

Eaton Vance Structured Emerging Markets — Int/Div

Prudential Jennison Natural Resources Cl Z 1 — None

RS Global Natural Resources C1 Y — None — Buy (add'l)

RS Global Natural Resources C1 Y — Sold

Fust Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Deutsche Bank AG London 307 US CMS — None — Matured

iShares S&P GSSI Nat — None — Sold

FPA Crescent Fund — Int — Buy

Brokerage #2 (H)

Schwab NY AMT Tax-Free Money Fund — Int/Div

Brokerage #3 (H)

iShare DJ Utility SEC IN — Ine — Buy

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Buy (add'l)

iShares Dow Jones US Energy Sector — Int/Div — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Sold

iShares Tr Dow Jones US Ind] Se — Int/Div — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold

Schwab NY AMT Tax-Free Money Fund — Int/Div

Materials SS SPDR — Int/Div — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold

Select Sector SPDR Financial — Int/Div — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold

Consumer Stap SPDR — Int/Div — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumers Dis SS SPDR — Int./y — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Int/Div — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Buy (add'l)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Technology SE — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Int/Div — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Sold (part)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Buy (add'l)

iShares Tr Dow Jones US Healthcare Se — Sold

iShares Trust Barclays Short Treasury Bond Fund — Int/Div — Buy

iShares Trust Barclays Short Treasury Bond Fund — Buy (add'l)

iShares Trust Barclays Short Treasury Bond Fund — Sold (part)

iShares Trust Barclays Short Treasury Bond Fund — Sold

iShares Dow Jones Financial Sector — Int/Div — Buy

iShares Dow Jones Financial Sector — Sold (part)

Brokerage #4 (H)

Acadian Emerging Markets — Int/Div

BBH Core Select N — Int/Div

Berkshire Hathaway Inc Del C1 A — None

Berkshire Hathaway Inc Del B — None — Sold (part)

Wisdom Tree LargeCap Dividend — Int/Div

PIMCO Unconstrained Bond Inst] CL — Int/Div — Sold

Prudential Jennison Natural Resources Fund C12 — None — Sold (part)

RS Global Natural Resources C1 Y — None — Buy (add'l)

RS Global Natural Resources C1 Y — Sold

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

GNMA 11 000644 (36202AWD) — Int/Div

iShares S&P GSS! Nat — None — Sold

JPMorgan Strategic Income Opprts Sel — Int — Buy

FPA Crescent Fund — Int/Div — Buy

Brokerage #5 (H)

Long Island Pwr Authn Y Elec Sys Rev (5426902H4) — Int/Div

Metropolitan Transn Auth NY Rev For (59259Y RFR) — Int/Div

New York N'Y Go Bds Subseries L-1 Fiscal (64966G4H2) — Int/Div

New York NY Go Bds Ser. H (64966JI80) — Int/Div — Sold (part)

New York NY City Transitional Fin Auth Rev (6497 1QHRT) — Int/Div — Sold (part)

New York N'Y City Transitional Fin (64972HSFO) — Int/Div

New York N'Y City Transitional Fin (64972HTMY) — Int/Div

New York St Brdg Auth Rev Gen Rev Bds (649807CE2)Y — Int/Div — Sold

New York St Dorm Auth Revs Non St (6499060QE7) — Int/Div

New York St Dorm Auth Revs St (64990HFT2) — Int/Div

New York St Dorm Auth Revs St (64990HMO0)Y — Int/Div

New York St Dorm Auth Revs St (64990HPCR) — Int/Div

New York St Twy Authst Pers Income Tax(650028RX 3) — Int./y

Puerto Rico Comwith Pub Impt Ref Bds (74514LC62) — Int/Div — Sold

Puerto Rico Elec Pwr Auth Pwr (745260AJ1) — Int/Div — Sold

Triborough Brdg & Tunl Auth N'Y Revs 05 (S9602NZETY — Int/Div

New York St Twy Authgen Rev Gen Res Bds (650009YC 1) — Int/Div

New York St Dorm Auth St Pers Income (64990F CGO) — Int/Div

New York NY Go Bds Ser. Fiscal 2014 D- (64966K 31S) — Int/Div

New York NY Go Bds Ser. Fiscal 2014 D-1 (64966K 3X9) — Int/Div

New York St Dorm Auth Sales Tax Rev (64990AA1.9) — Int/Div

New York City Transitional (64971QXQ1) — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Metropolitan Trans Auth NY Dedicated (59259NRS4) — Int/Div — Buy

New York ST Dorm Auth Rev Non ST (649906PS7) — hy — Buy

Triborough Brdg & Tunl Auth NY Revs (S9602NY BY) — Int/Div — Buy

IRA #1 (H)

Aberdeen Emerging Markets Instl — Int/Div

RS Global Natural Resources C1 Y — Int/Div

BBH Core Select N — Ine

First Eagle Global Inst Cl — Int/Div — Buy (add'l)

Scout Unconstramed Bond — Int/Div

Aberdeen Emerging Markets Inst] — Ine

RS Global Natural Resources C1 Y — hy

BBH Core Select N — Int/Div — Buy (add'l)

First Eagle Global Inst C11 — Int/Div

Scout Unconstramed Bond Inst] — Int/Div

IRA #4 (H)

RS Global Natural Resources C1 Y — Int/Div

Scout Unconstramed Bond Inst! — Int/Div — Buy (add'l)

Scout Unconstramed Bond Inst! — prt)

IRA #5 (H)

Aberdeen Emerging Markets Inst] — Int/Div — Sold (part)

Scout Unconstramed Bond Inst] — Int/Div — Buy (add'l)

IRA #6 (H)

Balestra Global Ltd — None — Sold (part)

Definitive Guardian Fund, Ltd — None

Schwab Advisor Cash Reserves Premier Sweep — Int/Div

FPA Crescent Fund — Int/Div — Buy

RS Global Natural Resources C1'Y — None — Buy

Trust #1 (H)

Aberdeen Emerging Markets Inst — Int/Div

BBH Core Select N — Int/Div

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividend — Int/Div

GRT Value Fund Advisor Class — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth — Int/Div

PIMCO Unconstrained Bond Inst] CL — Int/Div — Sold

Prudential Jennison Natural Resources Fund C1 2 — None

First Eagle Global Inst CL — Int/Div

Schwab Mumcipal Money Fund Sweep Shares — Int/Div

Templeton Global Bond Fund Cl A — Int/Div

Virtus Premium AlphaSector CL — Ine

ING Senior Income C1 A — Int/Div — Sold

Credit Suisse Floating Rate Hi Inc A — Int/Div — Buy

BlackRock Strategic Income Opps Inst] — Int/Div — Buy

Trust £2 (H)

Aberdeen Emerging Markets Inst] — Int/Div

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int./y

Wisdom Tree MidCap Dividend — Int

iShares Tr S&P 400 BARRA Midcap Growth — hy

PIMCO Unconstrained Bond Inst] CL — Int/Div — Sold

Prudential Jennison Natural Resources Fund C172 — None

First Eagle Global Inst CL — Int/Div

Schwab Municipal Money Fund Sweep Shares — Int/Div

Templeton Global Bond Fund C1 A — Ine

Virtus Premium AlphaSector CL — Int/Div

ING Senior Income Cl A — Int/Div — Sold

BBH Core Select N — Int/Div

Credit Suisse Floating Rate Hi Inc A — Int/Div — Buy

BlackRock Strategic Income Opps Inst] — Int/Div — Buy

UTMA #1 (H)

Aberdeen Emerging Markets Instl — Int/Div

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MadCap Dividend — Int/Div

Prudential Jennison Natural Resources Fund C12 — None

First Eagle Global Inst CL — Int/Div

Templeton Global Bond Fund C1 A — Int/Div

Schwab NY AMT Tax-Free Money Fund — hy

UTMA #2 (H)

Aberdeen Emerging Markets Inst] — Int./y

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Prudential Jennison Natural Resources Fund C17 — None

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — Int/Div

Aberdeen Emerging Markets Inst] — Int/Div

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividend — Int/Div

Prudential Jennison Natural Resources Fund C17 — None

First Eagle Global Inst CL — Int/Div

Templeton Global Bond Fund C1 A — Int/Div

Schwab NY AMT Tax-Free Money Fund — None

UTMA 24 (H)

Aberdeen Emerging Markets Inst — Int

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

Prudential Jennison Natural Resources Fund C1 72 — None

First Eagle Global Inst CL — Int/Div

Schwab NY AMT Tax-Free Money Fund — None

529 Plan #1 (H)

New York Saves Growth Stock Index Portfolio — None — Sold (part)

New York Saves Interest Accumulation Index Portfolio — None — Buy (add'l)

New York Saves Value Stock Index Portfolio — None — Sold (part)

New York Saves Inflation Protected Portfolio — None — Sold

New York Saves Bond Market Index Portfolio — None — Buy

529 Plan #2 (H)

New York Saves Interest Accumulation Portfolio — None — Buy (add'l)

New York Saves Mid Cap Stock Index Portfolio — None — Buy (add'l)

New York Saves Inflation Protected Portfolio — None — Sold

New York Saves Developed Markets Income Portfolio — None — Sold (part)

New York Saves Aggressive Growth Portfolio — None — Buy (add'l)

529 Plan 43 (H)

New York Saves Mid Cap Stock Index Portfolio — None — Sold (part)

New York Saves Inflation Protected Portfolio — None — Sold

New York Saves Developed Markets Income Portfolio — None — Buy (add'l)

New York Interest Accumulation Portfolio — None — Buy (add'l)

New York Aggressive Growth Portfolio — None — Buy (add'l)

529 Plan #4 (H)

New York Saves Growth Stock Index Portfolio — None — Sold (part)

New York Saves Interest Accumulation Portfolio — None — Buy (add'l)

New York Saves Value Stock Index Portfolio — None — Sold (part)

New York Saves Inflation Protected Portfolio — None — Sold

New York Saves Bond Market Index Portfolio — None — Buy

Teachers Retirement System of NY 403(b) d(H)

Diversified Equity — None

Stable Value — None

International Equity — None

Inflation Protection — None

Citigroup Checking Account — None

Chase Checking Account — None

Westchester County Real Estate Parcel #1 Westchester Co. NY — None

Westchester County Real Estate Parcel #2 Westchester Co. NY — None — Sold

Estate #2 - Brokerage A (H)

Berkshire Hathaway Inc Del C1 A — None — Sold

Berkshire Hathaway Inc Del Cl B New — None — Sold

Port Authority New York and New Jersey Bds (T3358TBV2) — Int/Div — Redeemed

New York St Dorm Auth Revs Rev Bds (649830311) — Int/Div — Sold

Port Auth NY and NJ Rev Bds Ser. Cons (T3358 TBNO)Y — Int/Div — Redeemed

Fidelity Municipal Money Market (y)

Estate £2 - Brokerage B (H)

Dreyfus Opportunistic Small Cap Fund — Int/Div

Dreyfus Technology Growth Fund-Cl A — Int

Dynamic Total Return Fund-Class A — Int/Div

Estate £2 - Brokerage C (H) (y)

Estate #2 - Checking Account A (H)

Chase Checking Account — None

Estate #2 - Real Estate Parcels (H)

Westchester Co Real Estate Parcel #1 Westchester Co, NY — None

Westchester Co Real Estate Parcel #4 Westchester Co, NY — None

Westchester Co Real Estate Parcel #5 Westchester Co. NY — None

Westchester Co Real Estate Parcel 26 Westchester Co, NY — None

Westchester Co Real Estate Parcel 7 Westchester Co, NY — None

Estate #2 - Real Estate Investment Partnerships (H)

TC Albuquerque - Private Real Estate Partnership — None

Brokerage #7 (H)

CapitalSpring Direct Lending Partners, LP (Priv Equity) — istnbution

Brokerage #8 (H)

Baron Growth — Int/Div

BBH Core Select N — Int/Div — Buy (add'l)

Berkshire Hathaway Inc Del B — None — Sold (part)

BlackRock Equity Dividend — None — Sold

BlackRock Global Allocation — Int/Div

East Hampton Twn N Ypub Impt Go Bds Ser. (272731X08) — Int/Div

Fidelity Contrafund — Int/Div

Fidelity Low-Priced Stock Fund — Int/Div

lvy Asset Strategy C1 1 — Int/Div

New York NY City Transitional Fin (64971K3T1) — Int/Div

New York St Go Bds Ser. 2005 A (6497RTK 80) — Int/Div

Royee Total Return Fund — Int/Div

SPDR S&P S00 ETF — Int/Div

SPDR S&P Midcap 400 ETF Tr Umit — hy

St. Louis Mo Brd Ed Go Dbs Mo Direct (791639KSS) — Int/Div — Matured

St. Louis Mo Brd Ed Go Dbs Mo Direct 1791639181) — Int/Div — Matured

Templeton Global Bond Fund Advisor Class — Int — Sold

Trborough Brdg & Tunl Auth N'Y Revs 05 (896029F9 1) y — Int/Div — Redeemed

Tweedy Browne Global Value Fund — Int/Div

Vanguard Intermediate Term Tax Exempt — Int/Div — Sold

Vanguard Limited Term Tax Exempt Adm! Sh — Int/Div — Sold

Schwab NY AMT Tax-Free Money Fund — Int/Div

IRA #7 (H)

Aberdeen Emerging Markets Inst — Int/Div

BBH Core Select N — Int — Buy (add'l)

BBH Core Select N — Sold (part)

First Eagle Global Inst Cl — Int/Div

Scout Unconstramed Bond Inst! — Int/Div

Schwab Advisor Cash Reserves Premier Sweep — Int/Div

IRA 48 (H)

BBH Core Select N — Int/Div — Buy (add'l)

BBH Core Select N — Sold (part)

First Eagle Global Inst C1 — Int/Div

Scout Unconstramed Bond Inst! — Int

Trust #3 (MH)

SPDR S&P S00 ETF Trust — Int/Div — Buy (add'l)

SPDR S&P Midcap 400 ETF Trust — Int/Div — Buy (add'l)

Spartan Total Market Index Fid Advantage Class — Int/Div — Buy (add'l)

Fidelity Contrafund — Int/Div

Fidelity Low Priced Stock — Ihy — Buy (add'l)

Fidelity Low Priced Stock — Buy (add'l)

Fidelity Low Priced Stock — Buy (add'l)

Fidelity Low Priced Stock — Sold (part)

BBH Core Select N — Int/Div

Baron Growth Fund Retail Shares — Int/Div

BlackRock Equity Dividend Instl — None — Sold

BlackRock Global Allocation Fd Inst! — Int/Div — Sold (part)

lvy Asset Strategy Fund C11 — Int/Div — Sold (part)

lvy Asset Strategy Fund C11 — Sold (part)

PIMCO Total Return Inst] (y)

Royce Total Return Fd Investment Cl — Int/Div

Templeton Global Bond Fund Advisor Class (y)

Tweedy Browne Global Value Fund — Int/Div — Buy (add'l)

Vanguard Intermediate Tax Exempt Admiral — Int/Div — Buy (add'l)

Vanguard Limitd Term Tax Exempt Admiral — Int/Div

Fidelity Municipal Money Market — Int/Div

Baron Growth Fund Inst] Class — Int/Div — Buy

BlackRock Strategic Muni Opportunities — Int/Div — Buy

BlackRock Strategic Muni Opportunities — Buy (add'l)

Deutsche Intermediate Tax/Amt Free Fd Inst — Int/Div — Buy

Spartan 500 Index FD Advantage Class — Int/Div — Buy

Trust #4 (H)

Chase Checking Account — None

Westchester Co Real Estate Parcel #3 Westchester Co, NY (x) — None

Westchester Co Real Estate Parcel #6 Westchester Co, NY (x) — None

UTMA (25) (H) (x)

SPDR Series Trust Barclays 1-3 Month T Bill (x) — None — Buy

Wisdom Tree LargeCap Dividend Fund (x) — Int/Div — Buy

PIMCO Short-Term Fund Inst] (x) — Int/Div — Buy

PIMCO Short-Term Fund Inst] (x) — Sold

JPMorgan Strategic Income Opports. Sel x — Int/Div — Buy

Schwab Advisor Cash Reserves Premier Sweep (x) — None

UTMA (26) (H) (x)

First Trust Dow Jones Internet Index (x) — None

SPDR Series Trust Barclays 1-3 Month T Bill (x) — None — Buy

Wisdom Tree LargeCap Dividend Fund (x) — Int/Div — Buy

PIMCO Short-Term Fund Inst! (x) — Int/Div — Buy

PIMCO Short-Term Fund Inst! (x) — Sold

JPMorgan Strategic Income Opports. Sel x) — Int/Div — Buy

Schwab Advisor Cash Reserves Premier Sweep (x) — None

Trust #5 (H) (x)

Aberdeen Emerging Markets Instl (x) — Int/Div — Buy (add'l)

BBH Core Select N (x) — Int/Div — Buy (add'l)

Berkshire Hathaway Inc Del B (x) — None

BlackRock Strategic Income Opps Instl (x) — Int/Div — Buy

Credit Suisse Floating Rate Hi Inc (x) — Int/Div — Buy

First Eagle Global Inst CL 1 (x) — Int/Div — Buy (add'l)

GRT Value Fund Advisor Class (x) — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth (x) — Int/Div

PIMCO Unconstrained Bond Inst] CL (x) — Int/Div — Sold

Prudential Jennison Natural Resources Fund C1 Z (x) — None

Schwab NY AMT Tax-Free Money Fund x) — Int/Div

Scout Unconstramed Bond Inst] (x) — Int/Div — Buy (add'l)

Templeton Global Bond Fund C1 A (x) — hy — Buy (add'l)

Virtus Premium AlphaSector C11 (x) — Int/Div

Vova Senior Income Cl A (x) — Int/Div — Sold

WisdomTree LargeCap Dividend Fund (x) — Int/Div

Wisdom Tree MidCap Dividend Fund (x) — Int/Div

Trust #6 (H) (x)

Aberdeen Emerging Markets Insti (x) — Int/Div — Buy (add'l)

BBH Core Select N(x) — Int/Div — Buy (add'l)

Berkshire Hathaway Inc Del B (x) — None

BlackRock Strategic Income Opps Inst] (x) — Int/Div — Buy

Credit Suisse Floating Rate Hi Inc (x) — Int/Div — Buy

First Eagle Global Inst CL 1 (x) — Int/Div — Buy (add'l)

GRT Value Fund Advisor Class (x) — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth (x) — Int/Div

PIMCO Unconstrained Bond Inst] CL (x) — Int/Div — Sold

Prudential Jennison Natural Resources Fund C1 Z (x) — None

Schwab NY AMT Tax-Free Money Fund x) — Int/Div

Scout Unconstramed Bond Inst] (x) — Int/Div — Buy (add'l)

Templeton Global Bond Fund Cl A (x) — Int/Div — Buy (add'l)

Virtus Premium AlphaSector C11 (x) — Int/Div

Vova Senior Income Cl A (x) — Int/Div — Sold

WisdomTree LargeCap Dividend Fund (x) — Int

Wisdom Tree MidCap Dividend Fund (x) — Int/Div

Agreement — 2009 — WilmerHale partnership agreement re terest earned on retained capital of former partners {y) - See Section VIII for details

Reimbursement — Harvard Law School — 0108140100914 — Cambridge, MA — Teaching — Transportation, Meals and Lodging

Reimbursement — United States District Court : SDNY — 0a 1171406041314 — Saratoga Springs, NY — 2nd Circuit Judicial Conference — Transportation, Meals and Lodging

Re. Part 11, Agreements - “2009 WilmerHale partnership agreement re. interest earned on retained capital of former partners (y)".

This agreement was disolved in mid-December, 2014. It is no longer in force, and will not be listed on future Financial Disclosure Reports,